Filed: 2/14/2023ACC: 0001602476-23-000001
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $204.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
88
Positions
$204.22M
Total AUM (reported)
36.22M
Total Shares
Allocation by class
STOCK$74.82M36.6%
ETF$38.85M19.0%
COMMON STOCK$30.84M15.1%
CORPORATE BONDS AND NOTES$28.74M14.1%
CLOSED END MUTUAL FUND FIXED$10.64M5.2%
CLOSED END MUTUAL FUND EQUITY$6.78M3.3%
FOREIGN COMMON STOCK$6.72M3.3%
Portfolio Concentration
Top 3$33.49M16.4%
4–10$45.25M22.2%
11–25$61.57M30.1%
Rest$63.90M31.3%
Top 3 weight
16.4%
Top 10 weight
38.6%
Voting Authority Distribution
Total shares with voting rights: 36.22M
Sole
Full voting authority
36.22M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole88
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings88
Rows:
SPDR GOLD SHARES
SOLEShares83.39K
TypeSH
Market value$14.15M
6.93%
Sole
83.39K
Shared
0.00
None
0.00
BLACKROCK ULTRA SHORT TERM BOND ETF
SOLEShares212.66K
TypeSH
Market value$10.64M
5.21%
Sole
212.66K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares120.23K
TypeSH
Market value$8.70M
4.26%
Sole
120.23K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares92.23K
TypeSH
Market value$8.44M
4.13%
Sole
92.23K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares14.96K
TypeSH
Market value$7.28M
3.56%
Sole
14.96K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares384.71K
TypeSH
Market value$6.96M
3.41%
Sole
384.71K
Shared
0.00
None
0.00
PRUDENTIAL FINL INC COM
SOLEShares67.42K
TypeSH
Market value$6.71M
3.28%
Sole
67.42K
Shared
0.00
None
0.00
AT&T INC COM
SOLEShares319.95K
TypeSH
Market value$5.89M
2.88%
Sole
319.95K
Shared
0.00
None
0.00
FREEPORT-MCMORAN INC CL B
SOLEShares132.21K
TypeSH
Market value$5.02M
2.46%
Sole
132.21K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares221.73K
TypeSH
Market value$4.96M
2.43%
Sole
221.73K
Shared
0.00
None
0.00
ALPHABET INC CL C
SOLEShares54.66K
TypeSH
Market value$4.85M
2.38%
Sole
54.66K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares278.24K
TypeSH
Market value$4.79M
2.35%
Sole
278.24K
Shared
0.00
None
0.00
SCORPIO TANKERS INC
SOLEShares88.55K
TypeSH
Market value$4.76M
2.33%
Sole
88.55K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares13.69K
TypeSH
Market value$4.70M
2.30%
Sole
13.69K
Shared
0.00
None
0.00
GOLAR LNG LTD SHS
SOLEShares202.40K
TypeSH
Market value$4.61M
2.26%
Sole
202.40K
Shared
0.00
None
0.00
TYSON FOODS INC CL A
SOLEShares73.92K
TypeSH
Market value$4.60M
2.25%
Sole
73.92K
Shared
0.00
None
0.00
BANK OF AMER MTN 3.73214 12/01/26
SOLEShares4.71M
TypeSH
Market value$4.49M
2.20%
Sole
4.71M
Shared
0.00
None
0.00
GMS INC COM
SOLEShares86.40K
TypeSH
Market value$4.30M
2.11%
Sole
86.40K
Shared
0.00
None
0.00
FEDEX CORP COM
SOLEShares20.46K
TypeSH
Market value$3.54M
1.74%
Sole
20.46K
Shared
0.00
None
0.00
ANTERO RESOURCES CORP COM
SOLEShares114.32K
TypeSH
Market value$3.54M
1.73%
Sole
114.32K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares18.39K
TypeSH
Market value$3.52M
1.72%
Sole
18.39K
Shared
0.00
None
0.00
BRIGHTHOUSE FINL INC
SOLEShares68.13K
TypeSH
Market value$3.49M
1.71%
Sole
68.13K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORPORATION
SOLEShares6.37K
TypeSH
Market value$3.48M
1.70%
Sole
6.37K
Shared
0.00
None
0.00
CITIGROUP INC 3.54686 8/25/36
SOLEShares4.40M
TypeSH
Market value$3.46M
1.69%
Sole
4.40M
Shared
0.00
None
0.00
FIRST CITIZENS 5.800 6/15/70
SOLEShares3.43M
TypeSH
Market value$3.43M
1.68%
Sole
3.43M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD SHARESSOLE | ETF | 83.39K | SH | $14.15M 6.93% | 83.39K | 0.00 | 0.00 |
BLACKROCK ULTRA SHORT TERM BOND ETFSOLE | CLOSED END MUTUAL FUND FIXED | 212.66K | SH | $10.64M 5.21% | 212.66K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 120.23K | SH | $8.70M 4.26% | 120.23K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 92.23K | SH | $8.44M 4.13% | 92.23K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | Stock | 14.96K | SH | $7.28M 3.56% | 14.96K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 384.71K | SH | $6.96M 3.41% | 384.71K | 0.00 | 0.00 |
PRUDENTIAL FINL INC COMSOLE | Stock | 67.42K | SH | $6.71M 3.28% | 67.42K | 0.00 | 0.00 |
AT&T INC COMSOLE | Stock | 319.95K | SH | $5.89M 2.88% | 319.95K | 0.00 | 0.00 |
FREEPORT-MCMORAN INC CL BSOLE | Stock | 132.21K | SH | $5.02M 2.46% | 132.21K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | CLOSED END MUTUAL FUND EQUITY | 221.73K | SH | $4.96M 2.43% | 221.73K | 0.00 | 0.00 |
ALPHABET INC CL CSOLE | COMMON STOCK | 54.66K | SH | $4.85M 2.38% | 54.66K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | ETF | 278.24K | SH | $4.79M 2.35% | 278.24K | 0.00 | 0.00 |
SCORPIO TANKERS INCSOLE | FOREIGN COMMON STOCK | 88.55K | SH | $4.76M 2.33% | 88.55K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COMMON STOCK | 13.69K | SH | $4.70M 2.30% | 13.69K | 0.00 | 0.00 |
GOLAR LNG LTD SHSSOLE | Stock | 202.40K | SH | $4.61M 2.26% | 202.40K | 0.00 | 0.00 |
TYSON FOODS INC CL ASOLE | COMMON STOCK | 73.92K | SH | $4.60M 2.25% | 73.92K | 0.00 | 0.00 |
BANK OF AMER MTN 3.73214 12/01/26SOLE | CORPORATE BONDS AND NOTES | 4.71M | SH | $4.49M 2.20% | 4.71M | 0.00 | 0.00 |
GMS INC COMSOLE | Stock | 86.40K | SH | $4.30M 2.11% | 86.40K | 0.00 | 0.00 |
FEDEX CORP COMSOLE | Stock | 20.46K | SH | $3.54M 1.74% | 20.46K | 0.00 | 0.00 |
ANTERO RESOURCES CORP COMSOLE | Stock | 114.32K | SH | $3.54M 1.73% | 114.32K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 18.39K | SH | $3.52M 1.72% | 18.39K | 0.00 | 0.00 |
BRIGHTHOUSE FINL INCSOLE | COMMON STOCK | 68.13K | SH | $3.49M 1.71% | 68.13K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORPORATIONSOLE | COMMON STOCK | 6.37K | SH | $3.48M 1.70% | 6.37K | 0.00 | 0.00 |
CITIGROUP INC 3.54686 8/25/36SOLE | CORPORATE BONDS AND NOTES | 4.40M | SH | $3.46M 1.69% | 4.40M | 0.00 | 0.00 |
FIRST CITIZENS 5.800 6/15/70SOLE | CORPORATE BONDS AND NOTES | 3.43M | SH | $3.43M 1.68% | 3.43M | 0.00 | 0.00 |
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