Filed: 8/4/2023ACC: 0001602476-23-000003
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 73 equity positions with a total reported market value of $179.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
73
Positions
$179.28M
Total AUM (reported)
14.56M
Total Shares
Allocation by class
STOCK$84.54M47.2%
ETF$57.05M31.8%
COMMON STOCK$14.53M8.1%
CORPORATE BONDS AND NOTES$8.90M5.0%
ADR$6.45M3.6%
MUTUAL FUNDS - EQUITY$3.64M2.0%
CLOSED END MUTUAL FUND EQUITY$2.16M1.2%
Portfolio Concentration
Top 3$34.65M19.3%
4–10$45.47M25.4%
11–25$60.90M34.0%
Rest$38.26M21.3%
Top 3 weight
19.3%
Top 10 weight
44.7%
Voting Authority Distribution
Total shares with voting rights: 14.56M
Sole
Full voting authority
14.56M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole73
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings73
Rows:
SPDR GOLD SHARES
SOLEShares84.33K
TypeSH
Market value$15.35M
8.56%
Sole
84.33K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares126.63K
TypeSH
Market value$11.63M
6.49%
Sole
126.63K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares116.82K
TypeSH
Market value$7.68M
4.28%
Sole
116.82K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares119.63K
TypeSH
Market value$7.47M
4.17%
Sole
119.63K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares389.24K
TypeSH
Market value$6.87M
3.83%
Sole
389.24K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares443.04K
TypeSH
Market value$6.45M
3.60%
Sole
443.04K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.33K
TypeSH
Market value$6.42M
3.58%
Sole
14.33K
Shared
0.00
None
0.00
PRUDENTIAL FINL INC COM
SOLEShares66.18K
TypeSH
Market value$6.33M
3.53%
Sole
66.18K
Shared
0.00
None
0.00
ALPHABET INC CL C
SOLEShares46.30K
TypeSH
Market value$6.16M
3.44%
Sole
46.30K
Shared
0.00
None
0.00
VALARIS LIMITED CL A
SOLEShares77.15K
TypeSH
Market value$5.77M
3.22%
Sole
77.15K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares276.55K
TypeSH
Market value$5.56M
3.10%
Sole
276.55K
Shared
0.00
None
0.00
FEDEX CORP COM
SOLEShares19.94K
TypeSH
Market value$5.35M
2.98%
Sole
19.94K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares220.88K
TypeSH
Market value$5.18M
2.89%
Sole
220.88K
Shared
0.00
None
0.00
AT&T INC COM
SOLEShares313.31K
TypeSH
Market value$4.96M
2.77%
Sole
313.31K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC COM
SOLEShares13.46K
TypeSH
Market value$4.79M
2.67%
Sole
13.46K
Shared
0.00
None
0.00
GOLAR LNG LTD SHS
SOLEShares202K
TypeSH
Market value$4.78M
2.67%
Sole
202K
Shared
0.00
None
0.00
TYSON FOODS INC CL A
SOLEShares69.49K
TypeSH
Market value$3.87M
2.16%
Sole
69.49K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares16.49K
TypeSH
Market value$3.76M
2.10%
Sole
16.49K
Shared
0.00
None
0.00
CITIGROUP INC 5.38409 8/25/36
SOLEShares4.38M
TypeSH
Market value$3.65M
2.04%
Sole
4.38M
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares619.94K
TypeSH
Market value$3.59M
2.00%
Sole
619.94K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares9.84K
TypeSH
Market value$3.34M
1.87%
Sole
9.84K
Shared
0.00
None
0.00
MATTHEWS INDIA FUND INSTITUTIONAL
SOLEShares129.33K
TypeSH
Market value$3.31M
1.85%
Sole
129.33K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC CL B
SOLEShares68.24K
TypeSH
Market value$2.99M
1.67%
Sole
68.24K
Shared
0.00
None
0.00
BRIGHTHOUSE FINL INC COM
SOLEShares56.11K
TypeSH
Market value$2.92M
1.63%
Sole
56.11K
Shared
0.00
None
0.00
O-I GLASS INC COM
SOLEShares125.75K
TypeSH
Market value$2.84M
1.58%
Sole
125.75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD SHARESSOLE | ETF | 84.33K | SH | $15.35M 8.56% | 84.33K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 126.63K | SH | $11.63M 6.49% | 126.63K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 116.82K | SH | $7.68M 4.28% | 116.82K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 119.63K | SH | $7.47M 4.17% | 119.63K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 389.24K | SH | $6.87M 3.83% | 389.24K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 443.04K | SH | $6.45M 3.60% | 443.04K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.33K | SH | $6.42M 3.58% | 14.33K | 0.00 | 0.00 |
PRUDENTIAL FINL INC COMSOLE | Stock | 66.18K | SH | $6.33M 3.53% | 66.18K | 0.00 | 0.00 |
ALPHABET INC CL CSOLE | COMMON STOCK | 46.30K | SH | $6.16M 3.44% | 46.30K | 0.00 | 0.00 |
VALARIS LIMITED CL ASOLE | Stock | 77.15K | SH | $5.77M 3.22% | 77.15K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 276.55K | SH | $5.56M 3.10% | 276.55K | 0.00 | 0.00 |
FEDEX CORP COMSOLE | Stock | 19.94K | SH | $5.35M 2.98% | 19.94K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | ETF | 220.88K | SH | $5.18M 2.89% | 220.88K | 0.00 | 0.00 |
AT&T INC COMSOLE | Stock | 313.31K | SH | $4.96M 2.77% | 313.31K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INC COMSOLE | Stock | 13.46K | SH | $4.79M 2.67% | 13.46K | 0.00 | 0.00 |
GOLAR LNG LTD SHSSOLE | Stock | 202K | SH | $4.78M 2.67% | 202K | 0.00 | 0.00 |
TYSON FOODS INC CL ASOLE | Stock | 69.49K | SH | $3.87M 2.16% | 69.49K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 16.49K | SH | $3.76M 2.10% | 16.49K | 0.00 | 0.00 |
CITIGROUP INC 5.38409 8/25/36SOLE | CORPORATE BONDS AND NOTES | 4.38M | SH | $3.65M 2.04% | 4.38M | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 619.94K | SH | $3.59M 2.00% | 619.94K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 9.84K | SH | $3.34M 1.87% | 9.84K | 0.00 | 0.00 |
MATTHEWS INDIA FUND INSTITUTIONALSOLE | MUTUAL FUNDS - EQUITY | 129.33K | SH | $3.31M 1.85% | 129.33K | 0.00 | 0.00 |
FREEPORT-MCMORAN INC CL BSOLE | Stock | 68.24K | SH | $2.99M 1.67% | 68.24K | 0.00 | 0.00 |
BRIGHTHOUSE FINL INC COMSOLE | Stock | 56.11K | SH | $2.92M 1.63% | 56.11K | 0.00 | 0.00 |
O-I GLASS INC COMSOLE | Stock | 125.75K | SH | $2.84M 1.58% | 125.75K | 0.00 | 0.00 |
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