MAI CAPITAL MANAGEMENT

Filed: 2/9/2024ACC: 0001040197-24-000003

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1120 equity positions with a total reported market value of $7.61B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1120

Positions

$7.61B

Total AUM (reported)

221.14M

Total Shares

Allocation by class

CS$3.78B49.7%

EE$1.85B24.3%

EZ$1.80B23.7%

SE$130.73M1.7%

ML$33.88M0.4%

RE$17.60M0.2%

WT$49.3K0.0%

Portfolio Concentration

Top 3$1.19B15.7%

4–10$1.09B14.3%

11–25$1.22B16.0%

Rest$4.11B54.0%

Top 3 weight

15.7%

Top 10 weight

30.0%

Voting Authority Distribution

Total shares with voting rights: 221.14M

Sole

Full voting authority

15.49M

% of voting shares7.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

205.65M

% of voting shares93.0%

Investment Discretion (by position count)

Sole1120

Shared0

Other0

Dominant voting typeNone · 93.0% of voting shares

Institutional Holdings1120

Rows:

iShares S&P 500 Index

SOLE

Shares1.26M

TypeSH

Market value$602.52M

7.92%

Sole

65.87K

Shared

0.00

None

1.20M

Microsoft Corp

SOLE

Shares796.57K

TypeSH

Market value$299.54M

3.94%

Sole

155.28K

Shared

0.00

None

641.30K

Apple Inc

SOLE

Shares1.51M

TypeSH

Market value$291.08M

3.83%

Sole

89.18K

Shared

0.00

None

1.42M

SPDR S&P 500 ETF TRUST

SOLE

Shares606.71K

TypeSH

Market value$288.37M

3.79%

Sole

51.91K

Shared

0.00

None

554.80K

iShares S&P Mid Cap Index

SOLE

Shares653.84K

TypeSH

Market value$181.21M

2.38%

Sole

47.96K

Shared

0.00

None

605.88K

iShares S&P Small Cap Index

SOLE

Shares1.27M

TypeSH

Market value$137.22M

1.80%

Sole

99.37K

Shared

0.00

None

1.17M

Vanguard Dividend Appreciation

SOLE

Shares739.27K

TypeSH

Market value$125.97M

1.66%

Sole

1.68K

Shared

0.00

None

737.59K

Amazon Com Inc

SOLE

Shares820.42K

TypeSH

Market value$124.66M

1.64%

Sole

131.68K

Shared

0.00

None

688.75K

Vanguard FTSE Developed Mkts E

SOLE

Shares2.47M

TypeSH

Market value$118.48M

1.56%

Sole

247.53K

Shared

0.00

None

2.23M

iShares S&P Barra Value Index

SOLE

Shares637.70K

TypeSH

Market value$110.89M

1.46%

Sole

60.21K

Shared

0.00

None

577.49K

iShares Russell 1000 Growth In

SOLE

Shares357.91K

TypeSH

Market value$108.51M

1.43%

Sole

14.13K

Shared

0.00

None

343.78K

SPDR S&P Mid Cap 400 ETF

SOLE

Shares202.98K

TypeSH

Market value$102.99M

1.35%

Sole

18.31K

Shared

0.00

None

184.67K

INVESCO QQQ TR SER 1

SOLE

Shares227.19K

TypeSH

Market value$93.04M

1.22%

Sole

23.48K

Shared

0.00

None

203.71K

iShares Core MSCI EAFE

SOLE

Shares1.27M

TypeSH

Market value$89.22M

1.17%

Sole

60.97K

Shared

0.00

None

1.21M

Alphabet Inc Class C

SOLE

Shares595.90K

TypeSH

Market value$83.98M

1.10%

Sole

159.62K

Shared

0.00

None

436.28K

Alphabet Inc Class

SOLE

Shares595.94K

TypeSH

Market value$83.25M

1.09%

Sole

142.83K

Shared

0.00

None

453.11K

Vanguard Tot Stock Mrkt ETF

SOLE

Shares345.77K

TypeSH

Market value$82.02M

1.08%

Sole

68.87K

Shared

0.00

None

276.90K

Vanguard FTSE Emerging Mkts ET

SOLE

Shares1.92M

TypeSH

Market value$78.86M

1.04%

Sole

146.04K

Shared

0.00

None

1.77M

iShares Russell 2000 Index

SOLE

Shares373.98K

TypeSH

Market value$75.06M

0.99%

Sole

23.58K

Shared

0.00

None

350.40K

Visa Inc Class A Shares

SOLE

Shares286.64K

TypeSH

Market value$74.63M

0.98%

Sole

82K

Shared

0.00

None

204.64K

Broadcom Inc

SOLE

Shares64.24K

TypeSH

Market value$71.71M

0.94%

Sole

6.19K

Shared

0.00

None

58.05K

Johnson and Johnson

SOLE

Shares455.52K

TypeSH

Market value$71.40M

0.94%

Sole

77.56K

Shared

0.00

None

377.95K

Home Depot Inc

SOLE

Shares205.02K

TypeSH

Market value$71.05M

0.93%

Sole

37.13K

Shared

0.00

None

167.89K

UnitedHealth Group Inc

SOLE

Shares128.13K

TypeSH

Market value$67.45M

0.89%

Sole

10.56K

Shared

0.00

None

117.56K

iShares S&P 500 Growth

SOLE

Shares881.88K

TypeSH

Market value$66.23M

0.87%

Sole

125.23K

Shared

0.00

None

756.64K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
iShares S&P 500 IndexSOLE	EZ	1.26M	SH	$602.52M 7.92%	65.87K	1.20M
Microsoft CorpSOLE	CS	796.57K	SH	$299.54M 3.94%	155.28K	641.30K
Apple IncSOLE	CS	1.51M	SH	$291.08M 3.83%	89.18K	1.42M
SPDR S&P 500 ETF TRUSTSOLE	EE	606.71K	SH	$288.37M 3.79%	51.91K	554.80K
iShares S&P Mid Cap IndexSOLE	EZ	653.84K	SH	$181.21M 2.38%	47.96K	605.88K
iShares S&P Small Cap IndexSOLE	EZ	1.27M	SH	$137.22M 1.80%	99.37K	1.17M
Vanguard Dividend AppreciationSOLE	EE	739.27K	SH	$125.97M 1.66%	1.68K	737.59K
Amazon Com IncSOLE	CS	820.42K	SH	$124.66M 1.64%	131.68K	688.75K
Vanguard FTSE Developed Mkts ESOLE	EE	2.47M	SH	$118.48M 1.56%	247.53K	2.23M
iShares S&P Barra Value IndexSOLE	EZ	637.70K	SH	$110.89M 1.46%	60.21K	577.49K
iShares Russell 1000 Growth InSOLE	EZ	357.91K	SH	$108.51M 1.43%	14.13K	343.78K
SPDR S&P Mid Cap 400 ETFSOLE	EE	202.98K	SH	$102.99M 1.35%	18.31K	184.67K
INVESCO QQQ TR SER 1SOLE	EE	227.19K	SH	$93.04M 1.22%	23.48K	203.71K
iShares Core MSCI EAFESOLE	EZ	1.27M	SH	$89.22M 1.17%	60.97K	1.21M
Alphabet Inc Class CSOLE	CS	595.90K	SH	$83.98M 1.10%	159.62K	436.28K
Alphabet Inc ClassSOLE	CS	595.94K	SH	$83.25M 1.09%	142.83K	453.11K
Vanguard Tot Stock Mrkt ETFSOLE	EE	345.77K	SH	$82.02M 1.08%	68.87K	276.90K
Vanguard FTSE Emerging Mkts ETSOLE	EE	1.92M	SH	$78.86M 1.04%	146.04K	1.77M
iShares Russell 2000 IndexSOLE	EZ	373.98K	SH	$75.06M 0.99%	23.58K	350.40K
Visa Inc Class A SharesSOLE	CS	286.64K	SH	$74.63M 0.98%	82K	204.64K
Broadcom IncSOLE	CS	64.24K	SH	$71.71M 0.94%	6.19K	58.05K
Johnson and JohnsonSOLE	CS	455.52K	SH	$71.40M 0.94%	77.56K	377.95K
Home Depot IncSOLE	CS	205.02K	SH	$71.05M 0.93%	37.13K	167.89K
UnitedHealth Group IncSOLE	CS	128.13K	SH	$67.45M 0.89%	10.56K	117.56K
iShares S&P 500 GrowthSOLE	EZ	881.88K	SH	$66.23M 0.87%	125.23K	756.64K

Page 1 of 45

…