NANTAHALA CAPITAL MANAGEMENT, LLC

PrivateCIK: 1472322
Location

NEW CANAAN, CT

NANTAHALA CAPITAL MANAGEMENT, LLC sold 3.71M shares of GUE LIQUIDATION COMPANIES, INC. on the open market

Open‑market sale worth $165.7K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
10% Owner
Since May 2019
-3.71M
Net shares
Net seller
$165.7K
Total sold
2
Open market trades
0B · 2S
3
Total transactions
3.71M disposed
Non-Derivative Transactions2

Common Stock par value $0.0001 per share

Indirect
S · Sale

Shares

3M

Price / share

$0.05

Trade value

$138K

% of position

80.8%
6/13/2019
3.71M710.76K

Common Stock par value $0.0001 per share

Indirect
S · Sale

Shares

710.76K

Price / share

$0.04

Trade value

$27.72K

% of position

New position
6/14/2019
710.76K0.00
Total

Net shares

3.71M

Net value

-$165.72K

Derivative Transactions1

Option (Right to buy)

Indirect
S · Sale
Converts to

FTD Common Stock, par value $0.0001 per share

250K shares

Shares

2.50K

Strike price

2.50

Held after

0.00

Exercisable

6/14/2019
NANTAHALA CAPITAL MANAGEMENT, LLC — Insider Transaction (Form 4) Filed Jun 17, 2019 | Finecho