MAI CAPITAL MANAGEMENT

Filed: 8/12/2024ACC: 0001040197-24-000006

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1262 equity positions with a total reported market value of $10.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1262

Positions

$10.21B

Total AUM (reported)

229.76M

Total Shares

Allocation by class

CS$5.08B49.8%

EE$2.65B25.9%

EZ$2.25B22.1%

SE$140.01M1.4%

RE$48.21M0.5%

ML$39.92M0.4%

WT$58.4K0.0%

Portfolio Concentration

Top 3$1.61B15.8%

4–10$1.47B14.4%

11–25$1.69B16.6%

Rest$5.44B53.3%

Top 3 weight

15.8%

Top 10 weight

30.1%

Voting Authority Distribution

Total shares with voting rights: 222.34M

Sole

Full voting authority

13.44M

% of voting shares6.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

208.90M

% of voting shares94.0%

Investment Discretion (by position count)

Sole1262

Shared0

Other0

Dominant voting typeNone · 94.0% of voting shares

Institutional Holdings1262

Rows:

iShares S&P 500 Index

SOLE

Shares1.46M

TypeSH

Market value$796.23M

7.80%

Sole

62.74K

Shared

0.00

None

1.39M

Microsoft Corp

SOLE

Shares929.47K

TypeSH

Market value$415.43M

4.07%

Sole

147.89K

Shared

0.00

None

781.58K

SPDR S&P 500 ETF TRUST

SOLE

Shares731.57K

TypeSH

Market value$398.14M

3.90%

Sole

51.42K

Shared

0.00

None

680.15K

Apple Inc

SOLE

Shares1.76M

TypeSH

Market value$371.58M

3.64%

Sole

0.00

Shared

0.00

None

16.90K

iShares S&P Mid Cap Index

SOLE

Shares3.88M

TypeSH

Market value$227.04M

2.22%

Sole

237.46K

Shared

0.00

None

3.64M

Nvidia Corp

SOLE

Shares1.56M

TypeSH

Market value$192.52M

1.89%

Sole

0.00

Shared

0.00

None

24.30K

Amazon Com Inc

SOLE

Shares987.94K

TypeSH

Market value$190.92M

1.87%

Sole

127.79K

Shared

0.00

None

860.16K

iShares S&P Small Cap Index

SOLE

Shares1.54M

TypeSH

Market value$163.74M

1.60%

Sole

98.29K

Shared

0.00

None

1.44M

Vanguard Dividend Appreciation

SOLE

Shares885.71K

TypeSH

Market value$161.69M

1.58%

Sole

1.68K

Shared

0.00

None

884.02K

Vanguard FTSE Developed Mkts E

SOLE

Shares3.22M

TypeSH

Market value$159.25M

1.56%

Sole

238.82K

Shared

0.00

None

2.98M

iShares Russell 1000 Growth In

SOLE

Shares407K

TypeSH

Market value$148.35M

1.45%

Sole

13.50K

Shared

0.00

None

393.50K

INVESCO QQQ TR SER 1

SOLE

Shares287.79K

TypeSH

Market value$137.88M

1.35%

Sole

23.23K

Shared

0.00

None

264.55K

iShares S&P Barra Value Index

SOLE

Shares741.51K

TypeSH

Market value$134.96M

1.32%

Sole

0.00

Shared

0.00

None

0.00

Alphabet Inc Class

SOLE

Shares728.08K

TypeSH

Market value$132.62M

1.30%

Sole

136.35K

Shared

0.00

None

591.73K

Alphabet Inc Class C

SOLE

Shares711.83K

TypeSH

Market value$130.56M

1.28%

Sole

136.54K

Shared

0.00

None

575.28K

SPDR S&P Mid Cap 400 ETF

SOLE

Shares233.06K

TypeSH

Market value$124.70M

1.22%

Sole

17.41K

Shared

0.00

None

215.64K

iShares Core MSCI EAFE

SOLE

Shares1.62M

TypeSH

Market value$117.68M

1.15%

Sole

58.54K

Shared

0.00

None

1.56M

Vanguard FTSE Emerging Mkts ET

SOLE

Shares2.34M

TypeSH

Market value$102.58M

1.00%

Sole

139.58K

Shared

0.00

None

2.20M

Meta Platforms Inc

SOLE

Shares200.07K

TypeSH

Market value$100.88M

0.99%

Sole

65.71K

Shared

0.00

None

134.36K

Vanguard Tot Stock Mrkt ETF

SOLE

Shares367.82K

TypeSH

Market value$98.40M

0.96%

Sole

67.52K

Shared

0.00

None

300.30K

Lilly, Eli Co

SOLE

Shares106.82K

TypeSH

Market value$96.72M

0.95%

Sole

42.74K

Shared

0.00

None

64.08K

Broadcom Inc

SOLE

Shares59.10K

TypeSH

Market value$94.89M

0.93%

Sole

4.79K

Shared

0.00

None

54.31K

Visa Inc Class A Shares

SOLE

Shares346.48K

TypeSH

Market value$90.94M

0.89%

Sole

84.94K

Shared

0.00

None

261.54K

iShares S&P 500 Growth

SOLE

Shares964.01K

TypeSH

Market value$89.21M

0.87%

Sole

0.00

Shared

0.00

None

0.00

UnitedHealth Group Inc

SOLE

Shares175.05K

TypeSH

Market value$89.14M

0.87%

Sole

20.09K

Shared

0.00

None

154.95K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
iShares S&P 500 IndexSOLE	EZ	1.46M	SH	$796.23M 7.80%	62.74K	1.39M
Microsoft CorpSOLE	CS	929.47K	SH	$415.43M 4.07%	147.89K	781.58K
SPDR S&P 500 ETF TRUSTSOLE	EE	731.57K	SH	$398.14M 3.90%	51.42K	680.15K
Apple IncSOLE	CS	1.76M	SH	$371.58M 3.64%	0.00	16.90K
iShares S&P Mid Cap IndexSOLE	EZ	3.88M	SH	$227.04M 2.22%	237.46K	3.64M
Nvidia CorpSOLE	CS	1.56M	SH	$192.52M 1.89%	0.00	24.30K
Amazon Com IncSOLE	CS	987.94K	SH	$190.92M 1.87%	127.79K	860.16K
iShares S&P Small Cap IndexSOLE	EZ	1.54M	SH	$163.74M 1.60%	98.29K	1.44M
Vanguard Dividend AppreciationSOLE	EE	885.71K	SH	$161.69M 1.58%	1.68K	884.02K
Vanguard FTSE Developed Mkts ESOLE	EE	3.22M	SH	$159.25M 1.56%	238.82K	2.98M
iShares Russell 1000 Growth InSOLE	EZ	407K	SH	$148.35M 1.45%	13.50K	393.50K
INVESCO QQQ TR SER 1SOLE	EE	287.79K	SH	$137.88M 1.35%	23.23K	264.55K
iShares S&P Barra Value IndexSOLE	EZ	741.51K	SH	$134.96M 1.32%	0.00	0.00
Alphabet Inc ClassSOLE	CS	728.08K	SH	$132.62M 1.30%	136.35K	591.73K
Alphabet Inc Class CSOLE	CS	711.83K	SH	$130.56M 1.28%	136.54K	575.28K
SPDR S&P Mid Cap 400 ETFSOLE	EE	233.06K	SH	$124.70M 1.22%	17.41K	215.64K
iShares Core MSCI EAFESOLE	EZ	1.62M	SH	$117.68M 1.15%	58.54K	1.56M
Vanguard FTSE Emerging Mkts ETSOLE	EE	2.34M	SH	$102.58M 1.00%	139.58K	2.20M
Meta Platforms IncSOLE	CS	200.07K	SH	$100.88M 0.99%	65.71K	134.36K
Vanguard Tot Stock Mrkt ETFSOLE	EE	367.82K	SH	$98.40M 0.96%	67.52K	300.30K
Lilly, Eli CoSOLE	CS	106.82K	SH	$96.72M 0.95%	42.74K	64.08K
Broadcom IncSOLE	CS	59.10K	SH	$94.89M 0.93%	4.79K	54.31K
Visa Inc Class A SharesSOLE	CS	346.48K	SH	$90.94M 0.89%	84.94K	261.54K
iShares S&P 500 GrowthSOLE	EZ	964.01K	SH	$89.21M 0.87%	0.00	0.00
UnitedHealth Group IncSOLE	CS	175.05K	SH	$89.14M 0.87%	20.09K	154.95K

Page 1 of 51

…