Filed: 4/21/2025ACC: 0001602476-25-000003
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 82 equity positions with a total reported market value of $226.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
82
Positions
$226.80M
Total AUM (reported)
5.69M
Total Shares
Allocation by class
STOCK$143.65M63.3%
ETF$74.91M33.0%
ADR$7.40M3.3%
REIT$842.0K0.4%
Portfolio Concentration
Top 3$27.18M12.0%
4–10$52.35M23.1%
11–25$72.68M32.0%
Rest$74.59M32.9%
Top 3 weight
12.0%
Top 10 weight
35.1%
Voting Authority Distribution
Total shares with voting rights: 5.69M
Sole
Full voting authority
5.69M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole82
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings82
Rows:
ORACLE CORP COM
SOLEShares66.64K
TypeSH
Market value$9.32M
4.11%
Sole
66.64K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 400 MID CAP ETF
SOLEShares177.38K
TypeSH
Market value$9.08M
4.00%
Sole
177.38K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares109.39K
TypeSH
Market value$8.78M
3.87%
Sole
109.39K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares114.89K
TypeSH
Market value$8.47M
3.73%
Sole
114.89K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares48.04K
TypeSH
Market value$8.32M
3.67%
Sole
48.04K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares516.09K
TypeSH
Market value$7.40M
3.26%
Sole
516.09K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares46.97K
TypeSH
Market value$7.34M
3.24%
Sole
46.97K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares76.89K
TypeSH
Market value$7.05M
3.11%
Sole
76.89K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares242.30K
TypeSH
Market value$6.91M
3.05%
Sole
242.30K
Shared
0.00
None
0.00
BLOOM ENERGY CORP COM CL A
SOLEShares348.80K
TypeSH
Market value$6.86M
3.02%
Sole
348.80K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares12.47K
TypeSH
Market value$6.81M
3.00%
Sole
12.47K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares104.02K
TypeSH
Market value$6.42M
2.83%
Sole
104.02K
Shared
0.00
None
0.00
SPDR S&P BIOTECH ETF
SOLEShares76.89K
TypeSH
Market value$6.24M
2.75%
Sole
76.89K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares12.04K
TypeSH
Market value$6.17M
2.72%
Sole
12.04K
Shared
0.00
None
0.00
FIRST SOLAR INC COM
SOLEShares46.39K
TypeSH
Market value$5.87M
2.59%
Sole
46.39K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares28.60K
TypeSH
Market value$5.44M
2.40%
Sole
28.60K
Shared
0.00
None
0.00
FRANKLIN FTSE SOUTH KOREA ETF
SOLEShares277.04K
TypeSH
Market value$5.08M
2.24%
Sole
277.04K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares263.39K
TypeSH
Market value$4.35M
1.92%
Sole
263.39K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares537.76K
TypeSH
Market value$4.08M
1.80%
Sole
537.76K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL A
SOLEShares5.00
TypeSH
Market value$3.99M
1.76%
Sole
5.00
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC COM
SOLEShares38.09K
TypeSH
Market value$3.91M
1.73%
Sole
38.09K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares10.10K
TypeSH
Market value$3.79M
1.67%
Sole
10.10K
Shared
0.00
None
0.00
GREEN PLAINS INC COM
SOLEShares740.32K
TypeSH
Market value$3.59M
1.58%
Sole
740.32K
Shared
0.00
None
0.00
CIENA CORP COM NEW
SOLEShares58.90K
TypeSH
Market value$3.56M
1.57%
Sole
58.90K
Shared
0.00
None
0.00
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND
SOLEShares55.70K
TypeSH
Market value$3.38M
1.49%
Sole
55.70K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ORACLE CORP COMSOLE | Stock | 66.64K | SH | $9.32M 4.11% | 66.64K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 400 MID CAP ETFSOLE | ETF | 177.38K | SH | $9.08M 4.00% | 177.38K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 109.39K | SH | $8.78M 3.87% | 109.39K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 114.89K | SH | $8.47M 3.73% | 114.89K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 48.04K | SH | $8.32M 3.67% | 48.04K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 516.09K | SH | $7.40M 3.26% | 516.09K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 46.97K | SH | $7.34M 3.24% | 46.97K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 76.89K | SH | $7.05M 3.11% | 76.89K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 242.30K | SH | $6.91M 3.05% | 242.30K | 0.00 | 0.00 |
BLOOM ENERGY CORP COM CL ASOLE | Stock | 348.80K | SH | $6.86M 3.02% | 348.80K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 12.47K | SH | $6.81M 3.00% | 12.47K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 104.02K | SH | $6.42M 2.83% | 104.02K | 0.00 | 0.00 |
SPDR S&P BIOTECH ETFSOLE | ETF | 76.89K | SH | $6.24M 2.75% | 76.89K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 12.04K | SH | $6.17M 2.72% | 12.04K | 0.00 | 0.00 |
FIRST SOLAR INC COMSOLE | Stock | 46.39K | SH | $5.87M 2.59% | 46.39K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 28.60K | SH | $5.44M 2.40% | 28.60K | 0.00 | 0.00 |
FRANKLIN FTSE SOUTH KOREA ETFSOLE | ETF | 277.04K | SH | $5.08M 2.24% | 277.04K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 263.39K | SH | $4.35M 1.92% | 263.39K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 537.76K | SH | $4.08M 1.80% | 537.76K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL ASOLE | Stock | 5.00 | SH | $3.99M 1.76% | 5.00 | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INC COMSOLE | Stock | 38.09K | SH | $3.91M 1.73% | 38.09K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 10.10K | SH | $3.79M 1.67% | 10.10K | 0.00 | 0.00 |
GREEN PLAINS INC COMSOLE | Stock | 740.32K | SH | $3.59M 1.58% | 740.32K | 0.00 | 0.00 |
CIENA CORP COM NEWSOLE | Stock | 58.90K | SH | $3.56M 1.57% | 58.90K | 0.00 | 0.00 |
VANGUARD FTSE ALL-WORLD EX-US INDEX FUNDSOLE | ETF | 55.70K | SH | $3.38M 1.49% | 55.70K | 0.00 | 0.00 |
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