NEEDHAM INVESTMENT MANAGEMENT LLC

PrivateCIK: 1167212
Location

NEW YORK, NY

176
Positions
$1.96B
Total AUM (reported)
83.30M
Total Shares

Allocation by class

TOTAL AUM$1.96B176 positions
COM$1.52B77.9%
COM CL A$88.98M4.5%
COM NEW$87.52M4.5%
COM SHS$59.20M3.0%
CL A$50.90M2.6%
SHS$29.66M1.5%
SHARES CL A$17.72M0.9%

Portfolio Concentration

Top 313.6%4–1019.3%11–2521.3%Rest45.9%TOP 1032.9%0%100%
Top 3$265.15M13.6%
4–10$378.32M19.3%
11–25$416.02M21.3%
Rest$897.32M45.9%

Top 3 weight

13.6%

Top 10 weight

32.9%

Voting Authority Distribution

Total shares with voting rights: 83.30M

Sole

Full voting authority

83.30M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole22
Shared0
Other154
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings176
Rows:

NLIGHT INC

DFND
COM
Shares1.92M
TypeSH
Market value$109.63M
5.60%
Sole
1.92M
Shared
0.00
None
0.00

VICOR CORP

DFND
COM
Shares522K
TypeSH
Market value$84.04M
4.29%
Sole
522K
Shared
0.00
None
0.00

VERTIV HOLDINGS CO

DFND
COM CL A
Shares285.25K
TypeSH
Market value$71.48M
3.65%
Sole
285.25K
Shared
0.00
None
0.00

PDF SOLUTIONS INC

DFND
COM
Shares2.02M
TypeSH
Market value$66.16M
3.38%
Sole
2.02M
Shared
0.00
None
0.00

ARTERIS INC

DFND
COM
Shares3.95M
TypeSH
Market value$64.98M
3.32%
Sole
3.95M
Shared
0.00
None
0.00

FORMFACTOR INC

DFND
COM
Shares603.50K
TypeSH
Market value$58.53M
2.99%
Sole
603.50K
Shared
0.00
None
0.00

VISHAY INTERTECHNOLOGY INC

DFND
COM
Shares2.92M
TypeSH
Market value$52.56M
2.69%
Sole
2.92M
Shared
0.00
None
0.00

LINCOLN EDL SVCS CORP

DFND
COM
Shares1.28M
TypeSH
Market value$51.97M
2.66%
Sole
1.28M
Shared
0.00
None
0.00

OIL DRI CORP AMER

DFND
COM
Shares677.50K
TypeSH
Market value$44.10M
2.25%
Sole
677.50K
Shared
0.00
None
0.00

NOVA LTD

DFND
COM
Shares92.15K
TypeSH
Market value$40.02M
2.05%
Sole
92.15K
Shared
0.00
None
0.00

UNIVERSAL TECHNICAL INST INC

DFND
COM
Shares1.03M
TypeSH
Market value$37.18M
1.90%
Sole
1.03M
Shared
0.00
None
0.00

SUPER MICRO COMPUTER INC

DFND
COM NEW
Shares1.62M
TypeSH
Market value$36.81M
1.88%
Sole
1.62M
Shared
0.00
None
0.00

THERMON GROUP HLDGS INC

DFND
COM
Shares632.50K
TypeSH
Market value$31.88M
1.63%
Sole
632.50K
Shared
0.00
None
0.00

THREDUP INC

DFND
CL A
Shares9.28M
TypeSH
Market value$30.42M
1.55%
Sole
9.28M
Shared
0.00
None
0.00

VEECO INSTRS INC DEL

DFND
COM
Shares880K
TypeSH
Market value$29.80M
1.52%
Sole
880K
Shared
0.00
None
0.00

TETRA TECHNOLOGIES INC DEL

DFND
COM
Shares3.38M
TypeSH
Market value$28.75M
1.47%
Sole
3.38M
Shared
0.00
None
0.00

MKS INC.

DFND
COM
Shares120K
TypeSH
Market value$27.58M
1.41%
Sole
120K
Shared
0.00
None
0.00

VISHAY PRECISION GROUP INC

DFND
COM
Shares620K
TypeSH
Market value$26.92M
1.38%
Sole
620K
Shared
0.00
None
0.00

COHERENT CORP

DFND
COM
Shares105.50K
TypeSH
Market value$25.13M
1.28%
Sole
105.50K
Shared
0.00
None
0.00

ARLO TECHNOLOGIES INC

DFND
COM
Shares1.76M
TypeSH
Market value$25.04M
1.28%
Sole
1.76M
Shared
0.00
None
0.00

PHOTRONICS INC

DFND
COM
Shares605K
TypeSH
Market value$24.45M
1.25%
Sole
605K
Shared
0.00
None
0.00

CENTURI HOLDINGS INC

DFND
COM SHS
Shares817.63K
TypeSH
Market value$23.88M
1.22%
Sole
817.63K
Shared
0.00
None
0.00

CECO ENVIRONMENTAL CORP

DFND
COM
Shares387.50K
TypeSH
Market value$23.09M
1.18%
Sole
387.50K
Shared
0.00
None
0.00

CRA INTL INC

DFND
COM
Shares140.01K
TypeSH
Market value$22.66M
1.16%
Sole
140.01K
Shared
0.00
None
0.00

ASURE SOFTWARE INC

DFND
COM
Shares2.61M
TypeSH
Market value$22.42M
1.15%
Sole
2.61M
Shared
0.00
None
0.00
Page 1 of 8