MAI CAPITAL MANAGEMENT

Filed: 2/9/2023ACC: 0001040197-23-000001

📋 What this filing means

MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1027 equity positions with a total reported market value of $5.95B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1027

Positions

$5.95B

Total AUM (reported)

210.45M

Total Shares

Allocation by class

CS$3.05B51.3%

EZ$1.40B23.6%

EE$1.33B22.3%

SE$102.17M1.7%

ML$38.77M0.7%

RE$25.65M0.4%

WT$12.3K0.0%

Portfolio Concentration

Top 3$893.02M15.0%

4–10$749.01M12.6%

11–25$994.07M16.7%

Rest$3.32B55.7%

Top 3 weight

15.0%

Top 10 weight

27.6%

Voting Authority Distribution

Total shares with voting rights: 210.45M

Sole

Full voting authority

16.99M

% of voting shares8.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

193.46M

% of voting shares91.9%

Investment Discretion (by position count)

Sole1027

Shared0

Other0

Dominant voting typeNone · 91.9% of voting shares

Institutional Holdings1027

Rows:

iShares S&P 500 Index

SOLE

Shares1.21M

TypeSH

Market value$465.76M

7.82%

Sole

67K

Shared

0.00

None

1.15M

SPDR S&P 500 ETF TRUST

SOLE

Shares575.36K

TypeSH

Market value$220.04M

3.70%

Sole

52.19K

Shared

0.00

None

523.17K

Apple Inc

SOLE

Shares1.59M

TypeSH

Market value$207.22M

3.48%

Sole

96.27K

Shared

0.00

None

1.50M

Microsoft Corp

SOLE

Shares834.86K

TypeSH

Market value$200.22M

3.36%

Sole

194.41K

Shared

0.00

None

640.45K

iShares S&P Mid Cap Index

SOLE

Shares487.40K

TypeSH

Market value$117.90M

1.98%

Sole

30.36K

Shared

0.00

None

457.04K

SPDR S&P Mid Cap 400 ETF

SOLE

Shares206.17K

TypeSH

Market value$91.29M

1.53%

Sole

18.82K

Shared

0.00

None

187.35K

iShares S&P Barra Value Index

SOLE

Shares623.93K

TypeSH

Market value$90.51M

1.52%

Sole

38.32K

Shared

0.00

None

585.61K

iShares S&P Small Cap Index

SOLE

Shares913.88K

TypeSH

Market value$86.49M

1.45%

Sole

58.89K

Shared

0.00

None

854.99K

Home Depot Inc

SOLE

Shares258.39K

TypeSH

Market value$81.62M

1.37%

Sole

73.95K

Shared

0.00

None

184.44K

iShares Russell 1000 Growth In

SOLE

Shares378.04K

TypeSH

Market value$80.99M

1.36%

Sole

14.17K

Shared

0.00

None

363.87K

SPDR S&P Dividend ETF

SOLE

Shares639.45K

TypeSH

Market value$80.00M

1.34%

Sole

69.58K

Shared

0.00

None

569.87K

Vanguard FTSE Developed Mkts E

SOLE

Shares1.82M

TypeSH

Market value$76.55M

1.29%

Sole

222.17K

Shared

0.00

None

1.60M

iShares Core MSCI EAFE

SOLE

Shares1.21M

TypeSH

Market value$74.48M

1.25%

Sole

59.35K

Shared

0.00

None

1.15M

Vanguard Dividend Appreciation

SOLE

Shares475.70K

TypeSH

Market value$72.24M

1.21%

Sole

2.03K

Shared

0.00

None

473.68K

Amazon Com Inc

SOLE

Shares827.34K

TypeSH

Market value$69.50M

1.17%

Sole

177.13K

Shared

0.00

None

650.20K

Vanguard Tot Stock Mrkt ETF

SOLE

Shares357.15K

TypeSH

Market value$68.28M

1.15%

Sole

83.47K

Shared

0.00

None

273.68K

Johnson and Johnson

SOLE

Shares382.07K

TypeSH

Market value$67.49M

1.13%

Sole

61.30K

Shared

0.00

None

320.77K

iShares Russell 2000 Index

SOLE

Shares384.35K

TypeSH

Market value$67.02M

1.13%

Sole

22.30K

Shared

0.00

None

362.05K

Visa Inc Class A Shares

SOLE

Shares317.20K

TypeSH

Market value$65.90M

1.11%

Sole

101.85K

Shared

0.00

None

215.35K

Alphabet Inc Class

SOLE

Shares705.07K

TypeSH

Market value$62.21M

1.05%

Sole

248.06K

Shared

0.00

None

457.01K

UnitedHealth Group Inc

SOLE

Shares116.65K

TypeSH

Market value$61.85M

1.04%

Sole

10.96K

Shared

0.00

None

105.69K

INVESCO QQQ TR SER 1

SOLE

Shares231.12K

TypeSH

Market value$61.54M

1.03%

Sole

25.57K

Shared

0.00

None

205.55K

Alphabet Inc Class C

SOLE

Shares640.01K

TypeSH

Market value$56.79M

0.95%

Sole

203.96K

Shared

0.00

None

436.05K

Abbvie Inc

SOLE

Shares346.64K

TypeSH

Market value$56.02M

0.94%

Sole

55.24K

Shared

0.00

None

291.40K

iShares Core MSCI Emerging Mkt

SOLE

Shares1.16M

TypeSH

Market value$54.20M

0.91%

Sole

50.78K

Shared

0.00

None

1.11M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
iShares S&P 500 IndexSOLE	EZ	1.21M	SH	$465.76M 7.82%	67K	1.15M
SPDR S&P 500 ETF TRUSTSOLE	EE	575.36K	SH	$220.04M 3.70%	52.19K	523.17K
Apple IncSOLE	CS	1.59M	SH	$207.22M 3.48%	96.27K	1.50M
Microsoft CorpSOLE	CS	834.86K	SH	$200.22M 3.36%	194.41K	640.45K
iShares S&P Mid Cap IndexSOLE	EZ	487.40K	SH	$117.90M 1.98%	30.36K	457.04K
SPDR S&P Mid Cap 400 ETFSOLE	EE	206.17K	SH	$91.29M 1.53%	18.82K	187.35K
iShares S&P Barra Value IndexSOLE	EZ	623.93K	SH	$90.51M 1.52%	38.32K	585.61K
iShares S&P Small Cap IndexSOLE	EZ	913.88K	SH	$86.49M 1.45%	58.89K	854.99K
Home Depot IncSOLE	CS	258.39K	SH	$81.62M 1.37%	73.95K	184.44K
iShares Russell 1000 Growth InSOLE	EZ	378.04K	SH	$80.99M 1.36%	14.17K	363.87K
SPDR S&P Dividend ETFSOLE	EE	639.45K	SH	$80.00M 1.34%	69.58K	569.87K
Vanguard FTSE Developed Mkts ESOLE	EE	1.82M	SH	$76.55M 1.29%	222.17K	1.60M
iShares Core MSCI EAFESOLE	EZ	1.21M	SH	$74.48M 1.25%	59.35K	1.15M
Vanguard Dividend AppreciationSOLE	EE	475.70K	SH	$72.24M 1.21%	2.03K	473.68K
Amazon Com IncSOLE	CS	827.34K	SH	$69.50M 1.17%	177.13K	650.20K
Vanguard Tot Stock Mrkt ETFSOLE	EE	357.15K	SH	$68.28M 1.15%	83.47K	273.68K
Johnson and JohnsonSOLE	CS	382.07K	SH	$67.49M 1.13%	61.30K	320.77K
iShares Russell 2000 IndexSOLE	EZ	384.35K	SH	$67.02M 1.13%	22.30K	362.05K
Visa Inc Class A SharesSOLE	CS	317.20K	SH	$65.90M 1.11%	101.85K	215.35K
Alphabet Inc ClassSOLE	CS	705.07K	SH	$62.21M 1.05%	248.06K	457.01K
UnitedHealth Group IncSOLE	CS	116.65K	SH	$61.85M 1.04%	10.96K	105.69K
INVESCO QQQ TR SER 1SOLE	EE	231.12K	SH	$61.54M 1.03%	25.57K	205.55K
Alphabet Inc Class CSOLE	CS	640.01K	SH	$56.79M 0.95%	203.96K	436.05K
Abbvie IncSOLE	CS	346.64K	SH	$56.02M 0.94%	55.24K	291.40K
iShares Core MSCI Emerging MktSOLE	EZ	1.16M	SH	$54.20M 0.91%	50.78K	1.11M

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