Filed: 10/11/2023ACC: 0001172661-23-003381
📋 What this filing means
NORTHEAST FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $162.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$162.67M
Total AUM (reported)
2.58M
Total Shares
Allocation by class
US LRG CAP ETF$22.42M13.8%
SHT TM US TRES$17.48M10.7%
US DIVIDEND EQ$15.14M9.3%
COM$13.30M8.2%
US MID-CAP ETF$12.57M7.7%
US LCAP GR ETF$11.17M6.9%
20 YR TR BD ETF$8.52M5.2%
Portfolio Concentration
Top 3$55.04M33.8%
4–10$54.51M33.5%
11–25$30.61M18.8%
Rest$22.51M13.8%
Top 3 weight
33.8%
Top 10 weight
67.3%
Voting Authority Distribution
Total shares with voting rights: 2.58M
Sole
Full voting authority
2.58M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other63
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings63
Rows:
SCHWAB STRATEGIC TR
DFNDShares443.12K
TypeSH
Market value$22.42M
13.78%
Sole
443.12K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares364.91K
TypeSH
Market value$17.48M
10.74%
Sole
364.91K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares213.95K
TypeSH
Market value$15.14M
9.31%
Sole
213.95K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares185.66K
TypeSH
Market value$12.57M
7.72%
Sole
185.66K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares153.56K
TypeSH
Market value$11.17M
6.86%
Sole
153.56K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares96.01K
TypeSH
Market value$8.52M
5.23%
Sole
96.01K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
DFNDShares52.28K
TypeSH
Market value$7.41M
4.55%
Sole
52.28K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares188.69K
TypeSH
Market value$6.41M
3.94%
Sole
188.69K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares110.21K
TypeSH
Market value$4.32M
2.66%
Sole
110.21K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares43.92K
TypeSH
Market value$4.13M
2.54%
Sole
43.92K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares93.34K
TypeSH
Market value$4.13M
2.54%
Sole
93.34K
Shared
0.00
None
0.00
SPDR GOLD TR
DFNDShares18.67K
TypeSH
Market value$3.20M
1.97%
Sole
18.67K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares37.43K
TypeSH
Market value$2.68M
1.65%
Sole
37.43K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares29.14K
TypeSH
Market value$2.36M
1.45%
Sole
29.14K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares51.56K
TypeSH
Market value$2.14M
1.31%
Sole
51.56K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares3.72K
TypeSH
Market value$1.88M
1.15%
Sole
3.72K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares11.34K
TypeSH
Market value$1.77M
1.09%
Sole
11.34K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares17.10K
TypeSH
Market value$1.75M
1.08%
Sole
17.10K
Shared
0.00
None
0.00
VISA INC
DFNDShares7.13K
TypeSH
Market value$1.64M
1.01%
Sole
7.13K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares15.87K
TypeSH
Market value$1.63M
1.00%
Sole
15.87K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares4.10K
TypeSH
Market value$1.61M
0.99%
Sole
4.10K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares21.76K
TypeSH
Market value$1.52M
0.93%
Sole
21.76K
Shared
0.00
None
0.00
VANGUARD ADMIRAL FDS INC
DFNDShares6.04K
TypeSH
Market value$1.49M
0.92%
Sole
6.04K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares4.49K
TypeSH
Market value$1.42M
0.87%
Sole
4.49K
Shared
0.00
None
0.00
WASTE MGMT INC DEL
DFNDShares9.15K
TypeSH
Market value$1.40M
0.86%
Sole
9.15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRDFND | US LRG CAP ETF | 443.12K | SH | $22.42M 13.78% | 443.12K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | SHT TM US TRES | 364.91K | SH | $17.48M 10.74% | 364.91K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 213.95K | SH | $15.14M 9.31% | 213.95K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US MID-CAP ETF | 185.66K | SH | $12.57M 7.72% | 185.66K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 153.56K | SH | $11.17M 6.86% | 153.56K | 0.00 | 0.00 |
ISHARES TRDFND | 20 YR TR BD ETF | 96.01K | SH | $8.52M 5.23% | 96.01K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TDFND | S&P500 EQL WGT | 52.28K | SH | $7.41M 4.55% | 52.28K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 188.69K | SH | $6.41M 3.94% | 188.69K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | FTSE EMR MKT ETF | 110.21K | SH | $4.32M 2.66% | 110.21K | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 43.92K | SH | $4.13M 2.54% | 43.92K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US AGGREGATE B | 93.34K | SH | $4.13M 2.54% | 93.34K | 0.00 | 0.00 |
SPDR GOLD TRDFND | GOLD SHS | 18.67K | SH | $3.20M 1.97% | 18.67K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | LG-TERM COR BD | 37.43K | SH | $2.68M 1.65% | 37.43K | 0.00 | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 29.14K | SH | $2.36M 1.45% | 29.14K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US SML CAP ETF | 51.56K | SH | $2.14M 1.31% | 51.56K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 3.72K | SH | $1.88M 1.15% | 3.72K | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 11.34K | SH | $1.77M 1.09% | 11.34K | 0.00 | 0.00 |
ISHARES TRDFND | NATIONAL MUN ETF | 17.10K | SH | $1.75M 1.08% | 17.10K | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 7.13K | SH | $1.64M 1.01% | 7.13K | 0.00 | 0.00 |
ISHARES TRDFND | SHRT NAT MUN ETF | 15.87K | SH | $1.63M 1.00% | 15.87K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 4.10K | SH | $1.61M 0.99% | 4.10K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 21.76K | SH | $1.52M 0.93% | 21.76K | 0.00 | 0.00 |
VANGUARD ADMIRAL FDS INCDFND | 500 GRTH IDX F | 6.04K | SH | $1.49M 0.92% | 6.04K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 4.49K | SH | $1.42M 0.87% | 4.49K | 0.00 | 0.00 |
WASTE MGMT INC DELDFND | COM | 9.15K | SH | $1.40M 0.86% | 9.15K | 0.00 | 0.00 |
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