Filed: 5/1/2023ACC: 0000846788-23-000002
📋 What this filing means
MESIROW FINANCIAL INVESTMENT MANAGEMENT - FIXED INCOME filed this quarterly 13F‑HR report disclosing 11 equity positions with a total reported market value of $135.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
11
Positions
$135.09M
Total AUM (reported)
4.03M
Total Shares
Allocation by class
SR LN ETF$73.33M54.3%
S&P 500 ETF SHS$34.25M25.4%
VNG RUS1000VAL$7.48M5.5%
VAN FTSE DEV MKT$7.23M5.4%
MID CAP ETF$4.23M3.1%
MIDCP 400 IDX$2.97M2.2%
FTSE EMR MKT ETF$2.44M1.8%
Portfolio Concentration
Top 3$115.06M85.2%
4–10$19.68M14.6%
11–25$345.7K0.3%
Top 3 weight
85.2%
Top 10 weight
99.7%
Voting Authority Distribution
Total shares with voting rights: 4.03M
Sole
Full voting authority
3.72M
shares
% of voting shares92.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
312.99K
shares
% of voting shares7.8%
Investment Discretion (by position count)
Sole11
Shared0
Other0
Dominant voting typeSole · 92.2% of voting shares
Institutional Holdings11
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares3.53M
TypeSH
Market value$73.33M
54.28%
Sole
3.53M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares91.07K
TypeSH
Market value$34.25M
25.35%
Sole
47.25K
Shared
0.00
None
43.82K
VANGUARD SCOTTSDALE FDS
SOLEShares112K
TypeSH
Market value$7.48M
5.54%
Sole
112K
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares160.04K
TypeSH
Market value$7.23M
5.35%
Sole
0.00
Shared
0.00
None
160.04K
VANGUARD INDEX FDS
SOLEShares20.07K
TypeSH
Market value$4.23M
3.13%
Sole
0.00
Shared
0.00
None
20.07K
VANGUARD ADMIRAL FDS INC
SOLEShares35.13K
TypeSH
Market value$2.97M
2.20%
Sole
35.13K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares60.41K
TypeSH
Market value$2.44M
1.81%
Sole
0.00
Shared
0.00
None
60.41K
VANGUARD INDEX FDS
SOLEShares9.99K
TypeSH
Market value$1.89M
1.40%
Sole
0.00
Shared
0.00
None
9.99K
VANGUARD INDEX FDS
SOLEShares5.56K
TypeSH
Market value$461.7K
0.34%
Sole
0.00
Shared
0.00
None
5.56K
ISHARES TR
SOLEShares8.88K
TypeSH
Market value$448.6K
0.33%
Sole
0.00
Shared
0.00
None
8.88K
ISHARES TR
SOLEShares4.21K
TypeSH
Market value$345.7K
0.26%
Sole
0.00
Shared
0.00
None
4.21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 3.53M | SH | $73.33M 54.28% | 3.53M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 91.07K | SH | $34.25M 25.35% | 47.25K | 0.00 | 43.82K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000VAL | 112K | SH | $7.48M 5.54% | 112K | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 160.04K | SH | $7.23M 5.35% | 0.00 | 0.00 | 160.04K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 20.07K | SH | $4.23M 3.13% | 0.00 | 0.00 | 20.07K |
VANGUARD ADMIRAL FDS INCSOLE | MIDCP 400 IDX | 35.13K | SH | $2.97M 2.20% | 35.13K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 60.41K | SH | $2.44M 1.81% | 0.00 | 0.00 | 60.41K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 9.99K | SH | $1.89M 1.40% | 0.00 | 0.00 | 9.99K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 5.56K | SH | $461.7K 0.34% | 0.00 | 0.00 | 5.56K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 8.88K | SH | $448.6K 0.33% | 0.00 | 0.00 | 8.88K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 4.21K | SH | $345.7K 0.26% | 0.00 | 0.00 | 4.21K |