Filed: 8/9/2024ACC: 0001602476-24-000003
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $211.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$211.75M
Total AUM (reported)
5.64M
Total Shares
Allocation by class
STOCK$144.71M68.3%
ETF$60.23M28.4%
ADR$6.24M2.9%
REIT$573.0K0.3%
Portfolio Concentration
Top 3$26.02M12.3%
4–10$49.40M23.3%
11–25$70.09M33.1%
Rest$66.26M31.3%
Top 3 weight
12.3%
Top 10 weight
35.6%
Voting Authority Distribution
Total shares with voting rights: 5.64M
Sole
Full voting authority
5.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole74
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings74
Rows:
ORACLE CORP COM
SOLEShares67.45K
TypeSH
Market value$9.52M
4.50%
Sole
67.45K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares45.70K
TypeSH
Market value$8.38M
3.96%
Sole
45.70K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares118.36K
TypeSH
Market value$8.11M
3.83%
Sole
118.36K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares17.93K
TypeSH
Market value$8.11M
3.83%
Sole
17.93K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares115.31K
TypeSH
Market value$8.09M
3.82%
Sole
115.31K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares378.19K
TypeSH
Market value$7.51M
3.55%
Sole
378.19K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares43.26K
TypeSH
Market value$7.11M
3.36%
Sole
43.26K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.08K
TypeSH
Market value$6.58M
3.11%
Sole
14.08K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares430.54K
TypeSH
Market value$6.24M
2.95%
Sole
430.54K
Shared
0.00
None
0.00
VALARIS LTD CL A
SOLEShares77.27K
TypeSH
Market value$5.76M
2.72%
Sole
77.27K
Shared
0.00
None
0.00
ISHARES MSCI CHINA A ETF
SOLEShares222.22K
TypeSH
Market value$5.63M
2.66%
Sole
222.22K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares60.62K
TypeSH
Market value$5.56M
2.63%
Sole
60.62K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares12.56K
TypeSH
Market value$5.47M
2.58%
Sole
12.56K
Shared
0.00
None
0.00
SOUTHERN CO COM
SOLEShares65.98K
TypeSH
Market value$5.12M
2.42%
Sole
65.98K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares105.08K
TypeSH
Market value$4.99M
2.36%
Sole
105.08K
Shared
0.00
None
0.00
NEW FORTRESS ENERGY INC COM CL A
SOLEShares224.82K
TypeSH
Market value$4.94M
2.33%
Sole
224.82K
Shared
0.00
None
0.00
SPDR S&P BIOTECH ETF
SOLEShares51.91K
TypeSH
Market value$4.81M
2.27%
Sole
51.91K
Shared
0.00
None
0.00
GREEN PLAINS INC COM
SOLEShares295.40K
TypeSH
Market value$4.69M
2.21%
Sole
295.40K
Shared
0.00
None
0.00
FRANKLIN FTSE SOUTH KOREA ETF
SOLEShares208.57K
TypeSH
Market value$4.56M
2.15%
Sole
208.57K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares269.11K
TypeSH
Market value$4.47M
2.11%
Sole
269.11K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares15.96K
TypeSH
Market value$4.27M
2.02%
Sole
15.96K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares9.45K
TypeSH
Market value$4.22M
2.00%
Sole
9.45K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares201.29K
TypeSH
Market value$3.88M
1.83%
Sole
201.29K
Shared
0.00
None
0.00
WOLVERINE WORLD WIDE INC COM
SOLEShares284.32K
TypeSH
Market value$3.84M
1.82%
Sole
284.32K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares399.83K
TypeSH
Market value$3.62M
1.71%
Sole
399.83K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ORACLE CORP COMSOLE | Stock | 67.45K | SH | $9.52M 4.50% | 67.45K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 45.70K | SH | $8.38M 3.96% | 45.70K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 118.36K | SH | $8.11M 3.83% | 118.36K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 17.93K | SH | $8.11M 3.83% | 17.93K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 115.31K | SH | $8.09M 3.82% | 115.31K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 378.19K | SH | $7.51M 3.55% | 378.19K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 43.26K | SH | $7.11M 3.36% | 43.26K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.08K | SH | $6.58M 3.11% | 14.08K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 430.54K | SH | $6.24M 2.95% | 430.54K | 0.00 | 0.00 |
VALARIS LTD CL ASOLE | Stock | 77.27K | SH | $5.76M 2.72% | 77.27K | 0.00 | 0.00 |
ISHARES MSCI CHINA A ETFSOLE | ETF | 222.22K | SH | $5.63M 2.66% | 222.22K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 60.62K | SH | $5.56M 2.63% | 60.62K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 12.56K | SH | $5.47M 2.58% | 12.56K | 0.00 | 0.00 |
SOUTHERN CO COMSOLE | Stock | 65.98K | SH | $5.12M 2.42% | 65.98K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 105.08K | SH | $4.99M 2.36% | 105.08K | 0.00 | 0.00 |
NEW FORTRESS ENERGY INC COM CL ASOLE | Stock | 224.82K | SH | $4.94M 2.33% | 224.82K | 0.00 | 0.00 |
SPDR S&P BIOTECH ETFSOLE | ETF | 51.91K | SH | $4.81M 2.27% | 51.91K | 0.00 | 0.00 |
GREEN PLAINS INC COMSOLE | Stock | 295.40K | SH | $4.69M 2.21% | 295.40K | 0.00 | 0.00 |
FRANKLIN FTSE SOUTH KOREA ETFSOLE | ETF | 208.57K | SH | $4.56M 2.15% | 208.57K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 269.11K | SH | $4.47M 2.11% | 269.11K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 15.96K | SH | $4.27M 2.02% | 15.96K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 9.45K | SH | $4.22M 2.00% | 9.45K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | ETF | 201.29K | SH | $3.88M 1.83% | 201.29K | 0.00 | 0.00 |
WOLVERINE WORLD WIDE INC COMSOLE | Stock | 284.32K | SH | $3.84M 1.82% | 284.32K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 399.83K | SH | $3.62M 1.71% | 399.83K | 0.00 | 0.00 |
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