Filed: 2/14/2025ACC: 0001602476-25-000001
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $232.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
79
Positions
$232.66M
Total AUM (reported)
7.49M
Total Shares
Allocation by class
STOCK$162.03M69.6%
ETF$63.30M27.2%
ADR$6.64M2.9%
REIT$692.7K0.3%
Portfolio Concentration
Top 3$31.77M13.7%
4–10$52.47M22.6%
11–25$74.81M32.2%
Rest$73.62M31.6%
Top 3 weight
13.7%
Top 10 weight
36.2%
Voting Authority Distribution
Total shares with voting rights: 7.49M
Sole
Full voting authority
7.49M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole79
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings79
Rows:
ARCADIUM LITHIUM PLC COM SHS
SOLEShares2.29M
TypeSH
Market value$11.77M
5.06%
Sole
2.29M
Shared
0.00
None
0.00
ORACLE CORP COM
SOLEShares66.01K
TypeSH
Market value$11.00M
4.73%
Sole
66.01K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares109.92K
TypeSH
Market value$9.00M
3.87%
Sole
109.92K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares46.39K
TypeSH
Market value$8.84M
3.80%
Sole
46.39K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares114.85K
TypeSH
Market value$7.80M
3.35%
Sole
114.85K
Shared
0.00
None
0.00
BLOOM ENERGY CORP COM CL A
SOLEShares345.37K
TypeSH
Market value$7.67M
3.30%
Sole
345.37K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares42.76K
TypeSH
Market value$7.49M
3.22%
Sole
42.76K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares12.49K
TypeSH
Market value$7.15M
3.07%
Sole
12.49K
Shared
0.00
None
0.00
SPDR S&P BIOTECH ETF
SOLEShares76.31K
TypeSH
Market value$6.87M
2.95%
Sole
76.31K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares242.69K
TypeSH
Market value$6.65M
2.86%
Sole
242.69K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares516.35K
TypeSH
Market value$6.64M
2.85%
Sole
516.35K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares103.99K
TypeSH
Market value$6.16M
2.65%
Sole
103.99K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares12.06K
TypeSH
Market value$5.66M
2.43%
Sole
12.06K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 400 MID CAP ETF
SOLEShares102.64K
TypeSH
Market value$5.61M
2.41%
Sole
102.64K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares60.90K
TypeSH
Market value$5.57M
2.39%
Sole
60.90K
Shared
0.00
None
0.00
CIENA CORP COM NEW
SOLEShares64.26K
TypeSH
Market value$5.45M
2.34%
Sole
64.26K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares10.85K
TypeSH
Market value$5.27M
2.27%
Sole
10.85K
Shared
0.00
None
0.00
SOUTHERN CO COM
SOLEShares63.03K
TypeSH
Market value$5.19M
2.23%
Sole
63.03K
Shared
0.00
None
0.00
FRANKLIN FTSE SOUTH KOREA ETF
SOLEShares283.47K
TypeSH
Market value$4.94M
2.12%
Sole
283.47K
Shared
0.00
None
0.00
FIRST SOLAR INC COM
SOLEShares27.13K
TypeSH
Market value$4.78M
2.05%
Sole
27.13K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares10.10K
TypeSH
Market value$4.26M
1.83%
Sole
10.10K
Shared
0.00
None
0.00
NEW FORTRESS ENERGY INC COM CL A
SOLEShares261.70K
TypeSH
Market value$3.96M
1.70%
Sole
261.70K
Shared
0.00
None
0.00
WOLVERINE WORLD WIDE INC COM
SOLEShares173.66K
TypeSH
Market value$3.86M
1.66%
Sole
173.66K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares12.94K
TypeSH
Market value$3.75M
1.61%
Sole
12.94K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares201.64K
TypeSH
Market value$3.73M
1.60%
Sole
201.64K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ARCADIUM LITHIUM PLC COM SHSSOLE | Stock | 2.29M | SH | $11.77M 5.06% | 2.29M | 0.00 | 0.00 |
ORACLE CORP COMSOLE | Stock | 66.01K | SH | $11.00M 4.73% | 66.01K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 109.92K | SH | $9.00M 3.87% | 109.92K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 46.39K | SH | $8.84M 3.80% | 46.39K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 114.85K | SH | $7.80M 3.35% | 114.85K | 0.00 | 0.00 |
BLOOM ENERGY CORP COM CL ASOLE | Stock | 345.37K | SH | $7.67M 3.30% | 345.37K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 42.76K | SH | $7.49M 3.22% | 42.76K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 12.49K | SH | $7.15M 3.07% | 12.49K | 0.00 | 0.00 |
SPDR S&P BIOTECH ETFSOLE | ETF | 76.31K | SH | $6.87M 2.95% | 76.31K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 242.69K | SH | $6.65M 2.86% | 242.69K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 516.35K | SH | $6.64M 2.85% | 516.35K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 103.99K | SH | $6.16M 2.65% | 103.99K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 12.06K | SH | $5.66M 2.43% | 12.06K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 400 MID CAP ETFSOLE | ETF | 102.64K | SH | $5.61M 2.41% | 102.64K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 60.90K | SH | $5.57M 2.39% | 60.90K | 0.00 | 0.00 |
CIENA CORP COM NEWSOLE | Stock | 64.26K | SH | $5.45M 2.34% | 64.26K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 10.85K | SH | $5.27M 2.27% | 10.85K | 0.00 | 0.00 |
SOUTHERN CO COMSOLE | Stock | 63.03K | SH | $5.19M 2.23% | 63.03K | 0.00 | 0.00 |
FRANKLIN FTSE SOUTH KOREA ETFSOLE | ETF | 283.47K | SH | $4.94M 2.12% | 283.47K | 0.00 | 0.00 |
FIRST SOLAR INC COMSOLE | Stock | 27.13K | SH | $4.78M 2.05% | 27.13K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 10.10K | SH | $4.26M 1.83% | 10.10K | 0.00 | 0.00 |
NEW FORTRESS ENERGY INC COM CL ASOLE | Stock | 261.70K | SH | $3.96M 1.70% | 261.70K | 0.00 | 0.00 |
WOLVERINE WORLD WIDE INC COMSOLE | Stock | 173.66K | SH | $3.86M 1.66% | 173.66K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 12.94K | SH | $3.75M 1.61% | 12.94K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | ETF | 201.64K | SH | $3.73M 1.60% | 201.64K | 0.00 | 0.00 |
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