CINCINNATI, OH
| Filer | Form | Target | Filed | Activity | |
|---|---|---|---|---|---|
CITY OF LONDON INVESTMENT MANAGEMENT CO LTDCIK · 1034546 | 13F-HR Holdings | — | May 15, 2026 May 15, 2026 | — | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | HIGH INCOME SECURITIES FUNDCIK · 810943 | Apr 9, 2026 Apr 9, 2026 | 2txn | |
ROTHCHILD JACLYN LCIK · 1310396 | 3 Initial | MEXICO EQUITY & INCOME FUND INCCIK · 863900 | Apr 1, 2026 Apr 1, 2026 | 1txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Mar 19, 2026 Mar 19, 2026 | 1txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | HIGH INCOME SECURITIES FUNDCIK · 810943 | Mar 19, 2026 Mar 19, 2026 | 1txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Mar 9, 2026 Mar 9, 2026 | 1txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802 | Mar 9, 2026 Mar 9, 2026 | 4txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Mar 5, 2026 Mar 5, 2026 | 3txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802 | Mar 2, 2026 Mar 2, 2026 | 3txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802 | Feb 25, 2026 Feb 25, 2026 | 3txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Feb 25, 2026 Feb 25, 2026 | 1txn | |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTDCIK · 1034546 | 13F-HR Holdings | — | Feb 13, 2026 Feb 13, 2026 | — | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Feb 10, 2026 Feb 10, 2026 | 1txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | HIGH INCOME SECURITIES FUNDCIK · 810943 | Feb 4, 2026 Feb 4, 2026 | 2txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Feb 3, 2026 Feb 3, 2026 | 1txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Jan 27, 2026 Jan 27, 2026 | 1txn | |
DAS RAJEEV PCIK · 1340982 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Jan 27, 2026 Jan 27, 2026 | 1txn | |
DAS RAJEEV PCIK · 1340982 | 4 Trade | HIGH INCOME SECURITIES FUNDCIK · 810943 | Jan 20, 2026 Jan 20, 2026 | 2txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | HIGH INCOME SECURITIES FUNDCIK · 810943 | Dec 18, 2025 Dec 18, 2025 | 3txn | |
DAS RAJEEV PCIK · 1340982 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Dec 12, 2025 Dec 12, 2025 | 1txn | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | TOTAL RETURN SECURITIES FUNDCIK · 813623 | Dec 12, 2025 Dec 12, 2025 | 1txn | |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTDCIK · 1034546 | 13F-HR Holdings | — | Nov 14, 2025 Nov 14, 2025 | — | |
GOLDSTEIN PHILLIPCIK · 1067621 | 4 Trade | SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802 | Aug 25, 2025 Aug 25, 2025 | 2txn | |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTDCIK · 1034546 | 13F-HR Holdings | — | Aug 8, 2025 Aug 8, 2025 | — | |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTDCIK · 1034546 | 13F-HR Holdings | — | May 9, 2025 May 9, 2025 | — |