Filed: 8/13/2025ACC: 0001602476-25-000004
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $229.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
88
Positions
$229.42M
Total AUM (reported)
4.47M
Total Shares
Allocation by class
STOCK$144.28M62.9%
ETF$77.34M33.7%
ADR$6.35M2.8%
REIT$844.9K0.4%
CEF$600.9K0.3%
Portfolio Concentration
Top 3$29.91M13.0%
4–10$52.97M23.1%
11–25$73.82M32.2%
Rest$72.72M31.7%
Top 3 weight
13.0%
Top 10 weight
36.1%
Voting Authority Distribution
Total shares with voting rights: 4.47M
Sole
Full voting authority
4.47M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole88
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings88
Rows:
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares120.39K
TypeSH
Market value$11.04M
4.81%
Sole
120.39K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 400 MID CAP ETF
SOLEShares179.72K
TypeSH
Market value$9.77M
4.26%
Sole
179.72K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares113.55K
TypeSH
Market value$9.10M
3.96%
Sole
113.55K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares12.29K
TypeSH
Market value$8.70M
3.79%
Sole
12.29K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares107.38K
TypeSH
Market value$8.64M
3.76%
Sole
107.38K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares46.45K
TypeSH
Market value$8.24M
3.59%
Sole
46.45K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares102.65K
TypeSH
Market value$7.12M
3.10%
Sole
102.65K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares238.87K
TypeSH
Market value$7.02M
3.06%
Sole
238.87K
Shared
0.00
None
0.00
ORACLE CORP COM
SOLEShares31.57K
TypeSH
Market value$6.90M
3.01%
Sole
31.57K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares507.84K
TypeSH
Market value$6.35M
2.77%
Sole
507.84K
Shared
0.00
None
0.00
FREEDOM 100 EMERGING MARKETS ETF
SOLEShares154.31K
TypeSH
Market value$6.23M
2.72%
Sole
154.31K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares28.37K
TypeSH
Market value$6.22M
2.71%
Sole
28.37K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares533.18K
TypeSH
Market value$5.66M
2.47%
Sole
533.18K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares29.09K
TypeSH
Market value$5.29M
2.30%
Sole
29.09K
Shared
0.00
None
0.00
BLOOM ENERGY CORP COM CL A
SOLEShares210.75K
TypeSH
Market value$5.04M
2.20%
Sole
210.75K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares10.10K
TypeSH
Market value$5.02M
2.19%
Sole
10.10K
Shared
0.00
None
0.00
KRATOS DEFENSE & SEC SOLUTIONS COM NEW
SOLEShares105.82K
TypeSH
Market value$4.92M
2.14%
Sole
105.82K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares262.69K
TypeSH
Market value$4.72M
2.06%
Sole
262.69K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC COM
SOLEShares32.31K
TypeSH
Market value$4.58M
2.00%
Sole
32.31K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares9.87K
TypeSH
Market value$4.57M
1.99%
Sole
9.87K
Shared
0.00
None
0.00
SPDR S&P BIOTECH ETF
SOLEShares55.09K
TypeSH
Market value$4.57M
1.99%
Sole
55.09K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares8.87K
TypeSH
Market value$4.43M
1.93%
Sole
8.87K
Shared
0.00
None
0.00
JABIL INC COM
SOLEShares19.43K
TypeSH
Market value$4.24M
1.85%
Sole
19.43K
Shared
0.00
None
0.00
FIRST SOLAR INC COM
SOLEShares25.21K
TypeSH
Market value$4.17M
1.82%
Sole
25.21K
Shared
0.00
None
0.00
MATERION CORP COM
SOLEShares52.29K
TypeSH
Market value$4.15M
1.81%
Sole
52.29K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 120.39K | SH | $11.04M 4.81% | 120.39K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 400 MID CAP ETFSOLE | ETF | 179.72K | SH | $9.77M 4.26% | 179.72K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 113.55K | SH | $9.10M 3.96% | 113.55K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 12.29K | SH | $8.70M 3.79% | 12.29K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 107.38K | SH | $8.64M 3.76% | 107.38K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 46.45K | SH | $8.24M 3.59% | 46.45K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 102.65K | SH | $7.12M 3.10% | 102.65K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 238.87K | SH | $7.02M 3.06% | 238.87K | 0.00 | 0.00 |
ORACLE CORP COMSOLE | Stock | 31.57K | SH | $6.90M 3.01% | 31.57K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 507.84K | SH | $6.35M 2.77% | 507.84K | 0.00 | 0.00 |
FREEDOM 100 EMERGING MARKETS ETFSOLE | ETF | 154.31K | SH | $6.23M 2.72% | 154.31K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 28.37K | SH | $6.22M 2.71% | 28.37K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 533.18K | SH | $5.66M 2.47% | 533.18K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 29.09K | SH | $5.29M 2.30% | 29.09K | 0.00 | 0.00 |
BLOOM ENERGY CORP COM CL ASOLE | Stock | 210.75K | SH | $5.04M 2.20% | 210.75K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 10.10K | SH | $5.02M 2.19% | 10.10K | 0.00 | 0.00 |
KRATOS DEFENSE & SEC SOLUTIONS COM NEWSOLE | Stock | 105.82K | SH | $4.92M 2.14% | 105.82K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 262.69K | SH | $4.72M 2.06% | 262.69K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INC COMSOLE | Stock | 32.31K | SH | $4.58M 2.00% | 32.31K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 9.87K | SH | $4.57M 1.99% | 9.87K | 0.00 | 0.00 |
SPDR S&P BIOTECH ETFSOLE | ETF | 55.09K | SH | $4.57M 1.99% | 55.09K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 8.87K | SH | $4.43M 1.93% | 8.87K | 0.00 | 0.00 |
JABIL INC COMSOLE | Stock | 19.43K | SH | $4.24M 1.85% | 19.43K | 0.00 | 0.00 |
FIRST SOLAR INC COMSOLE | Stock | 25.21K | SH | $4.17M 1.82% | 25.21K | 0.00 | 0.00 |
MATERION CORP COMSOLE | Stock | 52.29K | SH | $4.15M 1.81% | 52.29K | 0.00 | 0.00 |
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