MESIROW FINANCIAL INVESTMENT MANAGEMENT - FIXED INCOME

PrivateCIK: 846788

Location

CHICAGO, IL

Positions

$98.39M

Total AUM (reported)

1.20M

Total Shares

Allocation by class

S&P 500 ETF SHS$35.10M35.7%

BLOOMBERG HIGH Y$23.10M23.5%

IBOXX HI YD ETF$7.87M8.0%

VAN FTSE DEV MKT$7.65M7.8%

VNG RUS1000VAL$7.05M7.2%

MID CAP ETF$4.81M4.9%

MIDCP 400 IDX$3.51M3.6%

Portfolio Concentration

Top 3$66.07M67.1%

4–10$31.12M31.6%

11–25$1.21M1.2%

Top 3 weight

67.1%

Top 10 weight

98.8%

Voting Authority Distribution

Total shares with voting rights: 1.20M

Sole

Full voting authority

552.02K

% of voting shares46.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

645.69K

% of voting shares53.9%

Investment Discretion (by position count)

Sole14

Shared0

Other0

Dominant voting typeNone · 53.9% of voting shares

Institutional Holdings14

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares65.14K

TypeSH

Market value$35.10M

35.67%

Sole

31.17K

Shared

0.00

None

33.97K

SPDR SER TR

SOLE

BLOOMBERG HIGH Y

Shares242K

TypeSH

Market value$23.10M

23.48%

Sole

242K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares100K

TypeSH

Market value$7.87M

7.99%

Sole

100K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares160.04K

TypeSH

Market value$7.65M

7.78%

Sole

0.00

Shared

0.00

None

160.04K

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000VAL

Shares86.81K

TypeSH

Market value$7.05M

7.17%

Sole

86.81K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares18.23K

TypeSH

Market value$4.81M

4.89%

Sole

1.53K

Shared

0.00

None

16.69K

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares33.26K

TypeSH

Market value$3.51M

3.57%

Sole

33.26K

Shared

0.00

None

0.00

GREENFIRE RES LTD NEW

SOLE

COM SHS

Shares403.69K

TypeSH

Market value$2.85M

2.90%

Sole

56.52K

Shared

0.00

None

347.17K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares60.41K

TypeSH

Market value$2.66M

2.70%

Sole

0.00

Shared

0.00

None

60.41K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares10.72K

TypeSH

Market value$2.58M

2.62%

Sole

730.00

Shared

0.00

None

9.99K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares5.08K

TypeSH

Market value$452.7K

0.46%

Sole

0.00

Shared

0.00

None

5.08K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares8.40K

TypeSH

Market value$434.5K

0.44%

Sole

0.00

Shared

0.00

None

8.40K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares3.91K

TypeSH

Market value$320.9K

0.33%

Sole

0.00

Shared

0.00

None

3.91K

ALPHABET INC

SOLE

CAP STK CL C

Shares5.00

TypeSH

Market value$952.00

<0.01%

Sole

0.00

Shared

0.00

None

5.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	65.14K	SH	$35.10M 35.67%	31.17K	33.97K
SPDR SER TRSOLE	BLOOMBERG HIGH Y	242K	SH	$23.10M 23.48%	242K	0.00
ISHARES TRSOLE	IBOXX HI YD ETF	100K	SH	$7.87M 7.99%	100K	0.00
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	160.04K	SH	$7.65M 7.78%	0.00	160.04K
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000VAL	86.81K	SH	$7.05M 7.17%	86.81K	0.00
VANGUARD INDEX FDSSOLE	MID CAP ETF	18.23K	SH	$4.81M 4.89%	1.53K	16.69K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	33.26K	SH	$3.51M 3.57%	33.26K	0.00
GREENFIRE RES LTD NEWSOLE	COM SHS	403.69K	SH	$2.85M 2.90%	56.52K	347.17K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	60.41K	SH	$2.66M 2.70%	0.00	60.41K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	10.72K	SH	$2.58M 2.62%	730.00	9.99K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	5.08K	SH	$452.7K 0.46%	0.00	5.08K
ISHARES TRSOLE	ISHS 1-5YR INVS	8.40K	SH	$434.5K 0.44%	0.00	8.40K
ISHARES TRSOLE	1 3 YR TREAS BD	3.91K	SH	$320.9K 0.33%	0.00	3.91K
ALPHABET INCSOLE	CAP STK CL C	5.00	SH	$952.00 <0.01%	0.00	5.00