Filed: 5/16/2024ACC: 0001602476-24-000002
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 70 equity positions with a total reported market value of $205.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
70
Positions
$205.54M
Total AUM (reported)
5.29M
Total Shares
Allocation by class
STOCK$136.13M66.2%
ETF$62.29M30.3%
ADR$6.61M3.2%
REIT$513.5K0.2%
Portfolio Concentration
Top 3$24.41M11.9%
4–10$48.17M23.4%
11–25$72.79M35.4%
Rest$60.17M29.3%
Top 3 weight
11.9%
Top 10 weight
35.3%
Voting Authority Distribution
Total shares with voting rights: 5.29M
Sole
Full voting authority
5.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole70
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings70
Rows:
METLIFE INC COM
SOLEShares116.77K
TypeSH
Market value$8.65M
4.21%
Sole
116.77K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares118.77K
TypeSH
Market value$8.17M
3.98%
Sole
118.77K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares18.16K
TypeSH
Market value$7.59M
3.69%
Sole
18.16K
Shared
0.00
None
0.00
PRUDENTIAL FINL INC COM
SOLEShares64.19K
TypeSH
Market value$7.54M
3.67%
Sole
64.19K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares43.66K
TypeSH
Market value$7.40M
3.60%
Sole
43.66K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares46.23K
TypeSH
Market value$7.04M
3.42%
Sole
46.23K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares383.15K
TypeSH
Market value$7.03M
3.42%
Sole
383.15K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares434.37K
TypeSH
Market value$6.61M
3.21%
Sole
434.37K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.31K
TypeSH
Market value$6.51M
3.17%
Sole
14.31K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares12.66K
TypeSH
Market value$6.06M
2.95%
Sole
12.66K
Shared
0.00
None
0.00
VALARIS LTD CL A
SOLEShares77.84K
TypeSH
Market value$5.86M
2.85%
Sole
77.84K
Shared
0.00
None
0.00
ISHARES MSCI CHINA A ETF
SOLEShares224.09K
TypeSH
Market value$5.82M
2.83%
Sole
224.09K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares62.28K
TypeSH
Market value$5.72M
2.78%
Sole
62.28K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares270K
TypeSH
Market value$5.29M
2.57%
Sole
270K
Shared
0.00
None
0.00
NEW FORTRESS ENERGY INC COM CL A
SOLEShares171.29K
TypeSH
Market value$5.24M
2.55%
Sole
171.29K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares104.06K
TypeSH
Market value$5.19M
2.53%
Sole
104.06K
Shared
0.00
None
0.00
SPDR S&P BIOTECH ETF
SOLEShares52.07K
TypeSH
Market value$4.94M
2.40%
Sole
52.07K
Shared
0.00
None
0.00
FRANKLIN FTSE SOUTH KOREA ETF
SOLEShares205.65K
TypeSH
Market value$4.81M
2.34%
Sole
205.65K
Shared
0.00
None
0.00
SOUTHERN CO COM
SOLEShares66.40K
TypeSH
Market value$4.76M
2.32%
Sole
66.40K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares206.19K
TypeSH
Market value$4.65M
2.26%
Sole
206.19K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares639.42K
TypeSH
Market value$4.48M
2.18%
Sole
639.42K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares16.18K
TypeSH
Market value$4.21M
2.05%
Sole
16.18K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares9.68K
TypeSH
Market value$4.07M
1.98%
Sole
9.68K
Shared
0.00
None
0.00
TYSON FOODS INC CL A
SOLEShares67.14K
TypeSH
Market value$3.94M
1.92%
Sole
67.14K
Shared
0.00
None
0.00
O-I GLASS INC COM
SOLEShares230.41K
TypeSH
Market value$3.82M
1.86%
Sole
230.41K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
METLIFE INC COMSOLE | Stock | 116.77K | SH | $8.65M 4.21% | 116.77K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 118.77K | SH | $8.17M 3.98% | 118.77K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 18.16K | SH | $7.59M 3.69% | 18.16K | 0.00 | 0.00 |
PRUDENTIAL FINL INC COMSOLE | Stock | 64.19K | SH | $7.54M 3.67% | 64.19K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 43.66K | SH | $7.40M 3.60% | 43.66K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 46.23K | SH | $7.04M 3.42% | 46.23K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 383.15K | SH | $7.03M 3.42% | 383.15K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 434.37K | SH | $6.61M 3.21% | 434.37K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.31K | SH | $6.51M 3.17% | 14.31K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 12.66K | SH | $6.06M 2.95% | 12.66K | 0.00 | 0.00 |
VALARIS LTD CL ASOLE | Stock | 77.84K | SH | $5.86M 2.85% | 77.84K | 0.00 | 0.00 |
ISHARES MSCI CHINA A ETFSOLE | ETF | 224.09K | SH | $5.82M 2.83% | 224.09K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 62.28K | SH | $5.72M 2.78% | 62.28K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 270K | SH | $5.29M 2.57% | 270K | 0.00 | 0.00 |
NEW FORTRESS ENERGY INC COM CL ASOLE | Stock | 171.29K | SH | $5.24M 2.55% | 171.29K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 104.06K | SH | $5.19M 2.53% | 104.06K | 0.00 | 0.00 |
SPDR S&P BIOTECH ETFSOLE | ETF | 52.07K | SH | $4.94M 2.40% | 52.07K | 0.00 | 0.00 |
FRANKLIN FTSE SOUTH KOREA ETFSOLE | ETF | 205.65K | SH | $4.81M 2.34% | 205.65K | 0.00 | 0.00 |
SOUTHERN CO COMSOLE | Stock | 66.40K | SH | $4.76M 2.32% | 66.40K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | ETF | 206.19K | SH | $4.65M 2.26% | 206.19K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 639.42K | SH | $4.48M 2.18% | 639.42K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 16.18K | SH | $4.21M 2.05% | 16.18K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 9.68K | SH | $4.07M 1.98% | 9.68K | 0.00 | 0.00 |
TYSON FOODS INC CL ASOLE | Stock | 67.14K | SH | $3.94M 1.92% | 67.14K | 0.00 | 0.00 |
O-I GLASS INC COMSOLE | Stock | 230.41K | SH | $3.82M 1.86% | 230.41K | 0.00 | 0.00 |
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