Filed: 8/6/2026ACC: 0001602476-26-000003
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 108 equity positions with a total reported market value of $329.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
108
Positions
$329.87M
Total AUM (reported)
6.94M
Total Shares
Allocation by class
STOCK$206.57M62.6%
ETF$109.34M33.1%
ADR$11.99M3.6%
REIT$1.25M0.4%
CEF$731.3K0.2%
Portfolio Concentration
Top 3$45.95M13.9%
4–10$77.88M23.6%
11–25$97.41M29.5%
Rest$108.63M32.9%
Top 3 weight
13.9%
Top 10 weight
37.5%
Voting Authority Distribution
Total shares with voting rights: 6.94M
Sole
Full voting authority
6.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole108
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings108
Rows:
ALPHABET INC CAP STK CL C
SOLEShares51.91K
TypeSH
Market value$18.34M
5.56%
Sole
51.91K
Shared
0.00
None
0.00
MATERION CORP COM
SOLEShares51.58K
TypeSH
Market value$15.34M
4.65%
Sole
51.58K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares519.84K
TypeSH
Market value$12.27M
3.72%
Sole
519.84K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares12.05K
TypeSH
Market value$12.19M
3.69%
Sole
12.05K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF
SOLEShares174.18K
TypeSH
Market value$11.77M
3.57%
Sole
174.18K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO S A SPONSORED ADR
SOLEShares710.10K
TypeSH
Market value$11.48M
3.48%
Sole
710.10K
Shared
0.00
None
0.00
FREEDOM 100 EMERGING MARKETS ETF
SOLEShares153.64K
TypeSH
Market value$11.20M
3.40%
Sole
153.64K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares51.81K
TypeSH
Market value$11.02M
3.34%
Sole
51.81K
Shared
0.00
None
0.00
ENERSYS COM
SOLEShares44.02K
TypeSH
Market value$10.29M
3.12%
Sole
44.02K
Shared
0.00
None
0.00
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares108.37K
TypeSH
Market value$9.93M
3.01%
Sole
108.37K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares107.44K
TypeSH
Market value$9.09M
2.76%
Sole
107.44K
Shared
0.00
None
0.00
FIRST SOLAR INC COM
SOLEShares36.51K
TypeSH
Market value$8.61M
2.61%
Sole
36.51K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares81.10K
TypeSH
Market value$7.96M
2.41%
Sole
81.10K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares33.34K
TypeSH
Market value$7.95M
2.41%
Sole
33.34K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares247.04K
TypeSH
Market value$7.90M
2.39%
Sole
247.04K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares56.31K
TypeSH
Market value$6.61M
2.01%
Sole
56.31K
Shared
0.00
None
0.00
FRANKLIN FTSE SOUTH KOREA ETF
SOLEShares96.74K
TypeSH
Market value$6.39M
1.94%
Sole
96.74K
Shared
0.00
None
0.00
ETON PHARMACEUTICALS INC COM
SOLEShares175.91K
TypeSH
Market value$6.37M
1.93%
Sole
175.91K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares270.70K
TypeSH
Market value$5.80M
1.76%
Sole
270.70K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares10.99K
TypeSH
Market value$5.60M
1.70%
Sole
10.99K
Shared
0.00
None
0.00
KRATOS DEFENSE & SEC SOLUTIONS COM NEW
SOLEShares107.01K
TypeSH
Market value$5.34M
1.62%
Sole
107.01K
Shared
0.00
None
0.00
SBC MED GROUP HLDGS INC COM
SOLEShares1.73M
TypeSH
Market value$5.32M
1.61%
Sole
1.73M
Shared
0.00
None
0.00
STATE STREET FINANCIAL SELECT SECTOR SPDR ETF
SOLEShares98.98K
TypeSH
Market value$5.31M
1.61%
Sole
98.98K
Shared
0.00
None
0.00
PRIMORIS SVCS CORP COM
SOLEShares46.90K
TypeSH
Market value$4.65M
1.41%
Sole
46.90K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares8.88K
TypeSH
Market value$4.52M
1.37%
Sole
8.88K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALPHABET INC CAP STK CL CSOLE | Stock | 51.91K | SH | $18.34M 5.56% | 51.91K | 0.00 | 0.00 |
MATERION CORP COMSOLE | Stock | 51.58K | SH | $15.34M 4.65% | 51.58K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 519.84K | SH | $12.27M 3.72% | 519.84K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 12.05K | SH | $12.19M 3.69% | 12.05K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETFSOLE | ETF | 174.18K | SH | $11.77M 3.57% | 174.18K | 0.00 | 0.00 |
PETROLEO BRASILEIRO S A SPONSORED ADRSOLE | ADR | 710.10K | SH | $11.48M 3.48% | 710.10K | 0.00 | 0.00 |
FREEDOM 100 EMERGING MARKETS ETFSOLE | ETF | 153.64K | SH | $11.20M 3.40% | 153.64K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 51.81K | SH | $11.02M 3.34% | 51.81K | 0.00 | 0.00 |
ENERSYS COMSOLE | Stock | 44.02K | SH | $10.29M 3.12% | 44.02K | 0.00 | 0.00 |
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 108.37K | SH | $9.93M 3.01% | 108.37K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 107.44K | SH | $9.09M 2.76% | 107.44K | 0.00 | 0.00 |
FIRST SOLAR INC COMSOLE | Stock | 36.51K | SH | $8.61M 2.61% | 36.51K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 81.10K | SH | $7.96M 2.41% | 81.10K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 33.34K | SH | $7.95M 2.41% | 33.34K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 247.04K | SH | $7.90M 2.39% | 247.04K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 56.31K | SH | $6.61M 2.01% | 56.31K | 0.00 | 0.00 |
FRANKLIN FTSE SOUTH KOREA ETFSOLE | ETF | 96.74K | SH | $6.39M 1.94% | 96.74K | 0.00 | 0.00 |
ETON PHARMACEUTICALS INC COMSOLE | Stock | 175.91K | SH | $6.37M 1.93% | 175.91K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 270.70K | SH | $5.80M 1.76% | 270.70K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 10.99K | SH | $5.60M 1.70% | 10.99K | 0.00 | 0.00 |
KRATOS DEFENSE & SEC SOLUTIONS COM NEWSOLE | Stock | 107.01K | SH | $5.34M 1.62% | 107.01K | 0.00 | 0.00 |
SBC MED GROUP HLDGS INC COMSOLE | Stock | 1.73M | SH | $5.32M 1.61% | 1.73M | 0.00 | 0.00 |
STATE STREET FINANCIAL SELECT SECTOR SPDR ETFSOLE | ETF | 98.98K | SH | $5.31M 1.61% | 98.98K | 0.00 | 0.00 |
PRIMORIS SVCS CORP COMSOLE | Stock | 46.90K | SH | $4.65M 1.41% | 46.90K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 8.88K | SH | $4.52M 1.37% | 8.88K | 0.00 | 0.00 |
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