MAI CAPITAL MANAGEMENT

Filed: 11/7/2024ACC: 0001040197-24-000007

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1101 equity positions with a total reported market value of $10.50B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1101

Positions

$10.50B

Total AUM (reported)

234.95M

Total Shares

Allocation by class

CS$4.99B47.5%

EE$2.83B26.9%

EZ$2.45B23.3%

SE$144.76M1.4%

RE$49.52M0.5%

ML$44.18M0.4%

WT$196.3K0.0%

Portfolio Concentration

Top 3$1.69B16.1%

4–10$1.55B14.8%

11–25$1.76B16.8%

Rest$5.50B52.4%

Top 3 weight

16.1%

Top 10 weight

30.9%

Voting Authority Distribution

Total shares with voting rights: 227.68M

Sole

Full voting authority

14.26M

% of voting shares6.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

213.42M

% of voting shares93.7%

Investment Discretion (by position count)

Sole1101

Shared0

Other0

Dominant voting typeNone · 93.7% of voting shares

Institutional Holdings1101

Rows:

iShares S&P 500 Index

SOLE

Shares1.50M

TypeSH

Market value$863.02M

8.22%

Sole

60.55K

Shared

0.00

None

1.44M

SPDR S&P 500 ETF TRUST

SOLE

Shares738.51K

TypeSH

Market value$423.72M

4.03%

Sole

51.42K

Shared

0.00

None

687.09K

Apple Inc

SOLE

Shares1.72M

TypeSH

Market value$400.13M

3.81%

Sole

0.00

Shared

0.00

None

21.20K

Microsoft Corp

SOLE

Shares890.14K

TypeSH

Market value$383.03M

3.65%

Sole

146K

Shared

0.00

None

744.14K

iShares S&P Mid Cap Index

SOLE

Shares4.16M

TypeSH

Market value$259.09M

2.47%

Sole

240.05K

Shared

0.00

None

3.92M

iShares S&P Small Cap Index

SOLE

Shares1.62M

TypeSH

Market value$189.43M

1.80%

Sole

100.45K

Shared

0.00

None

1.52M

Nvidia Corp

SOLE

Shares1.51M

TypeSH

Market value$183.78M

1.75%

Sole

0.00

Shared

0.00

None

25.10K

Amazon Com Inc

SOLE

Shares982.03K

TypeSH

Market value$182.98M

1.74%

Sole

128.34K

Shared

0.00

None

853.69K

Vanguard FTSE Developed Mkts E

SOLE

Shares3.37M

TypeSH

Market value$178.16M

1.70%

Sole

236K

Shared

0.00

None

3.14M

Vanguard Dividend Appreciation

SOLE

Shares899.17K

TypeSH

Market value$178.09M

1.70%

Sole

1.68K

Shared

0.00

None

897.49K

iShares S&P Barra Value Index

SOLE

Shares754.59K

TypeSH

Market value$148.78M

1.42%

Sole

0.00

Shared

0.00

None

0.00

iShares Russell 1000 Growth In

SOLE

Shares392.96K

TypeSH

Market value$147.51M

1.40%

Sole

13.40K

Shared

0.00

None

379.56K

INVESCO QQQ TR SER 1

SOLE

Shares293.18K

TypeSH

Market value$143.09M

1.36%

Sole

22.66K

Shared

0.00

None

270.52K

SPDR S&P Mid Cap 400 ETF

SOLE

Shares239.39K

TypeSH

Market value$136.37M

1.30%

Sole

17.90K

Shared

0.00

None

221.49K

iShares Core MSCI EAFE

SOLE

Shares1.63M

TypeSH

Market value$127.15M

1.21%

Sole

58.92K

Shared

0.00

None

1.57M

Alphabet Inc Class

SOLE

Shares738.20K

TypeSH

Market value$122.43M

1.17%

Sole

146.36K

Shared

0.00

None

591.84K

Vanguard FTSE Emerging Mkts ET

SOLE

Shares2.49M

TypeSH

Market value$119.20M

1.13%

Sole

139.51K

Shared

0.00

None

2.35M

Alphabet Inc Class C

SOLE

Shares678.42K

TypeSH

Market value$113.43M

1.08%

Sole

135.91K

Shared

0.00

None

542.51K

Meta Platforms Inc

SOLE

Shares190.68K

TypeSH

Market value$109.15M

1.04%

Sole

61.07K

Shared

0.00

None

129.61K

Broadcom Inc

SOLE

Shares602.51K

TypeSH

Market value$103.93M

0.99%

Sole

47.90K

Shared

0.00

None

554.61K

Vanguard Tot Stock Mrkt ETF

SOLE

Shares364.93K

TypeSH

Market value$103.33M

0.98%

Sole

65.33K

Shared

0.00

None

299.60K

UnitedHealth Group Inc

SOLE

Shares169.38K

TypeSH

Market value$99.03M

0.94%

Sole

20.17K

Shared

0.00

None

149.21K

iShares Russell 2000 Index

SOLE

Shares442.16K

TypeSH

Market value$97.67M

0.93%

Sole

22.65K

Shared

0.00

None

419.50K

Visa Inc Class A Shares

SOLE

Shares349.16K

TypeSH

Market value$96.00M

0.91%

Sole

86.92K

Shared

0.00

None

262.25K

Lilly, Eli Co

SOLE

Shares104.05K

TypeSH

Market value$92.18M

0.88%

Sole

42.11K

Shared

0.00

None

61.95K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
iShares S&P 500 IndexSOLE	EZ	1.50M	SH	$863.02M 8.22%	60.55K	1.44M
SPDR S&P 500 ETF TRUSTSOLE	EE	738.51K	SH	$423.72M 4.03%	51.42K	687.09K
Apple IncSOLE	CS	1.72M	SH	$400.13M 3.81%	0.00	21.20K
Microsoft CorpSOLE	CS	890.14K	SH	$383.03M 3.65%	146K	744.14K
iShares S&P Mid Cap IndexSOLE	EZ	4.16M	SH	$259.09M 2.47%	240.05K	3.92M
iShares S&P Small Cap IndexSOLE	EZ	1.62M	SH	$189.43M 1.80%	100.45K	1.52M
Nvidia CorpSOLE	CS	1.51M	SH	$183.78M 1.75%	0.00	25.10K
Amazon Com IncSOLE	CS	982.03K	SH	$182.98M 1.74%	128.34K	853.69K
Vanguard FTSE Developed Mkts ESOLE	EE	3.37M	SH	$178.16M 1.70%	236K	3.14M
Vanguard Dividend AppreciationSOLE	EE	899.17K	SH	$178.09M 1.70%	1.68K	897.49K
iShares S&P Barra Value IndexSOLE	EZ	754.59K	SH	$148.78M 1.42%	0.00	0.00
iShares Russell 1000 Growth InSOLE	EZ	392.96K	SH	$147.51M 1.40%	13.40K	379.56K
INVESCO QQQ TR SER 1SOLE	EE	293.18K	SH	$143.09M 1.36%	22.66K	270.52K
SPDR S&P Mid Cap 400 ETFSOLE	EE	239.39K	SH	$136.37M 1.30%	17.90K	221.49K
iShares Core MSCI EAFESOLE	EZ	1.63M	SH	$127.15M 1.21%	58.92K	1.57M
Alphabet Inc ClassSOLE	CS	738.20K	SH	$122.43M 1.17%	146.36K	591.84K
Vanguard FTSE Emerging Mkts ETSOLE	EE	2.49M	SH	$119.20M 1.13%	139.51K	2.35M
Alphabet Inc Class CSOLE	CS	678.42K	SH	$113.43M 1.08%	135.91K	542.51K
Meta Platforms IncSOLE	CS	190.68K	SH	$109.15M 1.04%	61.07K	129.61K
Broadcom IncSOLE	CS	602.51K	SH	$103.93M 0.99%	47.90K	554.61K
Vanguard Tot Stock Mrkt ETFSOLE	EE	364.93K	SH	$103.33M 0.98%	65.33K	299.60K
UnitedHealth Group IncSOLE	CS	169.38K	SH	$99.03M 0.94%	20.17K	149.21K
iShares Russell 2000 IndexSOLE	EZ	442.16K	SH	$97.67M 0.93%	22.65K	419.50K
Visa Inc Class A SharesSOLE	CS	349.16K	SH	$96.00M 0.91%	86.92K	262.25K
Lilly, Eli CoSOLE	CS	104.05K	SH	$92.18M 0.88%	42.11K	61.95K

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