Filed: 5/15/2026ACC: 0001602476-26-000002
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $288.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
99
Positions
$288.56M
Total AUM (reported)
4.74M
Total Shares
Allocation by class
STOCK$171.78M59.5%
ETF$99.85M34.6%
ADR$15.00M5.2%
REIT$1.09M0.4%
CEF$845.6K0.3%
Portfolio Concentration
Top 3$40.80M14.1%
4–10$65.90M22.8%
11–25$94.84M32.9%
Rest$87.02M30.2%
Top 3 weight
14.1%
Top 10 weight
37.0%
Voting Authority Distribution
Total shares with voting rights: 4.74M
Sole
Full voting authority
4.74M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole99
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings99
Rows:
PETROLEO BRASILEIRO S A SPONSORED ADR
SOLEShares707.34K
TypeSH
Market value$14.68M
5.09%
Sole
707.34K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares48.80K
TypeSH
Market value$14.00M
4.85%
Sole
48.80K
Shared
0.00
None
0.00
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares132.33K
TypeSH
Market value$12.13M
4.20%
Sole
132.33K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares519.39K
TypeSH
Market value$10.86M
3.76%
Sole
519.39K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF
SOLEShares172.59K
TypeSH
Market value$10.22M
3.54%
Sole
172.59K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares11.92K
TypeSH
Market value$10.09M
3.50%
Sole
11.92K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares51.58K
TypeSH
Market value$9.90M
3.43%
Sole
51.58K
Shared
0.00
None
0.00
FREEDOM 100 EMERGING MARKETS ETF
SOLEShares153.51K
TypeSH
Market value$8.39M
2.91%
Sole
153.51K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares245.51K
TypeSH
Market value$8.23M
2.85%
Sole
245.51K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares105.95K
TypeSH
Market value$8.22M
2.85%
Sole
105.95K
Shared
0.00
None
0.00
ENERSYS COM
SOLEShares44.18K
TypeSH
Market value$7.67M
2.66%
Sole
44.18K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares80.25K
TypeSH
Market value$7.56M
2.62%
Sole
80.25K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares106.92K
TypeSH
Market value$7.56M
2.62%
Sole
106.92K
Shared
0.00
None
0.00
MATERION CORP COM
SOLEShares51.58K
TypeSH
Market value$7.46M
2.59%
Sole
51.58K
Shared
0.00
None
0.00
KRATOS DEFENSE & SEC SOLUTIONS COM NEW
SOLEShares105.35K
TypeSH
Market value$7.43M
2.57%
Sole
105.35K
Shared
0.00
None
0.00
FIRST SOLAR INC COM
SOLEShares36.26K
TypeSH
Market value$7.15M
2.48%
Sole
36.26K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares32.63K
TypeSH
Market value$6.80M
2.35%
Sole
32.63K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares10.81K
TypeSH
Market value$6.54M
2.27%
Sole
10.81K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares270.60K
TypeSH
Market value$6.46M
2.24%
Sole
270.60K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares8.86K
TypeSH
Market value$6.04M
2.09%
Sole
8.86K
Shared
0.00
None
0.00
PRIMORIS SVCS CORP COM
SOLEShares41.50K
TypeSH
Market value$5.94M
2.06%
Sole
41.50K
Shared
0.00
None
0.00
JABIL INC COM
SOLEShares19.34K
TypeSH
Market value$5.14M
1.78%
Sole
19.34K
Shared
0.00
None
0.00
STATE STREET FINANCIAL SELECT SECTOR SPDR ETF
SOLEShares98.68K
TypeSH
Market value$4.87M
1.69%
Sole
98.68K
Shared
0.00
None
0.00
ETON PHARMACEUTICALS INC COM
SOLEShares175.91K
TypeSH
Market value$4.34M
1.50%
Sole
175.91K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares10.45K
TypeSH
Market value$3.87M
1.34%
Sole
10.45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PETROLEO BRASILEIRO S A SPONSORED ADRSOLE | ADR | 707.34K | SH | $14.68M 5.09% | 707.34K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 48.80K | SH | $14.00M 4.85% | 48.80K | 0.00 | 0.00 |
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 132.33K | SH | $12.13M 4.20% | 132.33K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 519.39K | SH | $10.86M 3.76% | 519.39K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETFSOLE | ETF | 172.59K | SH | $10.22M 3.54% | 172.59K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 11.92K | SH | $10.09M 3.50% | 11.92K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 51.58K | SH | $9.90M 3.43% | 51.58K | 0.00 | 0.00 |
FREEDOM 100 EMERGING MARKETS ETFSOLE | ETF | 153.51K | SH | $8.39M 2.91% | 153.51K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 245.51K | SH | $8.23M 2.85% | 245.51K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 105.95K | SH | $8.22M 2.85% | 105.95K | 0.00 | 0.00 |
ENERSYS COMSOLE | Stock | 44.18K | SH | $7.67M 2.66% | 44.18K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 80.25K | SH | $7.56M 2.62% | 80.25K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 106.92K | SH | $7.56M 2.62% | 106.92K | 0.00 | 0.00 |
MATERION CORP COMSOLE | Stock | 51.58K | SH | $7.46M 2.59% | 51.58K | 0.00 | 0.00 |
KRATOS DEFENSE & SEC SOLUTIONS COM NEWSOLE | Stock | 105.35K | SH | $7.43M 2.57% | 105.35K | 0.00 | 0.00 |
FIRST SOLAR INC COMSOLE | Stock | 36.26K | SH | $7.15M 2.48% | 36.26K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 32.63K | SH | $6.80M 2.35% | 32.63K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 10.81K | SH | $6.54M 2.27% | 10.81K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 270.60K | SH | $6.46M 2.24% | 270.60K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 8.86K | SH | $6.04M 2.09% | 8.86K | 0.00 | 0.00 |
PRIMORIS SVCS CORP COMSOLE | Stock | 41.50K | SH | $5.94M 2.06% | 41.50K | 0.00 | 0.00 |
JABIL INC COMSOLE | Stock | 19.34K | SH | $5.14M 1.78% | 19.34K | 0.00 | 0.00 |
STATE STREET FINANCIAL SELECT SECTOR SPDR ETFSOLE | ETF | 98.68K | SH | $4.87M 1.69% | 98.68K | 0.00 | 0.00 |
ETON PHARMACEUTICALS INC COMSOLE | Stock | 175.91K | SH | $4.34M 1.50% | 175.91K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 10.45K | SH | $3.87M 1.34% | 10.45K | 0.00 | 0.00 |
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