NAPIER FINANCIAL, LLC

PrivateCIK: 2086579

Location

BRAINTREE, MA

609

Positions

$436.02M

Total AUM (reported)

4.28M

Total Shares

Allocation by class

MF CLOSED AND MF OPEN$394.01M90.4%

COMMON STOCK$41.80M9.6%

OIL & GAS, REAL ESTATE AND REIT$207.7K0.0%

Portfolio Concentration

Top 3$118.47M27.2%

4–10$110.03M25.2%

11–25$119.85M27.5%

Rest$87.67M20.1%

Top 3 weight

27.2%

Top 10 weight

52.4%

Voting Authority Distribution

Total shares with voting rights: 4.28M

Sole

Full voting authority

566.11K

% of voting shares13.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.71M

% of voting shares86.8%

Investment Discretion (by position count)

Sole609

Shared0

Other0

Dominant voting typeNone · 86.8% of voting shares

Institutional Holdings609

Rows:

ISHARES RUSSELL

SOLE

MF Closed and MF Open

Shares152.33K

TypeSH

Market value$54.31M

12.46%

Sole

21.92K

Shared

0.00

None

130.41K

ISHARES CORE

SOLE

MF Closed and MF Open

Shares61.09K

TypeSH

Market value$39.91M

9.15%

Sole

7.73K

Shared

0.00

None

53.36K

ISHARES MSCI

SOLE

MF Closed and MF Open

Shares249.67K

TypeSH

Market value$24.25M

5.56%

Sole

30.19K

Shared

0.00

None

219.48K

ISHARES 3-7YR

SOLE

MF Closed and MF Open

Shares169.33K

TypeSH

Market value$20.08M

4.61%

Sole

23.89K

Shared

0.00

None

145.45K

ISHARES RUSSELL

SOLE

MF Closed and MF Open

Shares79.16K

TypeSH

Market value$16.91M

3.88%

Sole

10.84K

Shared

0.00

None

68.33K

VANGUARD MID

SOLE

MF Closed and MF Open

Shares57.18K

TypeSH

Market value$16.42M

3.77%

Sole

7.47K

Shared

0.00

None

49.71K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares221.69K

TypeSH

Market value$15.14M

3.47%

Sole

30.38K

Shared

0.00

None

191.31K

WISDOMTREE FLOATING

SOLE

MF Closed and MF Open

Shares295.49K

TypeSH

Market value$14.88M

3.41%

Sole

52.16K

Shared

0.00

None

243.34K

STATE STREET

SOLE

MF Closed and MF Open

Shares20.59K

TypeSH

Market value$13.39M

3.07%

Sole

4.64K

Shared

0.00

None

15.95K

ISHARES MSCI

SOLE

MF Closed and MF Open

Shares232.51K

TypeSH

Market value$13.20M

3.03%

Sole

26.81K

Shared

0.00

None

205.70K

VANECK MORNINGSTAR

SOLE

MF Closed and MF Open

Shares124.66K

TypeSH

Market value$12.05M

2.76%

Sole

17.16K

Shared

0.00

None

107.50K

VANGUARD SHORT

SOLE

MF Closed and MF Open

Shares144.99K

TypeSH

Market value$11.49M

2.64%

Sole

19.78K

Shared

0.00

None

125.20K

ISHARES RUSSELL

SOLE

MF Closed and MF Open

Shares26.17K

TypeSH

Market value$11.16M

2.56%

Sole

3.60K

Shared

0.00

None

22.58K

VANGUARD INTERMEDIATE

SOLE

MF Closed and MF Open

Shares133.96K

TypeSH

Market value$11.09M

2.54%

Sole

13.96K

Shared

0.00

None

120K

SPDR GOLD

SOLE

MF Closed and MF Open

Shares115.05K

TypeSH

Market value$10.66M

2.45%

Sole

15.08K

Shared

0.00

None

99.97K

VANGUARD SMALL

SOLE

MF Closed and MF Open

Shares39.12K

TypeSH

Market value$10.25M

2.35%

Sole

5.78K

Shared

0.00

None

33.34K

APPLE INC

SOLE

Common Stock

Shares35.80K

TypeSH

Market value$9.09M

2.08%

Sole

0.00

Shared

0.00

None

35.80K

ISHARES 1-3YR

SOLE

MF Closed and MF Open

Shares83.26K

TypeSH

Market value$6.87M

1.58%

Sole

10.21K

Shared

0.00

None

73.05K

VANECK FALLEN

SOLE

MF Closed and MF Open

Shares203.25K

TypeSH

Market value$5.84M

1.34%

Sole

21.15K

Shared

0.00

None

182.09K

ISHARES BROAD

SOLE

MF Closed and MF Open

Shares110.48K

TypeSH

Market value$5.66M

1.30%

Sole

25.18K

Shared

0.00

None

85.30K

VANGUARD RUSSELL

SOLE

MF Closed and MF Open

Shares18.55K

TypeSH

Market value$5.48M

1.26%

Sole

5.13K

Shared

0.00

None

13.42K

STATE STREET

SOLE

MF Closed and MF Open

Shares58.52K

TypeSH

Market value$5.36M

1.23%

Sole

7.61K

Shared

0.00

None

50.90K

STATE STREET

SOLE

MF Closed and MF Open

Shares108.92K

TypeSH

Market value$5.26M

1.21%

Sole

14.70K

Shared

0.00

None

94.23K

DIMENSIONAL US

SOLE

MF Closed and MF Open

Shares70.68K

TypeSH

Market value$5.03M

1.15%

Sole

7.91K

Shared

0.00

None

62.77K

VANGUARD FTSE

SOLE

MF Closed and MF Open

Shares71.10K

TypeSH

Market value$4.56M

1.04%

Sole

26.72K

Shared

0.00

None

44.38K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES RUSSELLSOLE	MF Closed and MF Open	152.33K	SH	$54.31M 12.46%	21.92K	130.41K
ISHARES CORESOLE	MF Closed and MF Open	61.09K	SH	$39.91M 9.15%	7.73K	53.36K
ISHARES MSCISOLE	MF Closed and MF Open	249.67K	SH	$24.25M 5.56%	30.19K	219.48K
ISHARES 3-7YRSOLE	MF Closed and MF Open	169.33K	SH	$20.08M 4.61%	23.89K	145.45K
ISHARES RUSSELLSOLE	MF Closed and MF Open	79.16K	SH	$16.91M 3.88%	10.84K	68.33K
VANGUARD MIDSOLE	MF Closed and MF Open	57.18K	SH	$16.42M 3.77%	7.47K	49.71K
FIRST TRUSTSOLE	MF Closed and MF Open	221.69K	SH	$15.14M 3.47%	30.38K	191.31K
WISDOMTREE FLOATINGSOLE	MF Closed and MF Open	295.49K	SH	$14.88M 3.41%	52.16K	243.34K
STATE STREETSOLE	MF Closed and MF Open	20.59K	SH	$13.39M 3.07%	4.64K	15.95K
ISHARES MSCISOLE	MF Closed and MF Open	232.51K	SH	$13.20M 3.03%	26.81K	205.70K
VANECK MORNINGSTARSOLE	MF Closed and MF Open	124.66K	SH	$12.05M 2.76%	17.16K	107.50K
VANGUARD SHORTSOLE	MF Closed and MF Open	144.99K	SH	$11.49M 2.64%	19.78K	125.20K
ISHARES RUSSELLSOLE	MF Closed and MF Open	26.17K	SH	$11.16M 2.56%	3.60K	22.58K
VANGUARD INTERMEDIATESOLE	MF Closed and MF Open	133.96K	SH	$11.09M 2.54%	13.96K	120K
SPDR GOLDSOLE	MF Closed and MF Open	115.05K	SH	$10.66M 2.45%	15.08K	99.97K
VANGUARD SMALLSOLE	MF Closed and MF Open	39.12K	SH	$10.25M 2.35%	5.78K	33.34K
APPLE INCSOLE	Common Stock	35.80K	SH	$9.09M 2.08%	0.00	35.80K
ISHARES 1-3YRSOLE	MF Closed and MF Open	83.26K	SH	$6.87M 1.58%	10.21K	73.05K
VANECK FALLENSOLE	MF Closed and MF Open	203.25K	SH	$5.84M 1.34%	21.15K	182.09K
ISHARES BROADSOLE	MF Closed and MF Open	110.48K	SH	$5.66M 1.30%	25.18K	85.30K
VANGUARD RUSSELLSOLE	MF Closed and MF Open	18.55K	SH	$5.48M 1.26%	5.13K	13.42K
STATE STREETSOLE	MF Closed and MF Open	58.52K	SH	$5.36M 1.23%	7.61K	50.90K
STATE STREETSOLE	MF Closed and MF Open	108.92K	SH	$5.26M 1.21%	14.70K	94.23K
DIMENSIONAL USSOLE	MF Closed and MF Open	70.68K	SH	$5.03M 1.15%	7.91K	62.77K
VANGUARD FTSESOLE	MF Closed and MF Open	71.10K	SH	$4.56M 1.04%	26.72K	44.38K

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