Filed: 11/12/2024ACC: 0001602476-24-000004
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $226.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
79
Positions
$226.98M
Total AUM (reported)
7.10M
Total Shares
Allocation by class
STOCK$156.91M69.1%
ETF$63.03M27.8%
ADR$6.33M2.8%
REIT$703.7K0.3%
Portfolio Concentration
Top 3$30.12M13.3%
4–10$53.61M23.6%
11–25$73.14M32.2%
Rest$70.10M30.9%
Top 3 weight
13.3%
Top 10 weight
36.9%
Voting Authority Distribution
Total shares with voting rights: 7.10M
Sole
Full voting authority
7.10M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole79
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings79
Rows:
ORACLE CORP COM
SOLEShares68.32K
TypeSH
Market value$11.64M
5.13%
Sole
68.32K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares116.84K
TypeSH
Market value$9.64M
4.25%
Sole
116.84K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares120.47K
TypeSH
Market value$8.84M
3.90%
Sole
120.47K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares382.88K
TypeSH
Market value$8.46M
3.73%
Sole
382.88K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.06K
TypeSH
Market value$8.22M
3.62%
Sole
14.06K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares44.58K
TypeSH
Market value$7.99M
3.52%
Sole
44.58K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares47.65K
TypeSH
Market value$7.97M
3.51%
Sole
47.65K
Shared
0.00
None
0.00
SPDR S&P BIOTECH ETF
SOLEShares80.01K
TypeSH
Market value$7.91M
3.48%
Sole
80.01K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares12.75K
TypeSH
Market value$6.73M
2.97%
Sole
12.75K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares12.81K
TypeSH
Market value$6.34M
2.79%
Sole
12.81K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares439.58K
TypeSH
Market value$6.33M
2.79%
Sole
439.58K
Shared
0.00
None
0.00
SOUTHERN CO COM
SOLEShares65.94K
TypeSH
Market value$5.95M
2.62%
Sole
65.94K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares107.77K
TypeSH
Market value$5.74M
2.53%
Sole
107.77K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares61.79K
TypeSH
Market value$5.67M
2.50%
Sole
61.79K
Shared
0.00
None
0.00
ARCADIUM LITHIUM PLC COM SHS
SOLEShares1.76M
TypeSH
Market value$5.02M
2.21%
Sole
1.76M
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares275.62K
TypeSH
Market value$5.01M
2.21%
Sole
275.62K
Shared
0.00
None
0.00
WOLVERINE WORLD WIDE INC COM
SOLEShares283.74K
TypeSH
Market value$4.94M
2.18%
Sole
283.74K
Shared
0.00
None
0.00
FRANKLIN FTSE SOUTH KOREA ETF
SOLEShares224.65K
TypeSH
Market value$4.76M
2.10%
Sole
224.65K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares205.20K
TypeSH
Market value$4.62M
2.03%
Sole
205.20K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares15.96K
TypeSH
Market value$4.52M
1.99%
Sole
15.96K
Shared
0.00
None
0.00
VALARIS LTD CL A
SOLEShares79.03K
TypeSH
Market value$4.41M
1.94%
Sole
79.03K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares9.55K
TypeSH
Market value$4.11M
1.81%
Sole
9.55K
Shared
0.00
None
0.00
CIENA CORP COM NEW
SOLEShares65.96K
TypeSH
Market value$4.06M
1.79%
Sole
65.96K
Shared
0.00
None
0.00
GREEN PLAINS INC COM
SOLEShares299.81K
TypeSH
Market value$4.06M
1.79%
Sole
299.81K
Shared
0.00
None
0.00
BLOOM ENERGY CORP COM CL A
SOLEShares373.50K
TypeSH
Market value$3.94M
1.74%
Sole
373.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ORACLE CORP COMSOLE | Stock | 68.32K | SH | $11.64M 5.13% | 68.32K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 116.84K | SH | $9.64M 4.25% | 116.84K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 120.47K | SH | $8.84M 3.90% | 120.47K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 382.88K | SH | $8.46M 3.73% | 382.88K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.06K | SH | $8.22M 3.62% | 14.06K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 44.58K | SH | $7.99M 3.52% | 44.58K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 47.65K | SH | $7.97M 3.51% | 47.65K | 0.00 | 0.00 |
SPDR S&P BIOTECH ETFSOLE | ETF | 80.01K | SH | $7.91M 3.48% | 80.01K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 12.75K | SH | $6.73M 2.97% | 12.75K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 12.81K | SH | $6.34M 2.79% | 12.81K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 439.58K | SH | $6.33M 2.79% | 439.58K | 0.00 | 0.00 |
SOUTHERN CO COMSOLE | Stock | 65.94K | SH | $5.95M 2.62% | 65.94K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 107.77K | SH | $5.74M 2.53% | 107.77K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 61.79K | SH | $5.67M 2.50% | 61.79K | 0.00 | 0.00 |
ARCADIUM LITHIUM PLC COM SHSSOLE | Stock | 1.76M | SH | $5.02M 2.21% | 1.76M | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 275.62K | SH | $5.01M 2.21% | 275.62K | 0.00 | 0.00 |
WOLVERINE WORLD WIDE INC COMSOLE | Stock | 283.74K | SH | $4.94M 2.18% | 283.74K | 0.00 | 0.00 |
FRANKLIN FTSE SOUTH KOREA ETFSOLE | ETF | 224.65K | SH | $4.76M 2.10% | 224.65K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | ETF | 205.20K | SH | $4.62M 2.03% | 205.20K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 15.96K | SH | $4.52M 1.99% | 15.96K | 0.00 | 0.00 |
VALARIS LTD CL ASOLE | Stock | 79.03K | SH | $4.41M 1.94% | 79.03K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 9.55K | SH | $4.11M 1.81% | 9.55K | 0.00 | 0.00 |
CIENA CORP COM NEWSOLE | Stock | 65.96K | SH | $4.06M 1.79% | 65.96K | 0.00 | 0.00 |
GREEN PLAINS INC COMSOLE | Stock | 299.81K | SH | $4.06M 1.79% | 299.81K | 0.00 | 0.00 |
BLOOM ENERGY CORP COM CL ASOLE | Stock | 373.50K | SH | $3.94M 1.74% | 373.50K | 0.00 | 0.00 |
Page 1 of 4