NANTAHALA CAPITAL MANAGEMENT, LLC enters GUE LIQUIDATION COMPANIES, INC. with 3.71M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 5/10/2019ACC: 0001144204-19-025283
→
10% Owner
Since May 2019
3.71M
Baseline shares
0.00
Direct ownership
0 positions
250K
Derivative underlying
1 instrument
1
Security positions
3.71M indirect
Non-Derivative Holdings1
Common Stock par value $0.0001 per share
IndirectShares owned3.71M
Total
3.71M indirect3.71M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock par value $0.0001 per share | 3.71M | Indirect |
| Total | 3.71M | 3.71M indirect |
Derivative Holdings1
Option (Right to buy)
IndirectUnderlying security
FTD Common Stock, par value $0.0001 per share
Underlying shares
250K
Shares owned
N/A
Exercise price
2.50
Expiration
—
Exercise window
—
Total
Underlying
250K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option (Right to buy) Indirect | FTD Common Stock, par value $0.0001 per share | 2.50 | — | — | 250K | N/A |
| Total | 250K | 0.00 | ||||