NEEDHAM INVESTMENT MANAGEMENT LLC

PrivateCIK: 1167212
Location

NEW YORK, NY

176
Positions
$3.33B
Total AUM (reported)
103.67M
Total Shares

Allocation by class

TOTAL AUM$3.33B176 positions
COM$2.53B76.2%
COM NEW$169.51M5.1%
COM CL A$131.14M3.9%
CL A$103.25M3.1%
COMMON STOCK$98.64M3.0%
COM SHS$76.91M2.3%
SHS$47.27M1.4%

Portfolio Concentration

Top 316.6%4–1021.5%11–2521.2%Rest40.7%TOP 1038.1%0%100%
Top 3$553.10M16.6%
4–10$714.95M21.5%
11–25$703.66M21.2%
Rest$1.35B40.7%

Top 3 weight

16.6%

Top 10 weight

38.1%

Voting Authority Distribution

Total shares with voting rights: 103.67M

Sole

Full voting authority

103.67M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole22
Shared0
Other154
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings176
Rows:

VICOR CORP

DFND
COM
Shares524K
TypeSH
Market value$199.00M
5.98%
Sole
524K
Shared
0.00
None
0.00

ARTERIS INC

DFND
COM
Shares3.93M
TypeSH
Market value$190.84M
5.74%
Sole
3.93M
Shared
0.00
None
0.00

VISHAY INTERTECHNOLOGY INC

DFND
COM
Shares3.04M
TypeSH
Market value$163.26M
4.91%
Sole
3.04M
Shared
0.00
None
0.00

PDF SOLUTIONS INC

DFND
COM
Shares2.06M
TypeSH
Market value$146.18M
4.40%
Sole
2.06M
Shared
0.00
None
0.00

NLIGHT INC

DFND
COM
Shares1.99M
TypeSH
Market value$138.73M
4.17%
Sole
1.99M
Shared
0.00
None
0.00

VERTIV HOLDINGS CO

DFND
COM CL A
Shares285.75K
TypeSH
Market value$95.67M
2.88%
Sole
285.75K
Shared
0.00
None
0.00

VISHAY PRECISION GROUP INC

DFND
COM
Shares599K
TypeSH
Market value$89.80M
2.70%
Sole
599K
Shared
0.00
None
0.00

FORMFACTOR INC

DFND
COM
Shares547.50K
TypeSH
Market value$87.56M
2.63%
Sole
547.50K
Shared
0.00
None
0.00

CECO ENVIRONMENTAL CORP

DFND
COM
Shares957.50K
TypeSH
Market value$86.88M
2.61%
Sole
957.50K
Shared
0.00
None
0.00

OIL DRI CORP AMER

DFND
COM
Shares686K
TypeSH
Market value$70.12M
2.11%
Sole
686K
Shared
0.00
None
0.00

THREDUP INC

DFND
CL A
Shares10.18M
TypeSH
Market value$69.70M
2.10%
Sole
10.18M
Shared
0.00
None
0.00

LINCOLN EDL SVCS CORP

DFND
COM
Shares1.32M
TypeSH
Market value$66.12M
1.99%
Sole
1.32M
Shared
0.00
None
0.00

VEECO INSTRS INC DEL

DFND
COM
Shares845.85K
TypeSH
Market value$64.12M
1.93%
Sole
845.85K
Shared
0.00
None
0.00

TETRA TECHNOLOGIES INC DEL

DFND
COM
Shares5.65M
TypeSH
Market value$64.03M
1.93%
Sole
5.65M
Shared
0.00
None
0.00

SUPER MICRO COMPUTER INC

DFND
COM NEW
Shares1.86M
TypeSH
Market value$54.51M
1.64%
Sole
1.86M
Shared
0.00
None
0.00

ELMET GROUP CO (THE)

DFND
COMMON STOCK
Shares2.64M
TypeSH
Market value$52.10M
1.57%
Sole
2.64M
Shared
0.00
None
0.00

MKS INC.

DFND
COM
Shares112.25K
TypeSH
Market value$49.93M
1.50%
Sole
112.25K
Shared
0.00
None
0.00

UNIVERSAL TECHNICAL INST INC

DFND
COM
Shares1.13M
TypeSH
Market value$48.33M
1.45%
Sole
1.13M
Shared
0.00
None
0.00

NOVA LTD

DFND
COM
Shares88.65K
TypeSH
Market value$48.13M
1.45%
Sole
88.65K
Shared
0.00
None
0.00

COHERENT CORP

DFND
COM
Shares92.50K
TypeSH
Market value$36.49M
1.10%
Sole
92.50K
Shared
0.00
None
0.00

KLA CORP

SOLE
COM NEW
Shares102.50K
TypeSH
Market value$30.93M
0.93%
Sole
102.50K
Shared
0.00
None
0.00

CRA INTL INC

DFND
COM
Shares215.51K
TypeSH
Market value$30.67M
0.92%
Sole
215.51K
Shared
0.00
None
0.00

GENIUS SPORTS LIMITED

DFND
SHARES CL A
Shares4.92M
TypeSH
Market value$29.85M
0.90%
Sole
4.92M
Shared
0.00
None
0.00

VIASAT INC

SOLE
COM
Shares330.60K
TypeSH
Market value$29.69M
0.89%
Sole
330.60K
Shared
0.00
None
0.00

PARSONS CORP DEL

DFND
COM
Shares555K
TypeSH
Market value$29.08M
0.87%
Sole
555K
Shared
0.00
None
0.00
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