NANTAHALA CAPITAL MANAGEMENT, LLC

PrivateCIK: 1472322
Location

NEW CANAAN, CT

138
Positions
$3.00B
Total AUM (reported)
372.71M
Total Shares

Allocation by class

TOTAL AUM$3.00B138 positions
COM$1.27B42.2%
RUSSELL 2000 ETF$600.90M20.0%
COM NEW$275.21M9.2%
CL A COM$140.12M4.7%
COM SHS$137.80M4.6%
CL A$117.13M3.9%
SHS$78.46M2.6%

Portfolio Concentration

Top 327.9%4–1017.4%11–2518.1%Rest36.6%TOP 1045.4%0%100%
Top 3$838.65M27.9%
4–10$523.91M17.4%
11–25$542.92M18.1%
Rest$1.10B36.6%

Top 3 weight

27.9%

Top 10 weight

45.4%

Voting Authority Distribution

Total shares with voting rights: 372.71M

Sole

Full voting authority

372.71M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole138
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings138
Rows:

ISHARES TR

SOLE
RUSSELL 2000 ETF
Shares2M
TypeSH
Market value$600.90M
20.00%
Sole
2M
Shared
0.00
None
0.00

PELOTON INTERACTIVE INC

SOLE
CL A COM
Shares21.55M
TypeSH
Market value$127.35M
4.24%
Sole
21.55M
Shared
0.00
None
0.00

HILTON GRAND VACATIONS INC

SOLE
COM
Shares2.11M
TypeSH
Market value$110.40M
3.68%
Sole
2.11M
Shared
0.00
None
0.00

HERBALIFE LTD

SOLE
COM SHS
Shares7.71M
TypeSH
Market value$101.38M
3.37%
Sole
7.71M
Shared
0.00
None
0.00

BANCORP INC DEL

SOLE
COM
Shares1.37M
TypeSH
Market value$85.55M
2.85%
Sole
1.37M
Shared
0.00
None
0.00

VIATRIS INC

SOLE
COM
Shares5M
TypeSH
Market value$79.40M
2.64%
Sole
5M
Shared
0.00
None
0.00

EDWARDS LIFESCIENCES CORP

SOLE
COM
Shares800K
TypeSH
Market value$72.37M
2.41%
Sole
800K
Shared
0.00
None
0.00

UNIQURE NV

SOLE
SHS
Shares1.42M
TypeSH
Market value$65.27M
2.17%
Sole
1.42M
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
ST STR SP BIOT
Shares400K
TypeSH
Market value$63.30M
2.11%
Sole
400K
Shared
0.00
None
0.00

BIOVENTUS INC

SOLE
COM CL A
Shares6M
TypeSH
Market value$56.64M
1.89%
Sole
6M
Shared
0.00
None
0.00

SAVARA INC

SOLE
COM
Shares6.98M
TypeSH
Market value$42.98M
1.43%
Sole
6.98M
Shared
0.00
None
0.00

ETON PHARMACEUTICALS INC

SOLE
COM
Shares1.18M
TypeSH
Market value$42.57M
1.42%
Sole
1.18M
Shared
0.00
None
0.00

AMNEAL PHARMACEUTICALS INC

SOLE
COM STK CL A
Shares2.27M
TypeSH
Market value$39.27M
1.31%
Sole
2.27M
Shared
0.00
None
0.00

EVOLUS INC

SOLE
COM
Shares5.60M
TypeSH
Market value$38.88M
1.29%
Sole
5.60M
Shared
0.00
None
0.00

ABEONA THERAPEUTICS INC

SOLE
COM NEW
Shares6.16M
TypeSH
Market value$38.05M
1.27%
Sole
6.16M
Shared
0.00
None
0.00

ETF SER SOLUTIONS

SOLE
DEFIA QUANT ETF
Shares223K
TypeSH
Market value$36.88M
1.23%
Sole
223K
Shared
0.00
None
0.00

FOX FACTORY HLDG CORP

SOLE
COM
Shares2.11M
TypeSH
Market value$35.77M
1.19%
Sole
2.11M
Shared
0.00
None
0.00

CAMPING WORLD HLDGS INC

SOLE
CL A
Shares4.55M
TypeSH
Market value$34.72M
1.16%
Sole
4.55M
Shared
0.00
None
0.00

AVALO THERAPEUTICS INC

SOLE
COM NEW
Shares1.86M
TypeSH
Market value$34.41M
1.15%
Sole
1.86M
Shared
0.00
None
0.00

LB PHARMACEUTICALS INC

SOLE
COM SHS
Shares1.05M
TypeSH
Market value$34.17M
1.14%
Sole
1.05M
Shared
0.00
None
0.00

NEUROCRINE BIOSCIENCES INC

SOLE
COM
Shares200K
TypeSH
Market value$33.71M
1.12%
Sole
200K
Shared
0.00
None
0.00

PRAXIS PRECISION MEDICINES I

SOLE
COM NEW
Shares100K
TypeSH
Market value$33.48M
1.11%
Sole
100K
Shared
0.00
None
0.00

ANTERIS TECHNOLOGIES GLOBAL

SOLE
COM
Shares3.38M
TypeSH
Market value$33.33M
1.11%
Sole
3.38M
Shared
0.00
None
0.00

RIDENOW GROUP INC

SOLE
COM CL B
Shares4.97M
TypeSH
Market value$33.12M
1.10%
Sole
4.97M
Shared
0.00
None
0.00

KRYSTAL BIOTECH INC

SOLE
COM
Shares85K
TypeSH
Market value$31.59M
1.05%
Sole
85K
Shared
0.00
None
0.00
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