Filed: 2/6/2023ACC: 0000846788-23-000001
📋 What this filing means
MESIROW FINANCIAL INVESTMENT MANAGEMENT - FIXED INCOME filed this quarterly 13F‑HR report disclosing 11 equity positions with a total reported market value of $63.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
11
Positions
$63.67M
Total AUM (reported)
527.31K
Total Shares
Allocation by class
S&P 500 ETF SHS$33.67M52.9%
VNG RUS1000VAL$7.74M12.2%
VAN FTSE DEV MKT$6.61M10.4%
MID CAP ETF$4.09M6.4%
BLOOMBERG HIGH Y$3.60M5.7%
MIDCP 400 IDX$2.87M4.5%
FTSE EMR MKT ETF$2.01M3.2%
Portfolio Concentration
Top 3$48.02M75.4%
4–10$15.31M24.0%
11–25$341.6K0.5%
Top 3 weight
75.4%
Top 10 weight
99.5%
Voting Authority Distribution
Total shares with voting rights: 527.31K
Sole
Full voting authority
202.58K
shares
% of voting shares38.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
324.73K
shares
% of voting shares61.6%
Investment Discretion (by position count)
Sole11
Shared0
Other0
Dominant voting typeNone · 61.6% of voting shares
Institutional Holdings11
Rows:
VANGUARD INDEX FDS
SOLEShares95.84K
TypeSH
Market value$33.67M
52.88%
Sole
28.72K
Shared
0.00
None
67.12K
VANGUARD SCOTTSDALE FDS
SOLEShares116.30K
TypeSH
Market value$7.74M
12.16%
Sole
116.30K
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
SOLEShares157.38K
TypeSH
Market value$6.61M
10.37%
Sole
0.00
Shared
0.00
None
157.38K
VANGUARD INDEX FDS
SOLEShares20.07K
TypeSH
Market value$4.09M
6.43%
Sole
0.00
Shared
0.00
None
20.07K
SPDR SER TR
SOLEShares40K
TypeSH
Market value$3.60M
5.65%
Sole
40K
Shared
0.00
None
0.00
VANGUARD ADMIRAL FDS INC
SOLEShares17.57K
TypeSH
Market value$2.87M
4.51%
Sole
17.57K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares51.52K
TypeSH
Market value$2.01M
3.15%
Sole
0.00
Shared
0.00
None
51.52K
VANGUARD INDEX FDS
SOLEShares9.99K
TypeSH
Market value$1.83M
2.88%
Sole
0.00
Shared
0.00
None
9.99K
VANGUARD INDEX FDS
SOLEShares5.56K
TypeSH
Market value$458.6K
0.72%
Sole
0.00
Shared
0.00
None
5.56K
ISHARES TR
SOLEShares8.88K
TypeSH
Market value$442.2K
0.69%
Sole
0.00
Shared
0.00
None
8.88K
ISHARES TR
SOLEShares4.21K
TypeSH
Market value$341.6K
0.54%
Sole
0.00
Shared
0.00
None
4.21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 95.84K | SH | $33.67M 52.88% | 28.72K | 0.00 | 67.12K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000VAL | 116.30K | SH | $7.74M 12.16% | 116.30K | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 157.38K | SH | $6.61M 10.37% | 0.00 | 0.00 | 157.38K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 20.07K | SH | $4.09M 6.43% | 0.00 | 0.00 | 20.07K |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 40K | SH | $3.60M 5.65% | 40K | 0.00 | 0.00 |
VANGUARD ADMIRAL FDS INCSOLE | MIDCP 400 IDX | 17.57K | SH | $2.87M 4.51% | 17.57K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 51.52K | SH | $2.01M 3.15% | 0.00 | 0.00 | 51.52K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 9.99K | SH | $1.83M 2.88% | 0.00 | 0.00 | 9.99K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 5.56K | SH | $458.6K 0.72% | 0.00 | 0.00 | 5.56K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 8.88K | SH | $442.2K 0.69% | 0.00 | 0.00 | 8.88K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 4.21K | SH | $341.6K 0.54% | 0.00 | 0.00 | 4.21K |