MESIROW FINANCIAL INVESTMENT MANAGEMENT - FIXED INCOME

Filed: 11/13/2024ACC: 0001947591-24-000011

📋 What this filing means

MESIROW FINANCIAL INVESTMENT MANAGEMENT - FIXED INCOME filed this quarterly 13F‑HR report disclosing 13 equity positions with a total reported market value of $100.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$100.28M

Total AUM (reported)

1.20M

Total Shares

Allocation by class

S&P 500 ETF SHS$36.47M36.4%

IBOXX HI YD ETF$15.10M15.1%

BLOOMBERG HIGH Y$13.89M13.8%

VAN FTSE DEV MKT$8.45M8.4%

VNG RUS1000VAL$7.63M7.6%

MID CAP ETF$5.28M5.3%

MIDCP 400 IDX$3.71M3.7%

Portfolio Concentration

Top 3$65.45M65.3%

4–10$33.51M33.4%

11–25$1.31M1.3%

Top 3 weight

65.3%

Top 10 weight

98.7%

Voting Authority Distribution

Total shares with voting rights: 1.20M

Sole

Full voting authority

548.15K

% of voting shares45.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

650.39K

% of voting shares54.3%

Investment Discretion (by position count)

Sole13

Shared0

Other0

Dominant voting typeNone · 54.3% of voting shares

Institutional Holdings13

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares69.12K

TypeSH

Market value$36.47M

36.37%

Sole

32.71K

Shared

0.00

None

36.41K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares188K

TypeSH

Market value$15.10M

15.05%

Sole

188K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG HIGH Y

Shares142K

TypeSH

Market value$13.89M

13.85%

Sole

142K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares160.04K

TypeSH

Market value$8.45M

8.43%

Sole

0.00

Shared

0.00

None

160.04K

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000VAL

Shares91.53K

TypeSH

Market value$7.63M

7.61%

Sole

91.53K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares20.02K

TypeSH

Market value$5.28M

5.27%

Sole

1.53K

Shared

0.00

None

18.48K

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares35.13K

TypeSH

Market value$3.71M

3.70%

Sole

35.13K

Shared

0.00

None

0.00

GREENFIRE RES LTD NEW

SOLE

COM SHS

Shares403.69K

TypeSH

Market value$3.01M

3.00%

Sole

56.52K

Shared

0.00

None

347.17K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares60.41K

TypeSH

Market value$2.89M

2.88%

Sole

0.00

Shared

0.00

None

60.41K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares10.72K

TypeSH

Market value$2.54M

2.54%

Sole

730.00

Shared

0.00

None

9.99K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares5.56K

TypeSH

Market value$541.7K

0.54%

Sole

0.00

Shared

0.00

None

5.56K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares8.40K

TypeSH

Market value$442.6K

0.44%

Sole

0.00

Shared

0.00

None

8.40K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares3.91K

TypeSH

Market value$325.4K

0.32%

Sole

0.00

Shared

0.00

None

3.91K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	69.12K	SH	$36.47M 36.37%	32.71K	36.41K
ISHARES TRSOLE	IBOXX HI YD ETF	188K	SH	$15.10M 15.05%	188K	0.00
SPDR SER TRSOLE	BLOOMBERG HIGH Y	142K	SH	$13.89M 13.85%	142K	0.00
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	160.04K	SH	$8.45M 8.43%	0.00	160.04K
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000VAL	91.53K	SH	$7.63M 7.61%	91.53K	0.00
VANGUARD INDEX FDSSOLE	MID CAP ETF	20.02K	SH	$5.28M 5.27%	1.53K	18.48K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	35.13K	SH	$3.71M 3.70%	35.13K	0.00
GREENFIRE RES LTD NEWSOLE	COM SHS	403.69K	SH	$3.01M 3.00%	56.52K	347.17K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	60.41K	SH	$2.89M 2.88%	0.00	60.41K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	10.72K	SH	$2.54M 2.54%	730.00	9.99K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	5.56K	SH	$541.7K 0.54%	0.00	5.56K
ISHARES TRSOLE	ISHS 1-5YR INVS	8.40K	SH	$442.6K 0.44%	0.00	8.40K
ISHARES TRSOLE	1 3 YR TREAS BD	3.91K	SH	$325.4K 0.32%	0.00	3.91K