MAI CAPITAL MANAGEMENT

PrivateCIK: 1040197

Location

INDEPENDENCE, OH

5017

Positions

$17.72B

Total AUM (reported)

180.38M

Total Shares

Allocation by class

COM$5.72B32.3%

CORE S&P500 ETF$1.13B6.4%

TR UNIT$624.22M3.5%

CORE S&P MCP ETF$370.20M2.1%

STATE STREET SPD$324.93M1.8%

CL A$299.54M1.7%

VAN FTSE DEV MKT$296.32M1.7%

Portfolio Concentration

Top 3$2.38B13.4%

4–10$2.10B11.8%

11–25$2.72B15.4%

Rest$10.52B59.4%

Top 3 weight

13.4%

Top 10 weight

25.3%

Voting Authority Distribution

Total shares with voting rights: 180.38M

Sole

Full voting authority

7.68M

% of voting shares4.3%

Shared

Joint voting authority

2.12K

% of voting shares0.0%

None

No voting authority

172.70M

% of voting shares95.7%

Investment Discretion (by position count)

Sole5017

Shared0

Other0

Dominant voting typeNone · 95.7% of voting shares

Institutional Holdings5017

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares1.73M

TypeSH

Market value$1.13B

6.38%

Sole

54.60K

Shared

0.00

None

1.68M

APPLE INC

SOLE

COM

Shares2.46M

TypeSH

Market value$624.69M

3.53%

Sole

72.64K

Shared

116.00

None

2.39M

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares959.84K

TypeSH

Market value$624.22M

3.52%

Sole

39.26K

Shared

0.00

None

920.58K

MICROSOFT CORP

SOLE

COM

Shares1.09M

TypeSH

Market value$404.44M

2.28%

Sole

57.97K

Shared

79.00

None

1.03M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares5.48M

TypeSH

Market value$370.20M

2.09%

Sole

224.25K

Shared

0.00

None

5.26M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares4.62M

TypeSH

Market value$296.32M

1.67%

Sole

275.23K

Shared

0.00

None

4.35M

NVIDIA CORPORATION

SOLE

COM

Shares1.67M

TypeSH

Market value$292.04M

1.65%

Sole

98.84K

Shared

241.00

None

1.58M

AMAZON COM INC

SOLE

COM

Shares1.21M

TypeSH

Market value$251.94M

1.42%

Sole

53.71K

Shared

115.00

None

1.16M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares1.97M

TypeSH

Market value$244.85M

1.38%

Sole

90.21K

Shared

0.00

None

1.88M

ALPHABET INC

SOLE

CAP STK CL A

Shares820.92K

TypeSH

Market value$236.06M

1.33%

Sole

45.06K

Shared

112.00

None

775.75K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares407.78K

TypeSH

Market value$235.36M

1.33%

Sole

21.18K

Shared

0.00

None

386.60K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares2.41M

TypeSH

Market value$217.95M

1.23%

Sole

77.89K

Shared

0.00

None

2.33M

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares1.01M

TypeSH

Market value$212.80M

1.20%

Sole

72.08K

Shared

0.00

None

935.72K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares976.02K

TypeSH

Market value$209.90M

1.18%

Sole

1.77K

Shared

0.00

None

974.25K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares3.78M

TypeSH

Market value$204.39M

1.15%

Sole

156.31K

Shared

0.00

None

3.63M

BROADCOM INC

SOLE

COM

Shares606.49K

TypeSH

Market value$187.71M

1.06%

Sole

34.05K

Shared

45.00

None

572.39K

ALPHABET INC

SOLE

CAP STK CL C

Shares644.12K

TypeSH

Market value$184.77M

1.04%

Sole

9.88K

Shared

0.00

None

634.23K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares371.78K

TypeSH

Market value$178.15M

1.01%

Sole

8.96K

Shared

0.00

None

362.82K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares393.11K

TypeSH

Market value$167.62M

0.95%

Sole

11.08K

Shared

0.00

None

382.03K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares515.23K

TypeSH

Market value$165.29M

0.93%

Sole

57.55K

Shared

0.00

None

457.69K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares2.36M

TypeSH

Market value$164.55M

0.93%

Sole

58.80K

Shared

0.00

None

2.30M

STATE STR SPDR S&P MIDCAP 40

SOLE

UTSER1 S&PDCRP

Shares264.07K

TypeSH

Market value$162.87M

0.92%

Sole

18.08K

Shared

0.00

None

245.99K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares769.32K

TypeSH

Market value$147.65M

0.83%

Sole

19.98K

Shared

0.00

None

749.34K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares992.29K

TypeSH

Market value$144.81M

0.82%

Sole

108.63K

Shared

0.00

None

883.66K

JPMORGAN CHASE & CO

SOLE

COM

Shares471.21K

TypeSH

Market value$138.61M

0.78%

Sole

29.62K

Shared

18.00

None

441.57K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRSOLE	CORE S&P500 ETF	1.73M	SH	$1.13B 6.38%	54.60K	0.00	1.68M
APPLE INCSOLE	COM	2.46M	SH	$624.69M 3.53%	72.64K	116.00	2.39M
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	959.84K	SH	$624.22M 3.52%	39.26K	0.00	920.58K
MICROSOFT CORPSOLE	COM	1.09M	SH	$404.44M 2.28%	57.97K	79.00	1.03M
ISHARES TRSOLE	CORE S&P MCP ETF	5.48M	SH	$370.20M 2.09%	224.25K	0.00	5.26M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	4.62M	SH	$296.32M 1.67%	275.23K	0.00	4.35M
NVIDIA CORPORATIONSOLE	COM	1.67M	SH	$292.04M 1.65%	98.84K	241.00	1.58M
AMAZON COM INCSOLE	COM	1.21M	SH	$251.94M 1.42%	53.71K	115.00	1.16M
ISHARES TRSOLE	CORE S&P SCP ETF	1.97M	SH	$244.85M 1.38%	90.21K	0.00	1.88M
ALPHABET INCSOLE	CAP STK CL A	820.92K	SH	$236.06M 1.33%	45.06K	112.00	775.75K
INVESCO QQQ TRSOLE	UNIT SER 1	407.78K	SH	$235.36M 1.33%	21.18K	0.00	386.60K
ISHARES TRSOLE	CORE MSCI EAFE	2.41M	SH	$217.95M 1.23%	77.89K	0.00	2.33M
ISHARES TRSOLE	S&P 500 VAL ETF	1.01M	SH	$212.80M 1.20%	72.08K	0.00	935.72K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	976.02K	SH	$209.90M 1.18%	1.77K	0.00	974.25K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	3.78M	SH	$204.39M 1.15%	156.31K	0.00	3.63M
BROADCOM INCSOLE	COM	606.49K	SH	$187.71M 1.06%	34.05K	45.00	572.39K
ALPHABET INCSOLE	CAP STK CL C	644.12K	SH	$184.77M 1.04%	9.88K	0.00	634.23K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	371.78K	SH	$178.15M 1.01%	8.96K	0.00	362.82K
ISHARES TRSOLE	RUS 1000 GRW ETF	393.11K	SH	$167.62M 0.95%	11.08K	0.00	382.03K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	515.23K	SH	$165.29M 0.93%	57.55K	0.00	457.69K
ISHARES INCSOLE	CORE MSCI EMKT	2.36M	SH	$164.55M 0.93%	58.80K	0.00	2.30M
STATE STR SPDR S&P MIDCAP 40SOLE	UTSER1 S&PDCRP	264.07K	SH	$162.87M 0.92%	18.08K	0.00	245.99K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	769.32K	SH	$147.65M 0.83%	19.98K	0.00	749.34K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	992.29K	SH	$144.81M 0.82%	108.63K	0.00	883.66K
JPMORGAN CHASE & COSOLE	COM	471.21K	SH	$138.61M 0.78%	29.62K	18.00	441.57K

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