MARINER INVESTMENT GROUP LLC

PrivateCIK: 1096978
Location

NEW YORK, NY

100
Positions
$345.88M
Total AUM (reported)
133.94M
Total Shares

Allocation by class

TOTAL AUM$345.88M100 positions
SHS BEN INT$120.23M34.8%
COM$36.49M10.6%
NOTE 0.500% 6/0$34.72M10.0%
NOTE 1.125% 8/1$31.00M9.0%
NOTE 1.500% 3/0$22.08M6.4%
NOTE 10/0$17.75M5.1%
COM NEW$13.87M4.0%

Portfolio Concentration

Top 353.8%4–1024.7%11–2513.6%Rest7.9%TOP 1078.5%0%100%
Top 3$185.95M53.8%
4–10$85.57M24.7%
11–25$47.18M13.6%
Rest$27.18M7.9%

Top 3 weight

53.8%

Top 10 weight

78.5%

Voting Authority Distribution

Total shares with voting rights: 133.94M

Sole

Full voting authority

133.94M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other100
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings100
Rows:

ISHARES BITCOIN TRUST ETF

DFND
SHS BEN INT
Shares3.13M
TypeSH
Market value$120.23M
34.76%
Sole
3.13M
Shared
0.00
None
0.00

ALIBABA GROUP HLDG LTD

DFND
NOTE 0.500% 6/0
Shares25M
TypePRN
Market value$34.72M
10.04%
Sole
25M
Shared
0.00
None
0.00

FLUOR CORP

DFND
NOTE 1.125% 8/1
Shares25.10M
TypePRN
Market value$31.00M
8.96%
Sole
25.10M
Shared
0.00
None
0.00

GLOBAL PMTS INC

DFND
NOTE 1.500% 3/0
Shares25M
TypePRN
Market value$22.08M
6.38%
Sole
25M
Shared
0.00
None
0.00

SNOWFLAKE INC

DFND
NOTE 10/0
Shares15M
TypePRN
Market value$17.75M
5.13%
Sole
15M
Shared
0.00
None
0.00

RITHM CAPITAL CORP

DFND
COM NEW
Shares1.33M
TypeSH
Market value$12.63M
3.65%
Sole
1.33M
Shared
0.00
None
0.00

ON SEMICONDUCTOR CORP

DFND
NOTE 0.500% 3/0
Shares12.50M
TypePRN
Market value$12.25M
3.54%
Sole
12.50M
Shared
0.00
None
0.00

LIVE NATION ENTERTAINMENT IN

DFND
NOTE 3.125% 1/1
Shares5M
TypePRN
Market value$7.61M
2.20%
Sole
5M
Shared
0.00
None
0.00

SHIFT4 PMTS INC

DFND
CL A
Shares470K
TypeSH
Market value$7.00M
2.02%
Sole
470K
Shared
0.00
None
0.00

ISHARES TR

DFND
1 3 YR TREAS BD
Shares75.82K
TypeSH
Market value$6.26M
1.81%
Sole
75.82K
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares1.39M
TypeSH
Market value$5.81M
1.68%
Sole
1.39M
Shared
0.00
None
0.00

LIVE NATION ENTERTAINMENT IN

DFND
NOTE 2.875% 1/1
Shares5M
TypePRN
Market value$5.40M
1.56%
Sole
5M
Shared
0.00
None
0.00

CHIMERA INVT CORP

DFND
COM SHS
Shares378.90K
TypeSH
Market value$4.76M
1.37%
Sole
378.90K
Shared
0.00
None
0.00

ENTERGY CORP NEW

DFND
COM
Shares40K
TypeSH
Market value$4.49M
1.30%
Sole
40K
Shared
0.00
None
0.00

VANGUARD SCOTTSDALE FDS

DFND
SHRT TRM CORP BD
Shares52.32K
TypeSH
Market value$4.15M
1.20%
Sole
52.32K
Shared
0.00
None
0.00

WILLIAMS COS INC

DFND
COM
Shares95K
TypeSH
Market value$3.43M
0.99%
Sole
95K
Shared
0.00
None
0.00

REDWOOD TRUST INC

DFND
COM
Shares550.36K
TypeSH
Market value$3.09M
0.89%
Sole
550.36K
Shared
0.00
None
0.00

CATERPILLAR INC

DFND
COM
Shares8.80K
TypeSH
Market value$2.74M
0.79%
Sole
8.80K
Shared
0.00
None
0.00

GRUPO AEROMEXICO SAB DE CV

DFND
SPONSORED ADS
Shares169.28K
TypeSH
Market value$2.37M
0.69%
Sole
169.28K
Shared
0.00
None
0.00

PENNYMAC MTG INVT TR

DFND
COM
Shares180K
TypeSH
Market value$2.10M
0.61%
Sole
180K
Shared
0.00
None
0.00

MFA FINL INC

DFND
COM
Shares210K
TypeSH
Market value$2.01M
0.58%
Sole
210K
Shared
0.00
None
0.00

MASTEC INC

DFND
COM
Shares6K
TypeSH
Market value$1.93M
0.56%
Sole
6K
Shared
0.00
None
0.00

REDWOOD TRUST INC

DFND
NOTE 7.750% 6/1
Shares1.80M
TypePRN
Market value$1.83M
0.53%
Sole
1.80M
Shared
0.00
None
0.00

REDFIN CORP

DFND
NOTE 0.500% 4/0
Shares1.65M
TypePRN
Market value$1.58M
0.46%
Sole
1.65M
Shared
0.00
None
0.00

LINCOLN ELEC HLDGS INC

DFND
COM
Shares6K
TypeSH
Market value$1.49M
0.43%
Sole
6K
Shared
0.00
None
0.00
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