Filed: 11/1/2023ACC: 0001947591-23-000008
📋 What this filing means
MESIROW FINANCIAL INVESTMENT MANAGEMENT - FIXED INCOME filed this quarterly 13F‑HR report disclosing 13 equity positions with a total reported market value of $88.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
13
Positions
$88.55M
Total AUM (reported)
1.54M
Total Shares
Allocation by class
S&P 500 ETF SHS$31.90M36.0%
IBOXX HI YD ETF$20.27M22.9%
VAN FTSE DEV MKT$7.00M7.9%
VNG RUS1000VAL$6.86M7.8%
BLOOMBERG HIGH Y$6.78M7.7%
MID CAP ETF$3.85M4.3%
COM SHS$3.50M3.9%
Portfolio Concentration
Top 3$59.17M66.8%
4–10$28.22M31.9%
11–25$1.16M1.3%
Top 3 weight
66.8%
Top 10 weight
98.7%
Voting Authority Distribution
Total shares with voting rights: 1.54M
Sole
Full voting authority
586.36K
shares
% of voting shares38.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
956.24K
shares
% of voting shares62.0%
Investment Discretion (by position count)
Sole13
Shared0
Other0
Dominant voting typeNone · 62.0% of voting shares
Institutional Holdings13
Rows:
VANGUARD INDEX FDS
SOLEShares81.24K
TypeSH
Market value$31.90M
36.03%
Sole
41.75K
Shared
0.00
None
39.49K
ISHARES TR
SOLEShares275K
TypeSH
Market value$20.27M
22.90%
Sole
275K
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares160.04K
TypeSH
Market value$7.00M
7.90%
Sole
0.00
Shared
0.00
None
160.04K
VANGUARD SCOTTSDALE FDS
SOLEShares102.96K
TypeSH
Market value$6.86M
7.75%
Sole
102.96K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares75K
TypeSH
Market value$6.78M
7.66%
Sole
75K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares18.48K
TypeSH
Market value$3.85M
4.35%
Sole
0.00
Shared
0.00
None
18.48K
GREENFIRE RES LTD NEW
SOLEShares706.46K
TypeSH
Market value$3.50M
3.95%
Sole
56.52K
Shared
0.00
None
649.94K
VANGUARD ADMIRAL FDS INC
SOLEShares35.13K
TypeSH
Market value$2.97M
3.35%
Sole
35.13K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares60.41K
TypeSH
Market value$2.37M
2.68%
Sole
0.00
Shared
0.00
None
60.41K
VANGUARD INDEX FDS
SOLEShares9.99K
TypeSH
Market value$1.89M
2.13%
Sole
0.00
Shared
0.00
None
9.99K
VANGUARD INDEX FDS
SOLEShares5.56K
TypeSH
Market value$420.7K
0.48%
Sole
0.00
Shared
0.00
None
5.56K
ISHARES TR
SOLEShares8.40K
TypeSH
Market value$418.8K
0.47%
Sole
0.00
Shared
0.00
None
8.40K
ISHARES TR
SOLEShares3.91K
TypeSH
Market value$316.9K
0.36%
Sole
0.00
Shared
0.00
None
3.91K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 81.24K | SH | $31.90M 36.03% | 41.75K | 0.00 | 39.49K |
ISHARES TRSOLE | IBOXX HI YD ETF | 275K | SH | $20.27M 22.90% | 275K | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 160.04K | SH | $7.00M 7.90% | 0.00 | 0.00 | 160.04K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000VAL | 102.96K | SH | $6.86M 7.75% | 102.96K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 75K | SH | $6.78M 7.66% | 75K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 18.48K | SH | $3.85M 4.35% | 0.00 | 0.00 | 18.48K |
GREENFIRE RES LTD NEWSOLE | COM SHS | 706.46K | SH | $3.50M 3.95% | 56.52K | 0.00 | 649.94K |
VANGUARD ADMIRAL FDS INCSOLE | MIDCP 400 IDX | 35.13K | SH | $2.97M 3.35% | 35.13K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 60.41K | SH | $2.37M 2.68% | 0.00 | 0.00 | 60.41K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 9.99K | SH | $1.89M 2.13% | 0.00 | 0.00 | 9.99K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 5.56K | SH | $420.7K 0.48% | 0.00 | 0.00 | 5.56K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 8.40K | SH | $418.8K 0.47% | 0.00 | 0.00 | 8.40K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 3.91K | SH | $316.9K 0.36% | 0.00 | 0.00 | 3.91K |