MAI CAPITAL MANAGEMENT

Filed: 5/8/2024ACC: 0001040197-24-000004

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1226 equity positions with a total reported market value of $9.65B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1226

Positions

$9.65B

Total AUM (reported)

246.37M

Total Shares

Allocation by class

CS$4.85B50.3%

EE$2.43B25.2%

EZ$2.15B22.3%

SE$144.12M1.5%

ML$35.71M0.4%

RE$33.33M0.3%

WT$138.2K0.0%

Portfolio Concentration

Top 3$1.46B15.2%

4–10$1.29B13.4%

11–25$1.54B15.9%

Rest$5.36B55.5%

Top 3 weight

15.2%

Top 10 weight

28.6%

Voting Authority Distribution

Total shares with voting rights: 246.37M

Sole

Full voting authority

15.06M

% of voting shares6.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

231.31M

% of voting shares93.9%

Investment Discretion (by position count)

Sole1226

Shared0

Other0

Dominant voting typeNone · 93.9% of voting shares

Institutional Holdings1226

Rows:

iShares S&P 500 Index

SOLE

Shares1.36M

TypeSH

Market value$716.84M

7.43%

Sole

63.35K

Shared

0.00

None

1.30M

Microsoft Corp

SOLE

Shares894.57K

TypeSH

Market value$376.36M

3.90%

Sole

150.13K

Shared

0.00

None

744.44K

SPDR S&P 500 ETF TRUST

SOLE

Shares707.36K

TypeSH

Market value$370.00M

3.83%

Sole

51.69K

Shared

0.00

None

655.66K

Apple Inc

SOLE

Shares1.75M

TypeSH

Market value$300.47M

3.11%

Sole

84.64K

Shared

0.00

None

1.67M

iShares S&P Mid Cap Index

SOLE

Shares3.63M

TypeSH

Market value$220.76M

2.29%

Sole

233.51K

Shared

0.00

None

3.40M

Amazon Com Inc

SOLE

Shares957.02K

TypeSH

Market value$172.63M

1.79%

Sole

127.85K

Shared

0.00

None

829.17K

iShares S&P Small Cap Index

SOLE

Shares1.45M

TypeSH

Market value$160.67M

1.66%

Sole

96.65K

Shared

0.00

None

1.36M

Vanguard Dividend Appreciation

SOLE

Shares866.51K

TypeSH

Market value$158.23M

1.64%

Sole

1.68K

Shared

0.00

None

864.82K

Vanguard FTSE Developed Mkts E

SOLE

Shares2.85M

TypeSH

Market value$143.08M

1.48%

Sole

238.82K

Shared

0.00

None

2.61M

Nvidia Corp

SOLE

Shares153.24K

TypeSH

Market value$138.46M

1.43%

Sole

31.71K

Shared

0.00

None

121.53K

iShares S&P Barra Value Index

SOLE

Shares734.92K

TypeSH

Market value$137.29M

1.42%

Sole

59.82K

Shared

0.00

None

675.10K

INVESCO QQQ TR SER 1

SOLE

Shares279.39K

TypeSH

Market value$124.05M

1.29%

Sole

23.34K

Shared

0.00

None

256.05K

iShares Russell 1000 Growth In

SOLE

Shares363.67K

TypeSH

Market value$122.57M

1.27%

Sole

13.64K

Shared

0.00

None

350.03K

iShares Core MSCI EAFE

SOLE

Shares1.61M

TypeSH

Market value$119.79M

1.24%

Sole

59.12K

Shared

0.00

None

1.55M

SPDR S&P Mid Cap 400 ETF

SOLE

Shares206.27K

TypeSH

Market value$114.77M

1.19%

Sole

17.70K

Shared

0.00

None

188.58K

Alphabet Inc Class C

SOLE

Shares733.78K

TypeSH

Market value$111.73M

1.16%

Sole

137.46K

Shared

0.00

None

596.32K

Alphabet Inc Class

SOLE

Shares710.45K

TypeSH

Market value$107.23M

1.11%

Sole

137.17K

Shared

0.00

None

573.28K

Vanguard Tot Stock Mrkt ETF

SOLE

Shares366.08K

TypeSH

Market value$95.14M

0.99%

Sole

68.53K

Shared

0.00

None

297.55K

Visa Inc Class A Shares

SOLE

Shares339.39K

TypeSH

Market value$94.72M

0.98%

Sole

84.97K

Shared

0.00

None

254.42K

Vanguard FTSE Emerging Mkts ET

SOLE

Shares2.18M

TypeSH

Market value$90.94M

0.94%

Sole

141.56K

Shared

0.00

None

2.04M

iShares Russell 2000 Index

SOLE

Shares432.25K

TypeSH

Market value$90.90M

0.94%

Sole

23.62K

Shared

0.00

None

408.63K

Meta Platforms Inc

SOLE

Shares174.08K

TypeSH

Market value$84.53M

0.88%

Sole

62.56K

Shared

0.00

None

111.51K

Broadcom Inc

SOLE

Shares62.99K

TypeSH

Market value$83.48M

0.86%

Sole

4.86K

Shared

0.00

None

58.13K

Home Depot Inc

SOLE

Shares212.45K

TypeSH

Market value$81.50M

0.84%

Sole

36.07K

Shared

0.00

None

176.38K

Lilly, Eli Co

SOLE

Shares103.94K

TypeSH

Market value$80.87M

0.84%

Sole

42.55K

Shared

0.00

None

61.39K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
iShares S&P 500 IndexSOLE	EZ	1.36M	SH	$716.84M 7.43%	63.35K	1.30M
Microsoft CorpSOLE	CS	894.57K	SH	$376.36M 3.90%	150.13K	744.44K
SPDR S&P 500 ETF TRUSTSOLE	EE	707.36K	SH	$370.00M 3.83%	51.69K	655.66K
Apple IncSOLE	CS	1.75M	SH	$300.47M 3.11%	84.64K	1.67M
iShares S&P Mid Cap IndexSOLE	EZ	3.63M	SH	$220.76M 2.29%	233.51K	3.40M
Amazon Com IncSOLE	CS	957.02K	SH	$172.63M 1.79%	127.85K	829.17K
iShares S&P Small Cap IndexSOLE	EZ	1.45M	SH	$160.67M 1.66%	96.65K	1.36M
Vanguard Dividend AppreciationSOLE	EE	866.51K	SH	$158.23M 1.64%	1.68K	864.82K
Vanguard FTSE Developed Mkts ESOLE	EE	2.85M	SH	$143.08M 1.48%	238.82K	2.61M
Nvidia CorpSOLE	CS	153.24K	SH	$138.46M 1.43%	31.71K	121.53K
iShares S&P Barra Value IndexSOLE	EZ	734.92K	SH	$137.29M 1.42%	59.82K	675.10K
INVESCO QQQ TR SER 1SOLE	EE	279.39K	SH	$124.05M 1.29%	23.34K	256.05K
iShares Russell 1000 Growth InSOLE	EZ	363.67K	SH	$122.57M 1.27%	13.64K	350.03K
iShares Core MSCI EAFESOLE	EZ	1.61M	SH	$119.79M 1.24%	59.12K	1.55M
SPDR S&P Mid Cap 400 ETFSOLE	EE	206.27K	SH	$114.77M 1.19%	17.70K	188.58K
Alphabet Inc Class CSOLE	CS	733.78K	SH	$111.73M 1.16%	137.46K	596.32K
Alphabet Inc ClassSOLE	CS	710.45K	SH	$107.23M 1.11%	137.17K	573.28K
Vanguard Tot Stock Mrkt ETFSOLE	EE	366.08K	SH	$95.14M 0.99%	68.53K	297.55K
Visa Inc Class A SharesSOLE	CS	339.39K	SH	$94.72M 0.98%	84.97K	254.42K
Vanguard FTSE Emerging Mkts ETSOLE	EE	2.18M	SH	$90.94M 0.94%	141.56K	2.04M
iShares Russell 2000 IndexSOLE	EZ	432.25K	SH	$90.90M 0.94%	23.62K	408.63K
Meta Platforms IncSOLE	CS	174.08K	SH	$84.53M 0.88%	62.56K	111.51K
Broadcom IncSOLE	CS	62.99K	SH	$83.48M 0.86%	4.86K	58.13K
Home Depot IncSOLE	CS	212.45K	SH	$81.50M 0.84%	36.07K	176.38K
Lilly, Eli CoSOLE	CS	103.94K	SH	$80.87M 0.84%	42.55K	61.39K

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