Filed: 11/14/2023ACC: 0001602476-23-000004
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $150.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
57
Positions
$150.72M
Total AUM (reported)
3.93M
Total Shares
Allocation by class
STOCK$89.02M59.1%
ETF$37.30M24.8%
CLOSED END MUTUAL FUND EQUITY$7.94M5.3%
COMMON STOCK$7.92M5.3%
ADR$6.51M4.3%
FOREIGN COMMON STOCK$1.57M1.0%
REIT$450.2K0.3%
Portfolio Concentration
Top 3$23.80M15.8%
4–10$43.14M28.6%
11–25$56.53M37.5%
Rest$27.25M18.1%
Top 3 weight
15.8%
Top 10 weight
44.4%
Voting Authority Distribution
Total shares with voting rights: 3.93M
Sole
Full voting authority
3.93M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole57
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings57
Rows:
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares100.95K
TypeSH
Market value$9.27M
6.15%
Sole
100.95K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares117.45K
TypeSH
Market value$7.39M
4.90%
Sole
117.45K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares115.32K
TypeSH
Market value$7.14M
4.74%
Sole
115.32K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH ETF
SOLEShares105.35K
TypeSH
Market value$6.52M
4.33%
Sole
105.35K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares434.25K
TypeSH
Market value$6.51M
4.32%
Sole
434.25K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares384.12K
TypeSH
Market value$6.37M
4.23%
Sole
384.12K
Shared
0.00
None
0.00
PRUDENTIAL FINL INC COM
SOLEShares64.99K
TypeSH
Market value$6.17M
4.09%
Sole
64.99K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares46.34K
TypeSH
Market value$6.11M
4.05%
Sole
46.34K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.10K
TypeSH
Market value$5.77M
3.83%
Sole
14.10K
Shared
0.00
None
0.00
VALARIS LTD CL A
SOLEShares76.03K
TypeSH
Market value$5.70M
3.78%
Sole
76.03K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP COM
SOLEShares12.54K
TypeSH
Market value$5.52M
3.66%
Sole
12.54K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares270.88K
TypeSH
Market value$4.98M
3.30%
Sole
270.88K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares219.08K
TypeSH
Market value$4.88M
3.24%
Sole
219.08K
Shared
0.00
None
0.00
GOLAR LNG LTD SHS
SOLEShares198.71K
TypeSH
Market value$4.82M
3.20%
Sole
198.71K
Shared
0.00
None
0.00
AT&T INC COM
SOLEShares307.63K
TypeSH
Market value$4.62M
3.07%
Sole
307.63K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares13.32K
TypeSH
Market value$4.31M
2.86%
Sole
13.32K
Shared
0.00
None
0.00
TYSON FOODS INC CL A
SOLEShares68.95K
TypeSH
Market value$3.48M
2.31%
Sole
68.95K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares16.38K
TypeSH
Market value$3.48M
2.31%
Sole
16.38K
Shared
0.00
None
0.00
NEW FORTRESS ENERGY INC COM CL A
SOLEShares103.74K
TypeSH
Market value$3.40M
2.26%
Sole
103.74K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares9.80K
TypeSH
Market value$3.10M
2.05%
Sole
9.80K
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares609.12K
TypeSH
Market value$2.97M
1.97%
Sole
609.12K
Shared
0.00
None
0.00
ELI LILLY CO
SOLEShares5.52K
TypeSH
Market value$2.96M
1.97%
Sole
5.52K
Shared
0.00
None
0.00
SEADRILL 2021 LTD COM
SOLEShares62.82K
TypeSH
Market value$2.81M
1.87%
Sole
62.82K
Shared
0.00
None
0.00
BRIGHTHOUSE FINL INC COM
SOLEShares55.35K
TypeSH
Market value$2.71M
1.80%
Sole
55.35K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC CL B
SOLEShares66.80K
TypeSH
Market value$2.49M
1.65%
Sole
66.80K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 100.95K | SH | $9.27M 6.15% | 100.95K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 117.45K | SH | $7.39M 4.90% | 117.45K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 115.32K | SH | $7.14M 4.74% | 115.32K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH ETFSOLE | CLOSED END MUTUAL FUND EQUITY | 105.35K | SH | $6.52M 4.33% | 105.35K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 434.25K | SH | $6.51M 4.32% | 434.25K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 384.12K | SH | $6.37M 4.23% | 384.12K | 0.00 | 0.00 |
PRUDENTIAL FINL INC COMSOLE | Stock | 64.99K | SH | $6.17M 4.09% | 64.99K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 46.34K | SH | $6.11M 4.05% | 46.34K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.10K | SH | $5.77M 3.83% | 14.10K | 0.00 | 0.00 |
VALARIS LTD CL ASOLE | Stock | 76.03K | SH | $5.70M 3.78% | 76.03K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORP COMSOLE | Stock | 12.54K | SH | $5.52M 3.66% | 12.54K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 270.88K | SH | $4.98M 3.30% | 270.88K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | ETF | 219.08K | SH | $4.88M 3.24% | 219.08K | 0.00 | 0.00 |
GOLAR LNG LTD SHSSOLE | Stock | 198.71K | SH | $4.82M 3.20% | 198.71K | 0.00 | 0.00 |
AT&T INC COMSOLE | Stock | 307.63K | SH | $4.62M 3.07% | 307.63K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 13.32K | SH | $4.31M 2.86% | 13.32K | 0.00 | 0.00 |
TYSON FOODS INC CL ASOLE | Stock | 68.95K | SH | $3.48M 2.31% | 68.95K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 16.38K | SH | $3.48M 2.31% | 16.38K | 0.00 | 0.00 |
NEW FORTRESS ENERGY INC COM CL ASOLE | Stock | 103.74K | SH | $3.40M 2.26% | 103.74K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 9.80K | SH | $3.10M 2.05% | 9.80K | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 609.12K | SH | $2.97M 1.97% | 609.12K | 0.00 | 0.00 |
ELI LILLY COSOLE | COMMON STOCK | 5.52K | SH | $2.96M 1.97% | 5.52K | 0.00 | 0.00 |
SEADRILL 2021 LTD COMSOLE | Stock | 62.82K | SH | $2.81M 1.87% | 62.82K | 0.00 | 0.00 |
BRIGHTHOUSE FINL INC COMSOLE | Stock | 55.35K | SH | $2.71M 1.80% | 55.35K | 0.00 | 0.00 |
FREEPORT-MCMORAN INC CL BSOLE | Stock | 66.80K | SH | $2.49M 1.65% | 66.80K | 0.00 | 0.00 |
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