Filed: 8/11/2023ACC: 0001172661-23-002927
📋 What this filing means
NORTHEAST FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $155.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$155.93M
Total AUM (reported)
2.35M
Total Shares
Allocation by class
US LRG CAP ETF$20.61M13.2%
SHT TM US TRES$16.33M10.5%
COM$15.62M10.0%
US DIVIDEND EQ$14.26M9.1%
US LCAP GR ETF$11.62M7.5%
US MID-CAP ETF$10.45M6.7%
20 YR TR BD ETF$8.68M5.6%
Portfolio Concentration
Top 3$51.20M32.8%
4–10$50.32M32.3%
11–25$31.76M20.4%
Rest$22.66M14.5%
Top 3 weight
32.8%
Top 10 weight
65.1%
Voting Authority Distribution
Total shares with voting rights: 2.35M
Sole
Full voting authority
2.35M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other63
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings63
Rows:
SCHWAB STRATEGIC TR
DFNDShares393.49K
TypeSH
Market value$20.61M
13.22%
Sole
393.49K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares339.82K
TypeSH
Market value$16.33M
10.47%
Sole
339.82K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares196.39K
TypeSH
Market value$14.26M
9.15%
Sole
196.39K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares155.06K
TypeSH
Market value$11.62M
7.45%
Sole
155.06K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares147.15K
TypeSH
Market value$10.45M
6.70%
Sole
147.15K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares84.28K
TypeSH
Market value$8.68M
5.56%
Sole
84.28K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares155.83K
TypeSH
Market value$7.19M
4.61%
Sole
155.83K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares131.74K
TypeSH
Market value$4.70M
3.01%
Sole
131.74K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
DFNDShares28.97K
TypeSH
Market value$4.34M
2.78%
Sole
28.97K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares34.12K
TypeSH
Market value$3.34M
2.14%
Sole
34.12K
Shared
0.00
None
0.00
SPDR GOLD TR
DFNDShares17.94K
TypeSH
Market value$3.20M
2.05%
Sole
17.94K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares35.33K
TypeSH
Market value$2.77M
1.78%
Sole
35.33K
Shared
0.00
None
0.00
VANGUARD ADMIRAL FDS INC
DFNDShares10.34K
TypeSH
Market value$2.63M
1.68%
Sole
10.34K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares29.32K
TypeSH
Market value$2.38M
1.52%
Sole
29.32K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
DFNDShares54.19K
TypeSH
Market value$2.37M
1.52%
Sole
54.19K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares13.60K
TypeSH
Market value$2.25M
1.44%
Sole
13.60K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares53.68K
TypeSH
Market value$2.18M
1.40%
Sole
53.68K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares29.73K
TypeSH
Market value$2.16M
1.39%
Sole
29.73K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares4.45K
TypeSH
Market value$2.14M
1.37%
Sole
4.45K
Shared
0.00
None
0.00
VISA INC
DFNDShares7.93K
TypeSH
Market value$1.88M
1.21%
Sole
7.93K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares4.91K
TypeSH
Market value$1.67M
1.07%
Sole
4.91K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares3.92K
TypeSH
Market value$1.60M
1.02%
Sole
3.92K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares24.76K
TypeSH
Market value$1.57M
1.01%
Sole
24.76K
Shared
0.00
None
0.00
WASTE MGMT INC DEL
DFNDShares8.78K
TypeSH
Market value$1.52M
0.98%
Sole
8.78K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares13.67K
TypeSH
Market value$1.42M
0.91%
Sole
13.67K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRDFND | US LRG CAP ETF | 393.49K | SH | $20.61M 13.22% | 393.49K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | SHT TM US TRES | 339.82K | SH | $16.33M 10.47% | 339.82K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 196.39K | SH | $14.26M 9.15% | 196.39K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 155.06K | SH | $11.62M 7.45% | 155.06K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US MID-CAP ETF | 147.15K | SH | $10.45M 6.70% | 147.15K | 0.00 | 0.00 |
ISHARES TRDFND | 20 YR TR BD ETF | 84.28K | SH | $8.68M 5.56% | 84.28K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US AGGREGATE B | 155.83K | SH | $7.19M 4.61% | 155.83K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 131.74K | SH | $4.70M 3.01% | 131.74K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TDFND | S&P500 EQL WGT | 28.97K | SH | $4.34M 2.78% | 28.97K | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 34.12K | SH | $3.34M 2.14% | 34.12K | 0.00 | 0.00 |
SPDR GOLD TRDFND | GOLD SHS | 17.94K | SH | $3.20M 2.05% | 17.94K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | LG-TERM COR BD | 35.33K | SH | $2.77M 1.78% | 35.33K | 0.00 | 0.00 |
VANGUARD ADMIRAL FDS INCDFND | 500 GRTH IDX F | 10.34K | SH | $2.63M 1.68% | 10.34K | 0.00 | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 29.32K | SH | $2.38M 1.52% | 29.32K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRDFND | US SML CAP ETF | 54.19K | SH | $2.37M 1.52% | 54.19K | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 13.60K | SH | $2.25M 1.44% | 13.60K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | FTSE EMR MKT ETF | 53.68K | SH | $2.18M 1.40% | 53.68K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 29.73K | SH | $2.16M 1.39% | 29.73K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 4.45K | SH | $2.14M 1.37% | 4.45K | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 7.93K | SH | $1.88M 1.21% | 7.93K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 4.91K | SH | $1.67M 1.07% | 4.91K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 3.92K | SH | $1.60M 1.02% | 3.92K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | LONG TERM TREAS | 24.76K | SH | $1.57M 1.01% | 24.76K | 0.00 | 0.00 |
WASTE MGMT INC DELDFND | COM | 8.78K | SH | $1.52M 0.98% | 8.78K | 0.00 | 0.00 |
ISHARES TRDFND | SHRT NAT MUN ETF | 13.67K | SH | $1.42M 0.91% | 13.67K | 0.00 | 0.00 |
Page 1 of 3