Filed: 8/18/2023ACC: 0001172661-23-003214
📋 What this filing means
NORTHEAST FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 53 equity positions with a total reported market value of $138.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
53
Positions
$138.52M
Total AUM (reported)
2.14M
Total Shares
Allocation by class
US LRG CAP ETF$18.74M13.5%
COM$17.26M12.5%
SHT TM US TRES$13.86M10.0%
US DIVIDEND EQ$13.23M9.6%
US MID-CAP ETF$9.73M7.0%
US LCAP GR ETF$9.43M6.8%
US AGGREGATE B$8.55M6.2%
Portfolio Concentration
Top 3$45.83M33.1%
4–10$44.32M32.0%
11–25$31.34M22.6%
Rest$17.03M12.3%
Top 3 weight
33.1%
Top 10 weight
65.1%
Voting Authority Distribution
Total shares with voting rights: 2.14M
Sole
Full voting authority
2.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other53
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings53
Rows:
SCHWAB STRATEGIC TR
DFNDShares389.45K
TypeSH
Market value$18.74M
13.53%
Sole
389.45K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares285.14K
TypeSH
Market value$13.86M
10.01%
Sole
285.14K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares171.75K
TypeSH
Market value$13.23M
9.55%
Sole
171.75K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares135.15K
TypeSH
Market value$9.73M
7.02%
Sole
135.15K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares154.20K
TypeSH
Market value$9.43M
6.81%
Sole
154.20K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares181.01K
TypeSH
Market value$8.55M
6.17%
Sole
181.01K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares60.88K
TypeSH
Market value$6.52M
4.71%
Sole
60.88K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares34.67K
TypeSH
Market value$3.54M
2.55%
Sole
34.67K
Shared
0.00
None
0.00
SPDR GOLD TR
DFNDShares18.75K
TypeSH
Market value$3.37M
2.43%
Sole
18.75K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares43.05K
TypeSH
Market value$3.20M
2.31%
Sole
43.05K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares7.77K
TypeSH
Market value$2.90M
2.10%
Sole
7.77K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares33.29K
TypeSH
Market value$2.72M
1.97%
Sole
33.29K
Shared
0.00
None
0.00
VANGUARD ADMIRAL FDS INC
DFNDShares11.49K
TypeSH
Market value$2.56M
1.85%
Sole
11.49K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares4.99K
TypeSH
Market value$2.49M
1.80%
Sole
4.99K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares14.62K
TypeSH
Market value$2.39M
1.72%
Sole
14.62K
Shared
0.00
None
0.00
WASTE MGMT INC DEL
DFNDShares14.67K
TypeSH
Market value$2.27M
1.64%
Sole
14.67K
Shared
0.00
None
0.00
INVESCO DB US DLR INDEX TR
DFNDShares119.53K
TypeSH
Market value$2.25M
1.62%
Sole
119.53K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares26.50K
TypeSH
Market value$2.16M
1.56%
Sole
26.50K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares8.14K
TypeSH
Market value$2.02M
1.46%
Sole
8.14K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares27.16K
TypeSH
Market value$1.79M
1.29%
Sole
27.16K
Shared
0.00
None
0.00
APPLE INC
DFNDShares11.87K
TypeSH
Market value$1.73M
1.25%
Sole
11.87K
Shared
0.00
None
0.00
VISA INC
DFNDShares7.11K
TypeSH
Market value$1.64M
1.18%
Sole
7.11K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
DFNDShares3.08K
TypeSH
Market value$1.57M
1.14%
Sole
3.08K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares29.90K
TypeSH
Market value$1.53M
1.11%
Sole
29.90K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares37.29K
TypeSH
Market value$1.31M
0.95%
Sole
37.29K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRDFND | US LRG CAP ETF | 389.45K | SH | $18.74M 13.53% | 389.45K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | SHT TM US TRES | 285.14K | SH | $13.86M 10.01% | 285.14K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 171.75K | SH | $13.23M 9.55% | 171.75K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US MID-CAP ETF | 135.15K | SH | $9.73M 7.02% | 135.15K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 154.20K | SH | $9.43M 6.81% | 154.20K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US AGGREGATE B | 181.01K | SH | $8.55M 6.17% | 181.01K | 0.00 | 0.00 |
ISHARES TRDFND | 20 YR TR BD ETF | 60.88K | SH | $6.52M 4.71% | 60.88K | 0.00 | 0.00 |
ISHARES TRDFND | SP SMCP600VL ETF | 34.67K | SH | $3.54M 2.55% | 34.67K | 0.00 | 0.00 |
SPDR GOLD TRDFND | GOLD SHS | 18.75K | SH | $3.37M 2.43% | 18.75K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 43.05K | SH | $3.20M 2.31% | 43.05K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 7.77K | SH | $2.90M 2.10% | 7.77K | 0.00 | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 33.29K | SH | $2.72M 1.97% | 33.29K | 0.00 | 0.00 |
VANGUARD ADMIRAL FDS INCDFND | 500 GRTH IDX F | 11.49K | SH | $2.56M 1.85% | 11.49K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 4.99K | SH | $2.49M 1.80% | 4.99K | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 14.62K | SH | $2.39M 1.72% | 14.62K | 0.00 | 0.00 |
WASTE MGMT INC DELDFND | COM | 14.67K | SH | $2.27M 1.64% | 14.67K | 0.00 | 0.00 |
INVESCO DB US DLR INDEX TRDFND | BEARISH FD | 119.53K | SH | $2.25M 1.62% | 119.53K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | LG-TERM COR BD | 26.50K | SH | $2.16M 1.56% | 26.50K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 8.14K | SH | $2.02M 1.46% | 8.14K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | LONG TERM TREAS | 27.16K | SH | $1.79M 1.29% | 27.16K | 0.00 | 0.00 |
APPLE INCDFND | COM | 11.87K | SH | $1.73M 1.25% | 11.87K | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 7.11K | SH | $1.64M 1.18% | 7.11K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWDFND | COM | 3.08K | SH | $1.57M 1.14% | 3.08K | 0.00 | 0.00 |
ISHARES TRDFND | CORE DIV GRWTH | 29.90K | SH | $1.53M 1.11% | 29.90K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 37.29K | SH | $1.31M 0.95% | 37.29K | 0.00 | 0.00 |
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