NANTAHALA CAPITAL MANAGEMENT, LLC

PrivateCIK: 1472322
Location

NEW CANAAN, CT

137
Positions
$2.72B
Total AUM (reported)
381.86M
Total Shares

Allocation by class

TOTAL AUM$2.72B137 positions
COM$1.27B46.8%
RUSSELL 2000 ETF$508.40M18.7%
COM NEW$199.19M7.3%
CL A COM$141.64M5.2%
COM SHS$131.20M4.8%
SPONSORED ADS$83.43M3.1%
CL A$73.73M2.7%

Portfolio Concentration

Top 327.2%4–1018.4%11–2519.6%Rest34.8%TOP 1045.6%0%100%
Top 3$739.20M27.2%
4–10$500.51M18.4%
11–25$531.77M19.6%
Rest$944.84M34.8%

Top 3 weight

27.2%

Top 10 weight

45.6%

Voting Authority Distribution

Total shares with voting rights: 381.86M

Sole

Full voting authority

381.86M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole137
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings137
Rows:

ISHARES TR

SOLE
RUSSELL 2000 ETF
Shares2.05M
TypeSH
Market value$508.40M
18.72%
Sole
2.05M
Shared
0.00
None
0.00

PELOTON INTERACTIVE INC

SOLE
CL A COM
Shares29.94M
TypeSH
Market value$128.44M
4.73%
Sole
29.94M
Shared
0.00
None
0.00

HERBALIFE LTD

SOLE
COM SHS
Shares6.95M
TypeSH
Market value$102.36M
3.77%
Sole
6.95M
Shared
0.00
None
0.00

HILTON GRAND VACATIONS INC

SOLE
COM
Shares2.59M
TypeSH
Market value$101.27M
3.73%
Sole
2.59M
Shared
0.00
None
0.00

SOLENO THERAPEUTICS INC

SOLE
COM
Shares2.49M
TypeSH
Market value$83.50M
3.07%
Sole
2.49M
Shared
0.00
None
0.00

BANCORP INC DEL

SOLE
COM
Shares1.51M
TypeSH
Market value$80.93M
2.98%
Sole
1.51M
Shared
0.00
None
0.00

VIATRIS INC

SOLE
COM
Shares5M
TypeSH
Market value$67.55M
2.49%
Sole
5M
Shared
0.00
None
0.00

EDWARDS LIFESCIENCES CORP

SOLE
COM
Shares800K
TypeSH
Market value$64.06M
2.36%
Sole
800K
Shared
0.00
None
0.00

BIOVENTUS INC

SOLE
COM CL A
Shares6.12M
TypeSH
Market value$55.90M
2.06%
Sole
6.12M
Shared
0.00
None
0.00

ESTABLISHMENT LABS HLDGS INC

SOLE
COM
Shares832.96K
TypeSH
Market value$47.30M
1.74%
Sole
832.96K
Shared
0.00
None
0.00

UNIQURE NV

SOLE
SHS
Shares2.84M
TypeSH
Market value$46.39M
1.71%
Sole
2.84M
Shared
0.00
None
0.00

TEVA PHARMACEUTICAL INDS LTD

SOLE
SPONSORED ADS
Shares1.50M
TypeSH
Market value$45.18M
1.66%
Sole
1.50M
Shared
0.00
None
0.00

SAVARA INC

SOLE
COM
Shares7.34M
TypeSH
Market value$40.10M
1.48%
Sole
7.34M
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares300K
TypeSH
Market value$38.32M
1.41%
Sole
300K
Shared
0.00
None
0.00

XTANT MED HLDGS INC

SOLE
COM NEW
Shares68.39M
TypeSH
Market value$38.16M
1.40%
Sole
68.39M
Shared
0.00
None
0.00

FOX FACTORY HLDG CORP

SOLE
COM
Shares2.29M
TypeSH
Market value$37.67M
1.39%
Sole
2.29M
Shared
0.00
None
0.00

CAMPING WORLD HLDGS INC

SOLE
CL A
Shares5.26M
TypeSH
Market value$35.92M
1.32%
Sole
5.26M
Shared
0.00
None
0.00

GOGO INC

SOLE
COM
Shares8.88M
TypeSH
Market value$35.71M
1.31%
Sole
8.88M
Shared
0.00
None
0.00

AMNEAL PHARMACEUTICALS INC

SOLE
COM STK CL A
Shares2.84M
TypeSH
Market value$35.35M
1.30%
Sole
2.84M
Shared
0.00
None
0.00

RIDENOW GROUP INC

SOLE
COM CL B
Shares4.97M
TypeSH
Market value$35.11M
1.29%
Sole
4.97M
Shared
0.00
None
0.00

REGENERON PHARMACEUTICALS

SOLE
COM
Shares40K
TypeSH
Market value$30.91M
1.14%
Sole
40K
Shared
0.00
None
0.00

ANTERIS TECHNOLOGIES GLOBAL

SOLE
COM
Shares5.53M
TypeSH
Market value$30.70M
1.13%
Sole
5.53M
Shared
0.00
None
0.00

ETON PHARMACEUTICALS INC

SOLE
COM
Shares1.18M
TypeSH
Market value$29.02M
1.07%
Sole
1.18M
Shared
0.00
None
0.00

ABEONA THERAPEUTICS INC

SOLE
COM NEW
Shares6.03M
TypeSH
Market value$27.03M
1.00%
Sole
6.03M
Shared
0.00
None
0.00

EVOLUS INC

SOLE
COM
Shares6.38M
TypeSH
Market value$26.21M
0.96%
Sole
6.38M
Shared
0.00
None
0.00
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