Filed: 6/6/2023ACC: 0001602476-23-000002
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 89 equity positions with a total reported market value of $198.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
89
Positions
$198.81M
Total AUM (reported)
36.15M
Total Shares
Allocation by class
STOCK$68.95M34.7%
ETF$48.69M24.5%
COMMON STOCK$34.83M17.5%
CORPORATE BONDS AND NOTES$28.36M14.3%
CLOSED END MUTUAL FUND EQUITY$7.48M3.8%
FOREIGN COMMON STOCK$3.53M1.8%
MUTUAL FUNDS - EQUITY$3.28M1.7%
Portfolio Concentration
Top 3$32.02M16.1%
4–10$43.83M22.0%
11–25$58.85M29.6%
Rest$64.11M32.2%
Top 3 weight
16.1%
Top 10 weight
38.2%
Voting Authority Distribution
Total shares with voting rights: 36.15M
Sole
Full voting authority
36.15M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole89
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings89
Rows:
SPDR GOLD SHARES
SOLEShares82.61K
TypeSH
Market value$15.26M
7.67%
Sole
82.61K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares102.24K
TypeSH
Market value$9.39M
4.72%
Sole
102.24K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares120.72K
TypeSH
Market value$7.37M
3.71%
Sole
120.72K
Shared
0.00
None
0.00
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
SOLEShares114.75K
TypeSH
Market value$7.34M
3.69%
Sole
114.75K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.85K
TypeSH
Market value$6.91M
3.48%
Sole
14.85K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares385.85K
TypeSH
Market value$6.64M
3.34%
Sole
385.85K
Shared
0.00
None
0.00
ALPHABET INC CL C
SOLEShares54.88K
TypeSH
Market value$5.94M
2.99%
Sole
54.88K
Shared
0.00
None
0.00
PRUDENTIAL FINL INC COM
SOLEShares67.14K
TypeSH
Market value$5.82M
2.93%
Sole
67.14K
Shared
0.00
None
0.00
AT T INC
SOLEShares320.82K
TypeSH
Market value$5.70M
2.87%
Sole
320.82K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares221.63K
TypeSH
Market value$5.49M
2.76%
Sole
221.63K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares276.55K
TypeSH
Market value$4.79M
2.41%
Sole
276.55K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares13.68K
TypeSH
Market value$4.70M
2.36%
Sole
13.68K
Shared
0.00
None
0.00
VALARIS LIMITED CL A
SOLEShares77.15K
TypeSH
Market value$4.68M
2.36%
Sole
77.15K
Shared
0.00
None
0.00
FEDEX CORP COM
SOLEShares20.45K
TypeSH
Market value$4.66M
2.34%
Sole
20.45K
Shared
0.00
None
0.00
GOLAR LNG LTD SHS
SOLEShares202K
TypeSH
Market value$4.56M
2.29%
Sole
202K
Shared
0.00
None
0.00
BANK OF AMER MTN 5.41057 12/01/26
SOLEShares4.71M
TypeSH
Market value$4.53M
2.28%
Sole
4.71M
Shared
0.00
None
0.00
TYSON FOODS INC CL A
SOLEShares72.39K
TypeSH
Market value$4.52M
2.28%
Sole
72.39K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares15.81K
TypeSH
Market value$3.74M
1.88%
Sole
15.81K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares18.07K
TypeSH
Market value$3.73M
1.87%
Sole
18.07K
Shared
0.00
None
0.00
CITIGROUP INC 5.42267 8/25/36
SOLEShares4.38M
TypeSH
Market value$3.50M
1.76%
Sole
4.38M
Shared
0.00
None
0.00
FIRST CITIZENS 8.741 6/15/70
SOLEShares3.43M
TypeSH
Market value$3.18M
1.60%
Sole
3.43M
Shared
0.00
None
0.00
HUDBAY MINERALS INC COM
SOLEShares630.89K
TypeSH
Market value$3.18M
1.60%
Sole
630.89K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SOLEShares288.67K
TypeSH
Market value$3.06M
1.54%
Sole
288.67K
Shared
0.00
None
0.00
BRIGHTHOUSE FINL INC
SOLEShares68.48K
TypeSH
Market value$3.03M
1.52%
Sole
68.48K
Shared
0.00
None
0.00
MATTHEWS INDIA FUND INSTITUTIONAL
SOLEShares129.54K
TypeSH
Market value$2.99M
1.50%
Sole
129.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD SHARESSOLE | ETF | 82.61K | SH | $15.26M 7.67% | 82.61K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 102.24K | SH | $9.39M 4.72% | 102.24K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 120.72K | SH | $7.37M 3.71% | 120.72K | 0.00 | 0.00 |
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFSOLE | ETF | 114.75K | SH | $7.34M 3.69% | 114.75K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.85K | SH | $6.91M 3.48% | 14.85K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 385.85K | SH | $6.64M 3.34% | 385.85K | 0.00 | 0.00 |
ALPHABET INC CL CSOLE | COMMON STOCK | 54.88K | SH | $5.94M 2.99% | 54.88K | 0.00 | 0.00 |
PRUDENTIAL FINL INC COMSOLE | Stock | 67.14K | SH | $5.82M 2.93% | 67.14K | 0.00 | 0.00 |
AT T INCSOLE | COMMON STOCK | 320.82K | SH | $5.70M 2.87% | 320.82K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | CLOSED END MUTUAL FUND EQUITY | 221.63K | SH | $5.49M 2.76% | 221.63K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 276.55K | SH | $4.79M 2.41% | 276.55K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COMMON STOCK | 13.68K | SH | $4.70M 2.36% | 13.68K | 0.00 | 0.00 |
VALARIS LIMITED CL ASOLE | Stock | 77.15K | SH | $4.68M 2.36% | 77.15K | 0.00 | 0.00 |
FEDEX CORP COMSOLE | Stock | 20.45K | SH | $4.66M 2.34% | 20.45K | 0.00 | 0.00 |
GOLAR LNG LTD SHSSOLE | Stock | 202K | SH | $4.56M 2.29% | 202K | 0.00 | 0.00 |
BANK OF AMER MTN 5.41057 12/01/26SOLE | CORPORATE BONDS AND NOTES | 4.71M | SH | $4.53M 2.28% | 4.71M | 0.00 | 0.00 |
TYSON FOODS INC CL ASOLE | COMMON STOCK | 72.39K | SH | $4.52M 2.28% | 72.39K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 15.81K | SH | $3.74M 1.88% | 15.81K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 18.07K | SH | $3.73M 1.87% | 18.07K | 0.00 | 0.00 |
CITIGROUP INC 5.42267 8/25/36SOLE | CORPORATE BONDS AND NOTES | 4.38M | SH | $3.50M 1.76% | 4.38M | 0.00 | 0.00 |
FIRST CITIZENS 8.741 6/15/70SOLE | CORPORATE BONDS AND NOTES | 3.43M | SH | $3.18M 1.60% | 3.43M | 0.00 | 0.00 |
HUDBAY MINERALS INC COMSOLE | Stock | 630.89K | SH | $3.18M 1.60% | 630.89K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADRSOLE | ADR | 288.67K | SH | $3.06M 1.54% | 288.67K | 0.00 | 0.00 |
BRIGHTHOUSE FINL INCSOLE | COMMON STOCK | 68.48K | SH | $3.03M 1.52% | 68.48K | 0.00 | 0.00 |
MATTHEWS INDIA FUND INSTITUTIONALSOLE | MUTUAL FUNDS - EQUITY | 129.54K | SH | $2.99M 1.50% | 129.54K | 0.00 | 0.00 |
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