Filed: 11/15/2022ACC: 0001040197-22-000010
📋 What this filing means
MAI CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 940 equity positions with a total reported market value of $5.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
940
Positions
$5.32M
Total AUM (reported)
190.61M
Total Shares
Allocation by class
CS$2.85M53.6%
EZ$1.21M22.7%
EE$1.11M20.8%
SE$90.6K1.7%
ML$36.9K0.7%
RE$23.9K0.4%
CALL$1.0K0.0%
Portfolio Concentration
Top 3$833.5K15.7%
4–10$713.4K13.4%
11–25$902.2K16.9%
Rest$2.87M54.0%
Top 3 weight
15.7%
Top 10 weight
29.1%
Voting Authority Distribution
Total shares with voting rights: 190.61M
Sole
Full voting authority
18.78M
shares
% of voting shares9.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
171.83M
shares
% of voting shares90.1%
Investment Discretion (by position count)
Sole940
Shared0
Other0
Dominant voting typeNone · 90.1% of voting shares
Institutional Holdings940
Rows:
iShares S&P 500 Index
SOLEShares1.11M
TypeSH
Market value$399.0K
7.49%
Sole
70.09K
Shared
0.00
None
1.04M
Apple Inc
SOLEShares1.60M
TypeSH
Market value$221.7K
4.16%
Sole
105.08K
Shared
0.00
None
1.50M
Microsoft Corp
SOLEShares913.77K
TypeSH
Market value$212.8K
4.00%
Sole
219.99K
Shared
0.00
None
693.78K
SPDR S&P 500 ETF TRUST
SOLEShares580.12K
TypeSH
Market value$207.2K
3.89%
Sole
53.23K
Shared
0.00
None
526.89K
Amazon Com Inc
SOLEShares867.35K
TypeSH
Market value$98.0K
1.84%
Sole
165.55K
Shared
0.00
None
701.80K
iShares S&P Mid Cap Index
SOLEShares425.32K
TypeSH
Market value$93.3K
1.75%
Sole
27.09K
Shared
0.00
None
398.22K
SPDR S&P Mid Cap 400 ETF
SOLEShares210.83K
TypeSH
Market value$84.7K
1.59%
Sole
19.04K
Shared
0.00
None
191.79K
Home Depot Inc
SOLEShares289.45K
TypeSH
Market value$79.9K
1.50%
Sole
79.65K
Shared
0.00
None
209.80K
iShares Russell 1000 Growth In
SOLEShares363.88K
TypeSH
Market value$76.6K
1.44%
Sole
11.88K
Shared
0.00
None
352K
iShares S&P Small Cap Index
SOLEShares846.07K
TypeSH
Market value$73.8K
1.39%
Sole
52.33K
Shared
0.00
None
793.74K
Alphabet Inc Class C
SOLEShares746.35K
TypeSH
Market value$71.8K
1.35%
Sole
211.96K
Shared
0.00
None
534.39K
Alphabet Inc Class
SOLEShares721.75K
TypeSH
Market value$69.0K
1.30%
Sole
265.66K
Shared
0.00
None
456.09K
iShares S&P Barra Value Index
SOLEShares535.14K
TypeSH
Market value$68.8K
1.29%
Sole
30.39K
Shared
0.00
None
504.74K
Vanguard Tot Stock Mrkt ETF
SOLEShares358.87K
TypeSH
Market value$64.4K
1.21%
Sole
84.44K
Shared
0.00
None
274.43K
iShares Core MSCI EAFE
SOLEShares1.20M
TypeSH
Market value$63.4K
1.19%
Sole
66.30K
Shared
0.00
None
1.14M
iShares Russell 2000 Index
SOLEShares381.50K
TypeSH
Market value$62.9K
1.18%
Sole
24.20K
Shared
0.00
None
357.30K
SPDR S&P Dividend ETF
SOLEShares559.67K
TypeSH
Market value$62.4K
1.17%
Sole
58.79K
Shared
0.00
None
500.88K
INVESCO QQQ TR SER 1
SOLEShares230.79K
TypeSH
Market value$61.7K
1.16%
Sole
25.61K
Shared
0.00
None
205.18K
Johnson and Johnson
SOLEShares369.70K
TypeSH
Market value$60.4K
1.13%
Sole
63.15K
Shared
0.00
None
306.56K
Vanguard Dividend Appreciation
SOLEShares446.22K
TypeSH
Market value$60.3K
1.13%
Sole
2K
Shared
0.00
None
444.22K
UnitedHealth Group Inc
SOLEShares115.41K
TypeSH
Market value$58.3K
1.09%
Sole
12.43K
Shared
0.00
None
102.98K
Visa Inc Class A Shares
SOLEShares319.63K
TypeSH
Market value$56.8K
1.07%
Sole
98.44K
Shared
0.00
None
221.20K
iShares Core MSCI Emerging Mkt
SOLEShares1.18M
TypeSH
Market value$50.5K
0.95%
Sole
59.50K
Shared
0.00
None
1.12M
iShares S&P Mid Cap 400 Growth
SOLEShares741.76K
TypeSH
Market value$46.7K
0.88%
Sole
33.75K
Shared
0.00
None
708.01K
Abbvie Inc
SOLEShares334.01K
TypeSH
Market value$44.8K
0.84%
Sole
56.69K
Shared
0.00
None
277.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares S&P 500 IndexSOLE | EZ | 1.11M | SH | $399.0K 7.49% | 70.09K | 0.00 | 1.04M |
Apple IncSOLE | CS | 1.60M | SH | $221.7K 4.16% | 105.08K | 0.00 | 1.50M |
Microsoft CorpSOLE | CS | 913.77K | SH | $212.8K 4.00% | 219.99K | 0.00 | 693.78K |
SPDR S&P 500 ETF TRUSTSOLE | EE | 580.12K | SH | $207.2K 3.89% | 53.23K | 0.00 | 526.89K |
Amazon Com IncSOLE | CS | 867.35K | SH | $98.0K 1.84% | 165.55K | 0.00 | 701.80K |
iShares S&P Mid Cap IndexSOLE | EZ | 425.32K | SH | $93.3K 1.75% | 27.09K | 0.00 | 398.22K |
SPDR S&P Mid Cap 400 ETFSOLE | EE | 210.83K | SH | $84.7K 1.59% | 19.04K | 0.00 | 191.79K |
Home Depot IncSOLE | CS | 289.45K | SH | $79.9K 1.50% | 79.65K | 0.00 | 209.80K |
iShares Russell 1000 Growth InSOLE | EZ | 363.88K | SH | $76.6K 1.44% | 11.88K | 0.00 | 352K |
iShares S&P Small Cap IndexSOLE | EZ | 846.07K | SH | $73.8K 1.39% | 52.33K | 0.00 | 793.74K |
Alphabet Inc Class CSOLE | CS | 746.35K | SH | $71.8K 1.35% | 211.96K | 0.00 | 534.39K |
Alphabet Inc ClassSOLE | CS | 721.75K | SH | $69.0K 1.30% | 265.66K | 0.00 | 456.09K |
iShares S&P Barra Value IndexSOLE | EZ | 535.14K | SH | $68.8K 1.29% | 30.39K | 0.00 | 504.74K |
Vanguard Tot Stock Mrkt ETFSOLE | EE | 358.87K | SH | $64.4K 1.21% | 84.44K | 0.00 | 274.43K |
iShares Core MSCI EAFESOLE | EZ | 1.20M | SH | $63.4K 1.19% | 66.30K | 0.00 | 1.14M |
iShares Russell 2000 IndexSOLE | EZ | 381.50K | SH | $62.9K 1.18% | 24.20K | 0.00 | 357.30K |
SPDR S&P Dividend ETFSOLE | EE | 559.67K | SH | $62.4K 1.17% | 58.79K | 0.00 | 500.88K |
INVESCO QQQ TR SER 1SOLE | EE | 230.79K | SH | $61.7K 1.16% | 25.61K | 0.00 | 205.18K |
Johnson and JohnsonSOLE | CS | 369.70K | SH | $60.4K 1.13% | 63.15K | 0.00 | 306.56K |
Vanguard Dividend AppreciationSOLE | EE | 446.22K | SH | $60.3K 1.13% | 2K | 0.00 | 444.22K |
UnitedHealth Group IncSOLE | CS | 115.41K | SH | $58.3K 1.09% | 12.43K | 0.00 | 102.98K |
Visa Inc Class A SharesSOLE | CS | 319.63K | SH | $56.8K 1.07% | 98.44K | 0.00 | 221.20K |
iShares Core MSCI Emerging MktSOLE | EZ | 1.18M | SH | $50.5K 0.95% | 59.50K | 0.00 | 1.12M |
iShares S&P Mid Cap 400 GrowthSOLE | EZ | 741.76K | SH | $46.7K 0.88% | 33.75K | 0.00 | 708.01K |
Abbvie IncSOLE | CS | 334.01K | SH | $44.8K 0.84% | 56.69K | 0.00 | 277.32K |
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