Filed: 2/12/2024ACC: 0001602476-24-000001
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $172.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
61
Positions
$172.77M
Total AUM (reported)
3.91M
Total Shares
Allocation by class
STOCK$113.50M65.7%
ETF$51.83M30.0%
ADR$6.95M4.0%
REIT$495.6K0.3%
Portfolio Concentration
Top 3$24.66M14.3%
4–10$46.79M27.1%
11–25$64.17M37.1%
Rest$37.15M21.5%
Top 3 weight
14.3%
Top 10 weight
41.4%
Voting Authority Distribution
Total shares with voting rights: 3.91M
Sole
Full voting authority
3.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole61
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings61
Rows:
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares100.49K
TypeSH
Market value$9.18M
5.32%
Sole
100.49K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares117.41K
TypeSH
Market value$7.76M
4.49%
Sole
117.41K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares115.99K
TypeSH
Market value$7.71M
4.46%
Sole
115.99K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares435.19K
TypeSH
Market value$6.95M
4.02%
Sole
435.19K
Shared
0.00
None
0.00
INVESCO S&P 500 EQUAL WEIGHT ETF
SOLEShares43.74K
TypeSH
Market value$6.90M
3.99%
Sole
43.74K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares386.42K
TypeSH
Market value$6.82M
3.95%
Sole
386.42K
Shared
0.00
None
0.00
PRUDENTIAL FINL INC COM
SOLEShares64.77K
TypeSH
Market value$6.72M
3.89%
Sole
64.77K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares46.42K
TypeSH
Market value$6.54M
3.79%
Sole
46.42K
Shared
0.00
None
0.00
NEW FORTRESS ENERGY INC COM CL A
SOLEShares171.66K
TypeSH
Market value$6.48M
3.75%
Sole
171.66K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.10K
TypeSH
Market value$6.39M
3.70%
Sole
14.10K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares12.55K
TypeSH
Market value$5.88M
3.40%
Sole
12.55K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares272.71K
TypeSH
Market value$5.71M
3.31%
Sole
272.71K
Shared
0.00
None
0.00
VALARIS LTD CL A
SOLEShares76.48K
TypeSH
Market value$5.24M
3.04%
Sole
76.48K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares13.34K
TypeSH
Market value$5.15M
2.98%
Sole
13.34K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares208.98K
TypeSH
Market value$4.66M
2.70%
Sole
208.98K
Shared
0.00
None
0.00
SOUTHERN CO COM
SOLEShares66.50K
TypeSH
Market value$4.66M
2.70%
Sole
66.50K
Shared
0.00
None
0.00
SPDR S&P BIOTECH ETF
SOLEShares51.76K
TypeSH
Market value$4.62M
2.67%
Sole
51.76K
Shared
0.00
None
0.00
GOLAR LNG LTD SHS
SOLEShares198.03K
TypeSH
Market value$4.55M
2.64%
Sole
198.03K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares16.33K
TypeSH
Market value$3.87M
2.24%
Sole
16.33K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares9.80K
TypeSH
Market value$3.69M
2.13%
Sole
9.80K
Shared
0.00
None
0.00
TYSON FOODS INC CL A
SOLEShares67.66K
TypeSH
Market value$3.64M
2.10%
Sole
67.66K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares608.14K
TypeSH
Market value$3.36M
1.94%
Sole
608.14K
Shared
0.00
None
0.00
ELI LILLY & CO COM
SOLEShares5.37K
TypeSH
Market value$3.13M
1.81%
Sole
5.37K
Shared
0.00
None
0.00
CISCO SYS INC COM
SOLEShares59.72K
TypeSH
Market value$3.02M
1.75%
Sole
59.72K
Shared
0.00
None
0.00
SEADRILL 2021 LTD COM
SOLEShares63.17K
TypeSH
Market value$2.99M
1.73%
Sole
63.17K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 100.49K | SH | $9.18M 5.32% | 100.49K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 117.41K | SH | $7.76M 4.49% | 117.41K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 115.99K | SH | $7.71M 4.46% | 115.99K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 435.19K | SH | $6.95M 4.02% | 435.19K | 0.00 | 0.00 |
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE | ETF | 43.74K | SH | $6.90M 3.99% | 43.74K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 386.42K | SH | $6.82M 3.95% | 386.42K | 0.00 | 0.00 |
PRUDENTIAL FINL INC COMSOLE | Stock | 64.77K | SH | $6.72M 3.89% | 64.77K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 46.42K | SH | $6.54M 3.79% | 46.42K | 0.00 | 0.00 |
NEW FORTRESS ENERGY INC COM CL ASOLE | Stock | 171.66K | SH | $6.48M 3.75% | 171.66K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.10K | SH | $6.39M 3.70% | 14.10K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 12.55K | SH | $5.88M 3.40% | 12.55K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 272.71K | SH | $5.71M 3.31% | 272.71K | 0.00 | 0.00 |
VALARIS LTD CL ASOLE | Stock | 76.48K | SH | $5.24M 3.04% | 76.48K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 13.34K | SH | $5.15M 2.98% | 13.34K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | ETF | 208.98K | SH | $4.66M 2.70% | 208.98K | 0.00 | 0.00 |
SOUTHERN CO COMSOLE | Stock | 66.50K | SH | $4.66M 2.70% | 66.50K | 0.00 | 0.00 |
SPDR S&P BIOTECH ETFSOLE | ETF | 51.76K | SH | $4.62M 2.67% | 51.76K | 0.00 | 0.00 |
GOLAR LNG LTD SHSSOLE | Stock | 198.03K | SH | $4.55M 2.64% | 198.03K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 16.33K | SH | $3.87M 2.24% | 16.33K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 9.80K | SH | $3.69M 2.13% | 9.80K | 0.00 | 0.00 |
TYSON FOODS INC CL ASOLE | Stock | 67.66K | SH | $3.64M 2.10% | 67.66K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 608.14K | SH | $3.36M 1.94% | 608.14K | 0.00 | 0.00 |
ELI LILLY & CO COMSOLE | Stock | 5.37K | SH | $3.13M 1.81% | 5.37K | 0.00 | 0.00 |
CISCO SYS INC COMSOLE | Stock | 59.72K | SH | $3.02M 1.75% | 59.72K | 0.00 | 0.00 |
SEADRILL 2021 LTD COMSOLE | Stock | 63.17K | SH | $2.99M 1.73% | 63.17K | 0.00 | 0.00 |
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