MAI CAPITAL MANAGEMENT

Filed: 5/10/2023ACC: 0001040197-23-000002

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1066 equity positions with a total reported market value of $6.35B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1066

Positions

$6.35B

Total AUM (reported)

218.59M

Total Shares

Allocation by class

CS$3.23B50.9%

EZ$1.49B23.4%

EE$1.43B22.5%

SE$114.63M1.8%

ML$40.59M0.6%

CALL$29.04M0.5%

RE$23.52M0.4%

Portfolio Concentration

Top 3$980.48M15.4%

4–10$816.13M12.9%

11–25$1.03B16.2%

Rest$3.53B55.5%

Top 3 weight

15.4%

Top 10 weight

28.3%

Voting Authority Distribution

Total shares with voting rights: 218.59M

Sole

Full voting authority

16.77M

% of voting shares7.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

201.82M

% of voting shares92.3%

Investment Discretion (by position count)

Sole1066

Shared0

Other0

Dominant voting typeNone · 92.3% of voting shares

Institutional Holdings1066

Rows:

iShares S&P 500 Index

SOLE

Shares1.20M

TypeSH

Market value$493.71M

7.78%

Sole

65.67K

Shared

0.00

None

1.14M

Apple Inc

SOLE

Shares1.56M

TypeSH

Market value$257.80M

4.06%

Sole

94.94K

Shared

0.00

None

1.47M

SPDR S&P 500 ETF TRUST

SOLE

Shares559.29K

TypeSH

Market value$228.97M

3.61%

Sole

51.73K

Shared

0.00

None

507.56K

Microsoft Corp

SOLE

Shares793.63K

TypeSH

Market value$228.80M

3.60%

Sole

186.06K

Shared

0.00

None

607.56K

iShares S&P Mid Cap Index

SOLE

Shares521.33K

TypeSH

Market value$130.42M

2.05%

Sole

30.37K

Shared

0.00

None

490.96K

SPDR S&P Mid Cap 400 ETF

SOLE

Shares205.43K

TypeSH

Market value$94.17M

1.48%

Sole

18.73K

Shared

0.00

None

186.70K

Vanguard FTSE Developed Mkts E

SOLE

Shares2.06M

TypeSH

Market value$93.27M

1.47%

Sole

232.42K

Shared

0.00

None

1.83M

iShares S&P Barra Value Index

SOLE

Shares598.93K

TypeSH

Market value$90.89M

1.43%

Sole

37.86K

Shared

0.00

None

561.08K

iShares S&P Small Cap Index

SOLE

Shares937.91K

TypeSH

Market value$90.70M

1.43%

Sole

59.05K

Shared

0.00

None

878.86K

iShares Russell 1000 Growth In

SOLE

Shares359.68K

TypeSH

Market value$87.88M

1.38%

Sole

14.22K

Shared

0.00

None

345.46K

Amazon Com Inc

SOLE

Shares822.69K

TypeSH

Market value$84.98M

1.34%

Sole

165.83K

Shared

0.00

None

656.86K

iShares Core MSCI EAFE

SOLE

Shares1.25M

TypeSH

Market value$83.36M

1.31%

Sole

57.42K

Shared

0.00

None

1.19M

SPDR S&P Dividend ETF

SOLE

Shares634.95K

TypeSH

Market value$78.55M

1.24%

Sole

69.68K

Shared

0.00

None

565.26K

Vanguard Tot Stock Mrkt ETF

SOLE

Shares355.83K

TypeSH

Market value$72.63M

1.14%

Sole

83.10K

Shared

0.00

None

272.73K

INVESCO QQQ TR SER 1

SOLE

Shares226.27K

TypeSH

Market value$72.62M

1.14%

Sole

24.17K

Shared

0.00

None

202.10K

Vanguard Dividend Appreciation

SOLE

Shares466.76K

TypeSH

Market value$71.89M

1.13%

Sole

1.62K

Shared

0.00

None

465.14K

Visa Inc Class A Shares

SOLE

Shares310.61K

TypeSH

Market value$70.03M

1.10%

Sole

98.10K

Shared

0.00

None

212.51K

iShares Russell 2000 Index

SOLE

Shares391.77K

TypeSH

Market value$69.89M

1.10%

Sole

22.50K

Shared

0.00

None

369.27K

Alphabet Inc Class

SOLE

Shares672.59K

TypeSH

Market value$69.77M

1.10%

Sole

217.26K

Shared

0.00

None

455.33K

Alphabet Inc Class C

SOLE

Shares623.82K

TypeSH

Market value$64.88M

1.02%

Sole

186.19K

Shared

0.00

None

437.63K

Home Depot Inc

SOLE

Shares204.57K

TypeSH

Market value$60.37M

0.95%

Sole

43.20K

Shared

0.00

None

161.37K

Vanguard FTSE Emerging Mkts ET

SOLE

Shares1.43M

TypeSH

Market value$57.77M

0.91%

Sole

130.46K

Shared

0.00

None

1.30M

iShares Core MSCI Emerging Mkt

SOLE

Shares1.17M

TypeSH

Market value$56.84M

0.90%

Sole

49.51K

Shared

0.00

None

1.12M

iShares S&P Mid Cap 400 Growth

SOLE

Shares785.94K

TypeSH

Market value$56.20M

0.89%

Sole

33.62K

Shared

0.00

None

752.32K

UnitedHealth Group Inc

SOLE

Shares118.54K

TypeSH

Market value$56.02M

0.88%

Sole

10.87K

Shared

0.00

None

107.67K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
iShares S&P 500 IndexSOLE	EZ	1.20M	SH	$493.71M 7.78%	65.67K	1.14M
Apple IncSOLE	CS	1.56M	SH	$257.80M 4.06%	94.94K	1.47M
SPDR S&P 500 ETF TRUSTSOLE	EE	559.29K	SH	$228.97M 3.61%	51.73K	507.56K
Microsoft CorpSOLE	CS	793.63K	SH	$228.80M 3.60%	186.06K	607.56K
iShares S&P Mid Cap IndexSOLE	EZ	521.33K	SH	$130.42M 2.05%	30.37K	490.96K
SPDR S&P Mid Cap 400 ETFSOLE	EE	205.43K	SH	$94.17M 1.48%	18.73K	186.70K
Vanguard FTSE Developed Mkts ESOLE	EE	2.06M	SH	$93.27M 1.47%	232.42K	1.83M
iShares S&P Barra Value IndexSOLE	EZ	598.93K	SH	$90.89M 1.43%	37.86K	561.08K
iShares S&P Small Cap IndexSOLE	EZ	937.91K	SH	$90.70M 1.43%	59.05K	878.86K
iShares Russell 1000 Growth InSOLE	EZ	359.68K	SH	$87.88M 1.38%	14.22K	345.46K
Amazon Com IncSOLE	CS	822.69K	SH	$84.98M 1.34%	165.83K	656.86K
iShares Core MSCI EAFESOLE	EZ	1.25M	SH	$83.36M 1.31%	57.42K	1.19M
SPDR S&P Dividend ETFSOLE	EE	634.95K	SH	$78.55M 1.24%	69.68K	565.26K
Vanguard Tot Stock Mrkt ETFSOLE	EE	355.83K	SH	$72.63M 1.14%	83.10K	272.73K
INVESCO QQQ TR SER 1SOLE	EE	226.27K	SH	$72.62M 1.14%	24.17K	202.10K
Vanguard Dividend AppreciationSOLE	EE	466.76K	SH	$71.89M 1.13%	1.62K	465.14K
Visa Inc Class A SharesSOLE	CS	310.61K	SH	$70.03M 1.10%	98.10K	212.51K
iShares Russell 2000 IndexSOLE	EZ	391.77K	SH	$69.89M 1.10%	22.50K	369.27K
Alphabet Inc ClassSOLE	CS	672.59K	SH	$69.77M 1.10%	217.26K	455.33K
Alphabet Inc Class CSOLE	CS	623.82K	SH	$64.88M 1.02%	186.19K	437.63K
Home Depot IncSOLE	CS	204.57K	SH	$60.37M 0.95%	43.20K	161.37K
Vanguard FTSE Emerging Mkts ETSOLE	EE	1.43M	SH	$57.77M 0.91%	130.46K	1.30M
iShares Core MSCI Emerging MktSOLE	EZ	1.17M	SH	$56.84M 0.90%	49.51K	1.12M
iShares S&P Mid Cap 400 GrowthSOLE	EZ	785.94K	SH	$56.20M 0.89%	33.62K	752.32K
UnitedHealth Group IncSOLE	CS	118.54K	SH	$56.02M 0.88%	10.87K	107.67K

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