Filed: 4/15/2024ACC: 0001172661-24-001850
📋 What this filing means
NORTHEAST FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $226.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$226.18M
Total AUM (reported)
3.75M
Total Shares
Allocation by class
US LRG CAP ETF$29.34M13.0%
US MID-CAP ETF$19.05M8.4%
SHT TM US TRES$16.61M7.3%
US DIVIDEND EQ$15.60M6.9%
COM$14.13M6.2%
INTL EQTY ETF$13.66M6.0%
US LCAP GR ETF$11.77M5.2%
Portfolio Concentration
Top 3$65.01M28.7%
4–10$73.00M32.3%
11–25$54.29M24.0%
Rest$33.88M15.0%
Top 3 weight
28.7%
Top 10 weight
61.0%
Voting Authority Distribution
Total shares with voting rights: 3.75M
Sole
Full voting authority
3.75M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other74
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings74
Rows:
SCHWAB STRATEGIC TR
DFNDShares472.79K
TypeSH
Market value$29.34M
12.97%
Sole
472.79K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares234K
TypeSH
Market value$19.05M
8.42%
Sole
234K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares344.58K
TypeSH
Market value$16.61M
7.34%
Sole
344.58K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares193.50K
TypeSH
Market value$15.60M
6.90%
Sole
193.50K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares350.17K
TypeSH
Market value$13.66M
6.04%
Sole
350.17K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares126.89K
TypeSH
Market value$11.77M
5.20%
Sole
126.89K
Shared
0.00
None
0.00
SPDR SER TR
DFNDShares426.26K
TypeSH
Market value$10.78M
4.76%
Sole
426.26K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares79.46K
TypeSH
Market value$7.52M
3.32%
Sole
79.46K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares63.60K
TypeSH
Market value$6.84M
3.03%
Sole
63.60K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares163.61K
TypeSH
Market value$6.83M
3.02%
Sole
163.61K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares180.42K
TypeSH
Market value$6.60M
2.92%
Sole
180.42K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
DFNDShares32.98K
TypeSH
Market value$5.59M
2.47%
Sole
32.98K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares111.75K
TypeSH
Market value$5.14M
2.27%
Sole
111.75K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares52.04K
TypeSH
Market value$5.10M
2.25%
Sole
52.04K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares44.62K
TypeSH
Market value$4.67M
2.07%
Sole
44.62K
Shared
0.00
None
0.00
SPDR GOLD TR
DFNDShares21.79K
TypeSH
Market value$4.48M
1.98%
Sole
21.79K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares57.02K
TypeSH
Market value$4.46M
1.97%
Sole
57.02K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
DFNDShares56.11K
TypeSH
Market value$3.25M
1.44%
Sole
56.11K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares45.89K
TypeSH
Market value$2.66M
1.18%
Sole
45.89K
Shared
0.00
None
0.00
SPDR SER TR
DFNDShares79.48K
TypeSH
Market value$2.22M
0.98%
Sole
79.48K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares14.17K
TypeSH
Market value$2.14M
0.95%
Sole
14.17K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares4.30K
TypeSH
Market value$2.13M
0.94%
Sole
4.30K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares42.31K
TypeSH
Market value$2.08M
0.92%
Sole
42.31K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares23.36K
TypeSH
Market value$1.91M
0.84%
Sole
23.36K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares3.85K
TypeSH
Market value$1.85M
0.82%
Sole
3.85K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRDFND | US LRG CAP ETF | 472.79K | SH | $29.34M 12.97% | 472.79K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US MID-CAP ETF | 234K | SH | $19.05M 8.42% | 234K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | SHT TM US TRES | 344.58K | SH | $16.61M 7.34% | 344.58K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 193.50K | SH | $15.60M 6.90% | 193.50K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 350.17K | SH | $13.66M 6.04% | 350.17K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 126.89K | SH | $11.77M 5.20% | 126.89K | 0.00 | 0.00 |
SPDR SER TRDFND | PORTFOLIO AGRGTE | 426.26K | SH | $10.78M 4.76% | 426.26K | 0.00 | 0.00 |
ISHARES TRDFND | 20 YR TR BD ETF | 79.46K | SH | $7.52M 3.32% | 79.46K | 0.00 | 0.00 |
ISHARES TRDFND | NATIONAL MUN ETF | 63.60K | SH | $6.84M 3.03% | 63.60K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | FTSE EMR MKT ETF | 163.61K | SH | $6.83M 3.02% | 163.61K | 0.00 | 0.00 |
ISHARES TRDFND | BROAD USD HIGH | 180.42K | SH | $6.60M 2.92% | 180.42K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TDFND | S&P500 EQL WGT | 32.98K | SH | $5.59M 2.47% | 32.98K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US AGGREGATE B | 111.75K | SH | $5.14M 2.27% | 111.75K | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 52.04K | SH | $5.10M 2.25% | 52.04K | 0.00 | 0.00 |
ISHARES TRDFND | SHRT NAT MUN ETF | 44.62K | SH | $4.67M 2.07% | 44.62K | 0.00 | 0.00 |
SPDR GOLD TRDFND | GOLD SHS | 21.79K | SH | $4.48M 1.98% | 21.79K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | LG-TERM COR BD | 57.02K | SH | $4.46M 1.97% | 57.02K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FDFND | EQUITY PREMIUM | 56.11K | SH | $3.25M 1.44% | 56.11K | 0.00 | 0.00 |
ISHARES TRDFND | CORE DIV GRWTH | 45.89K | SH | $2.66M 1.18% | 45.89K | 0.00 | 0.00 |
SPDR SER TRDFND | PORTFOLIO LN TSR | 79.48K | SH | $2.22M 0.98% | 79.48K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 14.17K | SH | $2.14M 0.95% | 14.17K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 4.30K | SH | $2.13M 0.94% | 4.30K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US SML CAP ETF | 42.31K | SH | $2.08M 0.92% | 42.31K | 0.00 | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 23.36K | SH | $1.91M 0.84% | 23.36K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 3.85K | SH | $1.85M 0.82% | 3.85K | 0.00 | 0.00 |
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