Filed: 2/3/2026ACC: 0001602476-26-000001
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 100 equity positions with a total reported market value of $285.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
100
Positions
$285.53M
Total AUM (reported)
5.18M
Total Shares
Allocation by class
STOCK$182.23M63.8%
ETF$92.83M32.5%
ADR$8.67M3.0%
REIT$1.02M0.4%
CEF$786.9K0.3%
Portfolio Concentration
Top 3$39.68M13.9%
4–10$64.32M22.5%
11–25$88.11M30.9%
Rest$93.43M32.7%
Top 3 weight
13.9%
Top 10 weight
36.4%
Voting Authority Distribution
Total shares with voting rights: 5.18M
Sole
Full voting authority
5.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole100
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings100
Rows:
ALPHABET INC CAP STK CL C
SOLEShares48.28K
TypeSH
Market value$15.15M
5.31%
Sole
48.28K
Shared
0.00
None
0.00
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares153.87K
TypeSH
Market value$14.06M
4.92%
Sole
153.87K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares11.91K
TypeSH
Market value$10.47M
3.67%
Sole
11.91K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares519.44K
TypeSH
Market value$10.31M
3.61%
Sole
519.44K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF
SOLEShares170.26K
TypeSH
Market value$9.86M
3.45%
Sole
170.26K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares50.75K
TypeSH
Market value$9.72M
3.40%
Sole
50.75K
Shared
0.00
None
0.00
FIRST SOLAR INC COM
SOLEShares36.24K
TypeSH
Market value$9.47M
3.32%
Sole
36.24K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares106.66K
TypeSH
Market value$8.42M
2.95%
Sole
106.66K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares707.37K
TypeSH
Market value$8.38M
2.94%
Sole
707.37K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares105.87K
TypeSH
Market value$8.16M
2.86%
Sole
105.87K
Shared
0.00
None
0.00
KRATOS DEFENSE & SEC SOLUTIONS COM NEW
SOLEShares104.51K
TypeSH
Market value$7.93M
2.78%
Sole
104.51K
Shared
0.00
None
0.00
FREEDOM 100 EMERGING MARKETS ETF
SOLEShares152.98K
TypeSH
Market value$7.84M
2.75%
Sole
152.98K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares79.08K
TypeSH
Market value$7.12M
2.49%
Sole
79.08K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares245.30K
TypeSH
Market value$6.74M
2.36%
Sole
245.30K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares28.21K
TypeSH
Market value$6.51M
2.28%
Sole
28.21K
Shared
0.00
None
0.00
ENERSYS COM
SOLEShares44.13K
TypeSH
Market value$6.48M
2.27%
Sole
44.13K
Shared
0.00
None
0.00
MATERION CORP COM
SOLEShares51.53K
TypeSH
Market value$6.41M
2.24%
Sole
51.53K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares10.79K
TypeSH
Market value$5.22M
1.83%
Sole
10.79K
Shared
0.00
None
0.00
PRIMORIS SVCS CORP COM
SOLEShares41.32K
TypeSH
Market value$5.13M
1.80%
Sole
41.32K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares10.45K
TypeSH
Market value$5.05M
1.77%
Sole
10.45K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares8.81K
TypeSH
Market value$5.03M
1.76%
Sole
8.81K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares258.77K
TypeSH
Market value$4.93M
1.73%
Sole
258.77K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC COM
SOLEShares22.58K
TypeSH
Market value$4.84M
1.69%
Sole
22.58K
Shared
0.00
None
0.00
GREEN PLAINS INC COM
SOLEShares458.93K
TypeSH
Market value$4.50M
1.58%
Sole
458.93K
Shared
0.00
None
0.00
JABIL INC COM
SOLEShares19.23K
TypeSH
Market value$4.38M
1.54%
Sole
19.23K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALPHABET INC CAP STK CL CSOLE | Stock | 48.28K | SH | $15.15M 5.31% | 48.28K | 0.00 | 0.00 |
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 153.87K | SH | $14.06M 4.92% | 153.87K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 11.91K | SH | $10.47M 3.67% | 11.91K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 519.44K | SH | $10.31M 3.61% | 519.44K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETFSOLE | ETF | 170.26K | SH | $9.86M 3.45% | 170.26K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 50.75K | SH | $9.72M 3.40% | 50.75K | 0.00 | 0.00 |
FIRST SOLAR INC COMSOLE | Stock | 36.24K | SH | $9.47M 3.32% | 36.24K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 106.66K | SH | $8.42M 2.95% | 106.66K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 707.37K | SH | $8.38M 2.94% | 707.37K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 105.87K | SH | $8.16M 2.86% | 105.87K | 0.00 | 0.00 |
KRATOS DEFENSE & SEC SOLUTIONS COM NEWSOLE | Stock | 104.51K | SH | $7.93M 2.78% | 104.51K | 0.00 | 0.00 |
FREEDOM 100 EMERGING MARKETS ETFSOLE | ETF | 152.98K | SH | $7.84M 2.75% | 152.98K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 79.08K | SH | $7.12M 2.49% | 79.08K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 245.30K | SH | $6.74M 2.36% | 245.30K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 28.21K | SH | $6.51M 2.28% | 28.21K | 0.00 | 0.00 |
ENERSYS COMSOLE | Stock | 44.13K | SH | $6.48M 2.27% | 44.13K | 0.00 | 0.00 |
MATERION CORP COMSOLE | Stock | 51.53K | SH | $6.41M 2.24% | 51.53K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 10.79K | SH | $5.22M 1.83% | 10.79K | 0.00 | 0.00 |
PRIMORIS SVCS CORP COMSOLE | Stock | 41.32K | SH | $5.13M 1.80% | 41.32K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 10.45K | SH | $5.05M 1.77% | 10.45K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 8.81K | SH | $5.03M 1.76% | 8.81K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 258.77K | SH | $4.93M 1.73% | 258.77K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INC COMSOLE | Stock | 22.58K | SH | $4.84M 1.69% | 22.58K | 0.00 | 0.00 |
GREEN PLAINS INC COMSOLE | Stock | 458.93K | SH | $4.50M 1.58% | 458.93K | 0.00 | 0.00 |
JABIL INC COMSOLE | Stock | 19.23K | SH | $4.38M 1.54% | 19.23K | 0.00 | 0.00 |
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