MAI CAPITAL MANAGEMENT

PrivateCIK: 1040197

Location

INDEPENDENCE, OH

2070

Positions

$26.60B

Total AUM (reported)

269.03M

Total Shares

Allocation by class

COM$7.68B28.9%

CORE S&P500 ETF$1.85B7.0%

TR UNIT$932.85M3.5%

SPDR GLD MINIS$595.44M2.2%

VAN FTSE DEV MKT$501.85M1.9%

TOTAL STK MKT$437.98M1.6%

CORE S&P MCP ETF$433.10M1.6%

Portfolio Concentration

Top 3$3.60B13.5%

4–10$3.33B12.5%

11–25$4.09B15.4%

Rest$15.57B58.5%

Top 3 weight

13.5%

Top 10 weight

26.1%

Voting Authority Distribution

Total shares with voting rights: 269.03M

Sole

Full voting authority

7.68M

% of voting shares2.9%

Shared

Joint voting authority

4.36K

% of voting shares0.0%

None

No voting authority

261.35M

% of voting shares97.1%

Investment Discretion (by position count)

Sole1310

Shared0

Other760

Dominant voting typeNone · 97.1% of voting shares

Institutional Holdings2070

Rows:

ISHARES TR

DFND

CORE S&P500 ETF

Shares2.47M

TypeSH

Market value$1.85B

6.96%

Sole

53.36K

Shared

42.00

None

2.42M

STATE STR SPDR S&P 500 ETF T

DFND

TR UNIT

Shares1.20M

TypeSH

Market value$893.05M

3.36%

Sole

38.17K

Shared

0.00

None

1.16M

APPLE INC

SOLE

COM

Shares2.97M

TypeSH

Market value$859.69M

3.23%

Sole

71.83K

Shared

116.00

None

2.90M

WORLD GOLD TR

DFND

SPDR GLD MINIS

Shares7.50M

TypeSH

Market value$595.44M

2.24%

Sole

0.00

Shared

0.00

None

7.50M

NVIDIA CORPORATION

DFND

COM

Shares2.60M

TypeSH

Market value$519.41M

1.95%

Sole

99.08K

Shared

296.00

None

2.50M

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares7.04M

TypeSH

Market value$501.85M

1.89%

Sole

273.19K

Shared

119.00

None

6.77M

MICROSOFT CORP

SOLE

COM

Shares1.28M

TypeSH

Market value$476.99M

1.79%

Sole

63.23K

Shared

106.00

None

1.22M

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares1.18M

TypeSH

Market value$437.98M

1.65%

Sole

52.83K

Shared

0.00

None

1.13M

ISHARES TR

DFND

CORE S&P MCP ETF

Shares5.62M

TypeSH

Market value$433.10M

1.63%

Sole

222.41K

Shared

149.00

None

5.39M

ALPHABET INC

DFND

CAP STK CL A

Shares1.03M

TypeSH

Market value$369.57M

1.39%

Sole

44.12K

Shared

153.00

None

989.85K

AMAZON COM INC

SOLE

COM

Shares1.46M

TypeSH

Market value$347.64M

1.31%

Sole

53.44K

Shared

180.00

None

1.40M

VANGUARD INTL EQUITY INDEX F

DFND

FTSE EMR MKT ETF

Shares5.80M

TypeSH

Market value$346.06M

1.30%

Sole

156.79K

Shared

118.00

None

5.64M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares422.83K

TypeSH

Market value$311.38M

1.17%

Sole

21.05K

Shared

0.00

None

401.77K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares11.54M

TypeSH

Market value$305.82M

1.15%

Sole

0.00

Shared

0.00

None

11.54M

ISHARES TR

DFND

CORE S&P SCP ETF

Shares2.05M

TypeSH

Market value$303.88M

1.14%

Sole

88.63K

Shared

34.00

None

1.96M

VANGUARD SPECIALIZED FUNDS

DFND

DIV APP ETF

Shares1.24M

TypeSH

Market value$292.99M

1.10%

Sole

1.49K

Shared

0.00

None

1.24M

ALPHABET INC

DFND

CAP STK CL C

Shares815.84K

TypeSH

Market value$288.26M

1.08%

Sole

9.88K

Shared

0.00

None

805.97K

ISHARES TR

DFND

S&P 500 VAL ETF

Shares1.23M

TypeSH

Market value$278.33M

1.05%

Sole

71.68K

Shared

0.00

None

1.15M

BROADCOM INC

DFND

COM

Shares666.21K

TypeSH

Market value$251.66M

0.95%

Sole

36.78K

Shared

45.00

None

629.39K

FLEXSHARES TR

DFND

MORNSTAR UPSTR

Shares5.10M

TypeSH

Market value$251.52M

0.95%

Sole

0.00

Shared

0.00

None

5.10M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares355.45K

TypeSH

Market value$244.13M

0.92%

Sole

363.00

Shared

0.00

None

355.09K

ISHARES TR

DFND

CORE MSCI EAFE

Shares2.52M

TypeSH

Market value$243.57M

0.92%

Sole

77.72K

Shared

0.00

None

2.44M

TIDAL TRUST I

DFND

RPAR RISK PARI

Shares9.89M

TypeSH

Market value$220.19M

0.83%

Sole

0.00

Shared

0.00

None

9.89M

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares409.62K

TypeSH

Market value$204.97M

0.77%

Sole

8.87K

Shared

0.00

None

400.75K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares2.45M

TypeSH

Market value$202.94M

0.76%

Sole

58.90K

Shared

0.00

None

2.39M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRDFND	CORE S&P500 ETF	2.47M	SH	$1.85B 6.96%	53.36K	42.00	2.42M
STATE STR SPDR S&P 500 ETF TDFND	TR UNIT	1.20M	SH	$893.05M 3.36%	38.17K	0.00	1.16M
APPLE INCSOLE	COM	2.97M	SH	$859.69M 3.23%	71.83K	116.00	2.90M
WORLD GOLD TRDFND	SPDR GLD MINIS	7.50M	SH	$595.44M 2.24%	0.00	0.00	7.50M
NVIDIA CORPORATIONDFND	COM	2.60M	SH	$519.41M 1.95%	99.08K	296.00	2.50M
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	7.04M	SH	$501.85M 1.89%	273.19K	119.00	6.77M
MICROSOFT CORPSOLE	COM	1.28M	SH	$476.99M 1.79%	63.23K	106.00	1.22M
VANGUARD INDEX FDSDFND	TOTAL STK MKT	1.18M	SH	$437.98M 1.65%	52.83K	0.00	1.13M
ISHARES TRDFND	CORE S&P MCP ETF	5.62M	SH	$433.10M 1.63%	222.41K	149.00	5.39M
ALPHABET INCDFND	CAP STK CL A	1.03M	SH	$369.57M 1.39%	44.12K	153.00	989.85K
AMAZON COM INCSOLE	COM	1.46M	SH	$347.64M 1.31%	53.44K	180.00	1.40M
VANGUARD INTL EQUITY INDEX FDFND	FTSE EMR MKT ETF	5.80M	SH	$346.06M 1.30%	156.79K	118.00	5.64M
INVESCO QQQ TRSOLE	UNIT SER 1	422.83K	SH	$311.38M 1.17%	21.05K	0.00	401.77K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	11.54M	SH	$305.82M 1.15%	0.00	0.00	11.54M
ISHARES TRDFND	CORE S&P SCP ETF	2.05M	SH	$303.88M 1.14%	88.63K	34.00	1.96M
VANGUARD SPECIALIZED FUNDSDFND	DIV APP ETF	1.24M	SH	$292.99M 1.10%	1.49K	0.00	1.24M
ALPHABET INCDFND	CAP STK CL C	815.84K	SH	$288.26M 1.08%	9.88K	0.00	805.97K
ISHARES TRDFND	S&P 500 VAL ETF	1.23M	SH	$278.33M 1.05%	71.68K	0.00	1.15M
BROADCOM INCDFND	COM	666.21K	SH	$251.66M 0.95%	36.78K	45.00	629.39K
FLEXSHARES TRDFND	MORNSTAR UPSTR	5.10M	SH	$251.52M 0.95%	0.00	0.00	5.10M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	355.45K	SH	$244.13M 0.92%	363.00	0.00	355.09K
ISHARES TRDFND	CORE MSCI EAFE	2.52M	SH	$243.57M 0.92%	77.72K	0.00	2.44M
TIDAL TRUST IDFND	RPAR RISK PARI	9.89M	SH	$220.19M 0.83%	0.00	0.00	9.89M
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	409.62K	SH	$204.97M 0.77%	8.87K	0.00	400.75K
ISHARES INCSOLE	CORE MSCI EMKT	2.45M	SH	$202.94M 0.76%	58.90K	0.00	2.39M

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