LUMBARD & KELLNER, LLC

PrivateCIK: 1602476
Location

HOLLIS, NH

99
Positions
$288.56M
Total AUM (reported)
4.74M
Total Shares

Allocation by class

TOTAL AUM$288.56M99 positions
STOCK$171.78M59.5%
ETF$99.85M34.6%
ADR$15.00M5.2%
REIT$1.09M0.4%
CEF$845.6K0.3%

Portfolio Concentration

Top 314.1%4–1022.8%11–2532.9%Rest30.2%TOP 1037.0%0%100%
Top 3$40.80M14.1%
4–10$65.90M22.8%
11–25$94.84M32.9%
Rest$87.02M30.2%

Top 3 weight

14.1%

Top 10 weight

37.0%

Voting Authority Distribution

Total shares with voting rights: 4.74M

Sole

Full voting authority

4.74M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole99
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings99
Rows:

PETROLEO BRASILEIRO S A SPONSORED ADR

SOLE
ADR
Shares707.34K
TypeSH
Market value$14.68M
5.09%
Sole
707.34K
Shared
0.00
None
0.00

ALPHABET INC CAP STK CL C

SOLE
Stock
Shares48.80K
TypeSH
Market value$14.00M
4.85%
Sole
48.80K
Shared
0.00
None
0.00

STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF

SOLE
ETF
Shares132.33K
TypeSH
Market value$12.13M
4.20%
Sole
132.33K
Shared
0.00
None
0.00

HUDBAY MINERALS INC COM

SOLE
Stock
Shares519.39K
TypeSH
Market value$10.86M
3.76%
Sole
519.39K
Shared
0.00
None
0.00

STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF

SOLE
ETF
Shares172.59K
TypeSH
Market value$10.22M
3.54%
Sole
172.59K
Shared
0.00
None
0.00

GOLDMAN SACHS GROUP INC COM

SOLE
Stock
Shares11.92K
TypeSH
Market value$10.09M
3.50%
Sole
11.92K
Shared
0.00
None
0.00

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE
ETF
Shares51.58K
TypeSH
Market value$9.90M
3.43%
Sole
51.58K
Shared
0.00
None
0.00

FREEDOM 100 EMERGING MARKETS ETF

SOLE
ETF
Shares153.51K
TypeSH
Market value$8.39M
2.91%
Sole
153.51K
Shared
0.00
None
0.00

KINDER MORGAN INC DEL COM

SOLE
Stock
Shares245.51K
TypeSH
Market value$8.23M
2.85%
Sole
245.51K
Shared
0.00
None
0.00

CISCO SYS INC COM

SOLE
Stock
Shares105.95K
TypeSH
Market value$8.22M
2.85%
Sole
105.95K
Shared
0.00
None
0.00

ENERSYS COM

SOLE
Stock
Shares44.18K
TypeSH
Market value$7.67M
2.66%
Sole
44.18K
Shared
0.00
None
0.00

VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF

SOLE
ETF
Shares80.25K
TypeSH
Market value$7.56M
2.62%
Sole
80.25K
Shared
0.00
None
0.00

METLIFE INC COM

SOLE
Stock
Shares106.92K
TypeSH
Market value$7.56M
2.62%
Sole
106.92K
Shared
0.00
None
0.00

MATERION CORP COM

SOLE
Stock
Shares51.58K
TypeSH
Market value$7.46M
2.59%
Sole
51.58K
Shared
0.00
None
0.00

KRATOS DEFENSE & SEC SOLUTIONS COM NEW

SOLE
Stock
Shares105.35K
TypeSH
Market value$7.43M
2.57%
Sole
105.35K
Shared
0.00
None
0.00

FIRST SOLAR INC COM

SOLE
Stock
Shares36.26K
TypeSH
Market value$7.15M
2.48%
Sole
36.26K
Shared
0.00
None
0.00

AMAZON COM INC COM

SOLE
Stock
Shares32.63K
TypeSH
Market value$6.80M
2.35%
Sole
32.63K
Shared
0.00
None
0.00

LOCKHEED MARTIN CORP COM

SOLE
Stock
Shares10.81K
TypeSH
Market value$6.54M
2.27%
Sole
10.81K
Shared
0.00
None
0.00

FRANKLIN FTSE BRAZIL ETF

SOLE
ETF
Shares270.60K
TypeSH
Market value$6.46M
2.24%
Sole
270.60K
Shared
0.00
None
0.00

NORTHROP GRUMMAN CORP COM

SOLE
Stock
Shares8.86K
TypeSH
Market value$6.04M
2.09%
Sole
8.86K
Shared
0.00
None
0.00

PRIMORIS SVCS CORP COM

SOLE
Stock
Shares41.50K
TypeSH
Market value$5.94M
2.06%
Sole
41.50K
Shared
0.00
None
0.00

JABIL INC COM

SOLE
Stock
Shares19.34K
TypeSH
Market value$5.14M
1.78%
Sole
19.34K
Shared
0.00
None
0.00

STATE STREET FINANCIAL SELECT SECTOR SPDR ETF

SOLE
ETF
Shares98.68K
TypeSH
Market value$4.87M
1.69%
Sole
98.68K
Shared
0.00
None
0.00

ETON PHARMACEUTICALS INC COM

SOLE
Stock
Shares175.91K
TypeSH
Market value$4.34M
1.50%
Sole
175.91K
Shared
0.00
None
0.00

MICROSOFT CORP COM

SOLE
Stock
Shares10.45K
TypeSH
Market value$3.87M
1.34%
Sole
10.45K
Shared
0.00
None
0.00
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