MAI CAPITAL MANAGEMENT

PrivateCIK: 1040197
Location

INDEPENDENCE, OH

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 2070 equity positions with a total reported market value of $26.60B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2070
Positions
$26.60B
Total AUM (reported)
269.03M
Total Shares

Allocation by class

TOTAL AUM$26.60B2070 positions
COM$7.68B28.9%
CORE S&P500 ETF$1.85B7.0%
TR UNIT$932.85M3.5%
SPDR GLD MINIS$595.44M2.2%
VAN FTSE DEV MKT$501.85M1.9%
TOTAL STK MKT$437.98M1.6%
CORE S&P MCP ETF$433.10M1.6%

Portfolio Concentration

Top 313.5%4–1012.5%11–2515.4%Rest58.5%TOP 1026.1%0%100%
Top 3$3.60B13.5%
4–10$3.33B12.5%
11–25$4.09B15.4%
Rest$15.57B58.5%

Top 3 weight

13.5%

Top 10 weight

26.1%

Voting Authority Distribution

Total shares with voting rights: 269.03M

Sole

Full voting authority

7.68M

shares

% of voting shares2.9%
Shared

Joint voting authority

4.36K

shares

% of voting shares0.0%
None

No voting authority

261.35M

shares

% of voting shares97.1%

Investment Discretion (by position count)

Sole1310
Shared0
Other760
Dominant voting typeNone · 97.1% of voting shares
Institutional Holdings2070
Rows:

ISHARES TR

DFND
CORE S&P500 ETF
Shares2.47M
TypeSH
Market value$1.85B
6.96%
Sole
53.36K
Shared
42.00
None
2.42M

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares1.20M
TypeSH
Market value$893.05M
3.36%
Sole
38.17K
Shared
0.00
None
1.16M

APPLE INC

SOLE
COM
Shares2.97M
TypeSH
Market value$859.69M
3.23%
Sole
71.83K
Shared
116.00
None
2.90M

WORLD GOLD TR

DFND
SPDR GLD MINIS
Shares7.50M
TypeSH
Market value$595.44M
2.24%
Sole
0.00
Shared
0.00
None
7.50M

NVIDIA CORPORATION

DFND
COM
Shares2.60M
TypeSH
Market value$519.41M
1.95%
Sole
99.08K
Shared
296.00
None
2.50M

VANGUARD TAX-MANAGED FDS

DFND
VAN FTSE DEV MKT
Shares7.04M
TypeSH
Market value$501.85M
1.89%
Sole
273.19K
Shared
119.00
None
6.77M

MICROSOFT CORP

SOLE
COM
Shares1.28M
TypeSH
Market value$476.99M
1.79%
Sole
63.23K
Shared
106.00
None
1.22M

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares1.18M
TypeSH
Market value$437.98M
1.65%
Sole
52.83K
Shared
0.00
None
1.13M

ISHARES TR

DFND
CORE S&P MCP ETF
Shares5.62M
TypeSH
Market value$433.10M
1.63%
Sole
222.41K
Shared
149.00
None
5.39M

ALPHABET INC

DFND
CAP STK CL A
Shares1.03M
TypeSH
Market value$369.57M
1.39%
Sole
44.12K
Shared
153.00
None
989.85K

AMAZON COM INC

SOLE
COM
Shares1.46M
TypeSH
Market value$347.64M
1.31%
Sole
53.44K
Shared
180.00
None
1.40M

VANGUARD INTL EQUITY INDEX F

DFND
FTSE EMR MKT ETF
Shares5.80M
TypeSH
Market value$346.06M
1.30%
Sole
156.79K
Shared
118.00
None
5.64M

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares422.83K
TypeSH
Market value$311.38M
1.17%
Sole
21.05K
Shared
0.00
None
401.77K

SCHWAB STRATEGIC TR

SOLE
US TIPS ETF
Shares11.54M
TypeSH
Market value$305.82M
1.15%
Sole
0.00
Shared
0.00
None
11.54M

ISHARES TR

DFND
CORE S&P SCP ETF
Shares2.05M
TypeSH
Market value$303.88M
1.14%
Sole
88.63K
Shared
34.00
None
1.96M

VANGUARD SPECIALIZED FUNDS

DFND
DIV APP ETF
Shares1.24M
TypeSH
Market value$292.99M
1.10%
Sole
1.49K
Shared
0.00
None
1.24M

ALPHABET INC

DFND
CAP STK CL C
Shares815.84K
TypeSH
Market value$288.26M
1.08%
Sole
9.88K
Shared
0.00
None
805.97K

ISHARES TR

DFND
S&P 500 VAL ETF
Shares1.23M
TypeSH
Market value$278.33M
1.05%
Sole
71.68K
Shared
0.00
None
1.15M

BROADCOM INC

DFND
COM
Shares666.21K
TypeSH
Market value$251.66M
0.95%
Sole
36.78K
Shared
45.00
None
629.39K

FLEXSHARES TR

DFND
MORNSTAR UPSTR
Shares5.10M
TypeSH
Market value$251.52M
0.95%
Sole
0.00
Shared
0.00
None
5.10M

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares355.45K
TypeSH
Market value$244.13M
0.92%
Sole
363.00
Shared
0.00
None
355.09K

ISHARES TR

DFND
CORE MSCI EAFE
Shares2.52M
TypeSH
Market value$243.57M
0.92%
Sole
77.72K
Shared
0.00
None
2.44M

TIDAL TRUST I

DFND
RPAR RISK PARI
Shares9.89M
TypeSH
Market value$220.19M
0.83%
Sole
0.00
Shared
0.00
None
9.89M

BERKSHIRE HATHAWAY INC DEL

DFND
CL B NEW
Shares409.62K
TypeSH
Market value$204.97M
0.77%
Sole
8.87K
Shared
0.00
None
400.75K

ISHARES INC

SOLE
CORE MSCI EMKT
Shares2.45M
TypeSH
Market value$202.94M
0.76%
Sole
58.90K
Shared
0.00
None
2.39M
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