MAI CAPITAL MANAGEMENT

Filed: 8/2/2023ACC: 0001040197-23-000003

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1078 equity positions with a total reported market value of $6.80B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1078

Positions

$6.80B

Total AUM (reported)

225.61M

Total Shares

Allocation by class

CS$3.45B50.7%

EZ$1.61B23.7%

EE$1.54B22.6%

SE$125.72M1.8%

ML$40.49M0.6%

RE$26.63M0.4%

CALL$8.69M0.1%

Portfolio Concentration

Top 3$1.11B16.4%

4–10$912.07M13.4%

11–25$1.11B16.3%

Rest$3.67B53.9%

Top 3 weight

16.4%

Top 10 weight

29.8%

Voting Authority Distribution

Total shares with voting rights: 221.26M

Sole

Full voting authority

15.68M

% of voting shares7.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

205.58M

% of voting shares92.9%

Investment Discretion (by position count)

Sole1078

Shared0

Other0

Dominant voting typeNone · 92.9% of voting shares

Institutional Holdings1078

Rows:

iShares S&P 500 Index

SOLE

Shares1.19M

TypeSH

Market value$530.88M

7.81%

Sole

64.94K

Shared

0.00

None

1.13M

Apple Inc

SOLE

Shares1.57M

TypeSH

Market value$303.95M

4.47%

Sole

94.67K

Shared

0.00

None

1.47M

Microsoft Corp

SOLE

Shares811.73K

TypeSH

Market value$276.43M

4.07%

Sole

170.40K

Shared

0.00

None

641.33K

SPDR S&P 500 ETF TRUST

SOLE

Shares567.17K

TypeSH

Market value$251.42M

3.70%

Sole

51.95K

Shared

0.00

None

515.22K

iShares S&P Mid Cap Index

SOLE

Shares572.22K

TypeSH

Market value$149.62M

2.20%

Sole

46.27K

Shared

0.00

None

525.94K

Amazon Com Inc

SOLE

Shares804.96K

TypeSH

Market value$104.93M

1.54%

Sole

0.00

Shared

0.00

None

iShares S&P Small Cap Index

SOLE

Shares1.03M

TypeSH

Market value$103.05M

1.52%

Sole

96.55K

Shared

0.00

None

937.55K

Vanguard FTSE Developed Mkts E

SOLE

Shares2.21M

TypeSH

Market value$102.03M

1.50%

Sole

254.75K

Shared

0.00

None

1.95M

iShares S&P Barra Value Index

SOLE

Shares625.47K

TypeSH

Market value$100.82M

1.48%

Sole

60.91K

Shared

0.00

None

564.55K

iShares Russell 1000 Growth In

SOLE

Shares364.13K

TypeSH

Market value$100.20M

1.47%

Sole

13.82K

Shared

0.00

None

350.31K

SPDR S&P Mid Cap 400 ETF

SOLE

Shares207.52K

TypeSH

Market value$99.38M

1.46%

Sole

18.89K

Shared

0.00

None

188.63K

iShares Core MSCI EAFE

SOLE

Shares1.26M

TypeSH

Market value$85.23M

1.25%

Sole

57.71K

Shared

0.00

None

1.20M

INVESCO QQQ TR SER 1

SOLE

Shares225.96K

TypeSH

Market value$83.47M

1.23%

Sole

24.69K

Shared

0.00

None

201.27K

Vanguard Tot Stock Mrkt ETF

SOLE

Shares359.67K

TypeSH

Market value$79.23M

1.17%

Sole

81.04K

Shared

0.00

None

278.63K

SPDR S&P Dividend ETF

SOLE

Shares636.07K

TypeSH

Market value$77.97M

1.15%

Sole

120.98K

Shared

0.00

None

515.09K

Vanguard Dividend Appreciation

SOLE

Shares470.36K

TypeSH

Market value$76.40M

1.12%

Sole

1.68K

Shared

0.00

None

468.68K

Alphabet Inc Class C

SOLE

Shares613.07K

TypeSH

Market value$74.16M

1.09%

Sole

171.32K

Shared

0.00

None

441.75K

Alphabet Inc Class

SOLE

Shares606.13K

TypeSH

Market value$72.55M

1.07%

Sole

0.00

Shared

0.00

None

0.00

iShares Russell 2000 Index

SOLE

Shares385.99K

TypeSH

Market value$72.28M

1.06%

Sole

23.09K

Shared

0.00

None

362.90K

Johnson and Johnson

SOLE

Shares425.06K

TypeSH

Market value$70.36M

1.04%

Sole

0.00

Shared

0.00

None

0.00

Visa Inc Class A Shares

SOLE

Shares292.29K

TypeSH

Market value$69.41M

1.02%

Sole

0.00

Shared

0.00

None

0.00

Vanguard FTSE Emerging Mkts ET

SOLE

Shares1.56M

TypeSH

Market value$63.54M

0.93%

Sole

137.64K

Shared

0.00

None

1.42M

Home Depot Inc

SOLE

Shares202.90K

TypeSH

Market value$63.03M

0.93%

Sole

38.30K

Shared

0.00

None

164.60K

iShares S&P 500 Growth

SOLE

Shares873.28K

TypeSH

Market value$61.55M

0.91%

Sole

128.24K

Shared

0.00

None

745.04K

iShares S&P Mid Cap 400 Growth

SOLE

Shares781.67K

TypeSH

Market value$58.63M

0.86%

Sole

31.77K

Shared

0.00

None

749.90K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
iShares S&P 500 IndexSOLE	EZ	1.19M	SH	$530.88M 7.81%	64.94K	1.13M
Apple IncSOLE	CS	1.57M	SH	$303.95M 4.47%	94.67K	1.47M
Microsoft CorpSOLE	CS	811.73K	SH	$276.43M 4.07%	170.40K	641.33K
SPDR S&P 500 ETF TRUSTSOLE	EE	567.17K	SH	$251.42M 3.70%	51.95K	515.22K
iShares S&P Mid Cap IndexSOLE	EZ	572.22K	SH	$149.62M 2.20%	46.27K	525.94K
Amazon Com IncSOLE	CS	804.96K	SH	$104.93M 1.54%	0.00	1K
iShares S&P Small Cap IndexSOLE	EZ	1.03M	SH	$103.05M 1.52%	96.55K	937.55K
Vanguard FTSE Developed Mkts ESOLE	EE	2.21M	SH	$102.03M 1.50%	254.75K	1.95M
iShares S&P Barra Value IndexSOLE	EZ	625.47K	SH	$100.82M 1.48%	60.91K	564.55K
iShares Russell 1000 Growth InSOLE	EZ	364.13K	SH	$100.20M 1.47%	13.82K	350.31K
SPDR S&P Mid Cap 400 ETFSOLE	EE	207.52K	SH	$99.38M 1.46%	18.89K	188.63K
iShares Core MSCI EAFESOLE	EZ	1.26M	SH	$85.23M 1.25%	57.71K	1.20M
INVESCO QQQ TR SER 1SOLE	EE	225.96K	SH	$83.47M 1.23%	24.69K	201.27K
Vanguard Tot Stock Mrkt ETFSOLE	EE	359.67K	SH	$79.23M 1.17%	81.04K	278.63K
SPDR S&P Dividend ETFSOLE	EE	636.07K	SH	$77.97M 1.15%	120.98K	515.09K
Vanguard Dividend AppreciationSOLE	EE	470.36K	SH	$76.40M 1.12%	1.68K	468.68K
Alphabet Inc Class CSOLE	CS	613.07K	SH	$74.16M 1.09%	171.32K	441.75K
Alphabet Inc ClassSOLE	CS	606.13K	SH	$72.55M 1.07%	0.00	0.00
iShares Russell 2000 IndexSOLE	EZ	385.99K	SH	$72.28M 1.06%	23.09K	362.90K
Johnson and JohnsonSOLE	CS	425.06K	SH	$70.36M 1.04%	0.00	0.00
Visa Inc Class A SharesSOLE	CS	292.29K	SH	$69.41M 1.02%	0.00	0.00
Vanguard FTSE Emerging Mkts ETSOLE	EE	1.56M	SH	$63.54M 0.93%	137.64K	1.42M
Home Depot IncSOLE	CS	202.90K	SH	$63.03M 0.93%	38.30K	164.60K
iShares S&P 500 GrowthSOLE	EZ	873.28K	SH	$61.55M 0.91%	128.24K	745.04K
iShares S&P Mid Cap 400 GrowthSOLE	EZ	781.67K	SH	$58.63M 0.86%	31.77K	749.90K

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