Filed: 11/14/2022ACC: 0001602476-22-000004
📋 What this filing means
LUMBARD & KELLNER, LLC filed this quarterly 13F‑HR report disclosing 84 equity positions with a total reported market value of $194.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
84
Positions
$194.1K
Total AUM (reported)
32.09M
Total Shares
Allocation by class
COMMON STOCK$99.1K51.1%
CLOSED END MUTUAL FUND EQUITY$27.8K14.3%
CORPORATE BONDS AND NOTES$24.5K12.6%
FOREIGN COMMON STOCK$14.2K7.3%
CLOSED END MUTUAL FUND FIXED$11.3K5.8%
ETF$10.1K5.2%
STOCK$3.5K1.8%
Portfolio Concentration
Top 3$31.3K16.1%
4–10$41.9K21.6%
11–25$61.7K31.8%
Rest$59.2K30.5%
Top 3 weight
16.1%
Top 10 weight
37.7%
Voting Authority Distribution
Total shares with voting rights: 32.09M
Sole
Full voting authority
32.09M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole84
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings84
Rows:
SPDR GOLD SHARES ETF
SOLEShares85.75K
TypeSH
Market value$13.3K
6.83%
Sole
85.75K
Shared
0.00
None
0.00
BLACKROCK ULTRA SHORT TERM BOND ETF
SOLEShares214.01K
TypeSH
Market value$10.7K
5.51%
Sole
214.01K
Shared
0.00
None
0.00
METLIFE INC
SOLEShares120.48K
TypeSH
Market value$7.3K
3.77%
Sole
120.48K
Shared
0.00
None
0.00
ANTERO RESOURCES CORP
SOLEShares114.47K
TypeSH
Market value$6.5K
3.33%
Sole
114.47K
Shared
0.00
None
0.00
KINDER MORGAN INC
SOLEShares385.37K
TypeSH
Market value$6.4K
3.30%
Sole
385.37K
Shared
0.00
None
0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares68.13K
TypeSH
Market value$6.2K
3.22%
Sole
68.13K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares43.19K
TypeSH
Market value$5.9K
3.02%
Sole
43.19K
Shared
0.00
None
0.00
PRUDENTIAL FINANCIAL INC
SOLEShares67.64K
TypeSH
Market value$5.8K
2.99%
Sole
67.64K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP COM
SOLEShares15.02K
TypeSH
Market value$5.8K
2.99%
Sole
15.02K
Shared
0.00
None
0.00
ALPHABET INC CL C
SOLEShares54.94K
TypeSH
Market value$5.3K
2.72%
Sole
54.94K
Shared
0.00
None
0.00
ISHARES MSCI INDONESIA ETF
SOLEShares222.61K
TypeSH
Market value$5.2K
2.67%
Sole
222.61K
Shared
0.00
None
0.00
GOLAR LNG LTD
SOLEShares203.16K
TypeSH
Market value$5.1K
2.61%
Sole
203.16K
Shared
0.00
None
0.00
FRANKLIN FTSE BRAZIL ETF
SOLEShares278.98K
TypeSH
Market value$5.1K
2.61%
Sole
278.98K
Shared
0.00
None
0.00
TYSON FOODS INC CL A
SOLEShares74.32K
TypeSH
Market value$4.9K
2.52%
Sole
74.32K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares15.33K
TypeSH
Market value$4.5K
2.31%
Sole
15.33K
Shared
0.00
None
0.00
SCORPIO TANKERS INC
SOLEShares102.68K
TypeSH
Market value$4.3K
2.22%
Sole
102.68K
Shared
0.00
None
0.00
BRIGHTHOUSE FINL INC
SOLEShares97.63K
TypeSH
Market value$4.2K
2.18%
Sole
97.63K
Shared
0.00
None
0.00
AT T INC
SOLEShares270.13K
TypeSH
Market value$4.1K
2.14%
Sole
270.13K
Shared
0.00
None
0.00
COVETRUS INC NPV
SOLEShares181.81K
TypeSH
Market value$3.8K
1.96%
Sole
181.81K
Shared
0.00
None
0.00
CITIGROUP INC 2.07386 8/25/36
SOLEShares4.43M
TypeSH
Market value$3.6K
1.87%
Sole
4.43M
Shared
0.00
None
0.00
FREEPORT MCMORAN INC
SOLEShares131.91K
TypeSH
Market value$3.6K
1.86%
Sole
131.91K
Shared
0.00
None
0.00
GMS INC
SOLEShares86.69K
TypeSH
Market value$3.5K
1.79%
Sole
86.69K
Shared
0.00
None
0.00
FIRST CITIZENS 5.800 6/15/70
SOLEShares3.44M
TypeSH
Market value$3.4K
1.74%
Sole
3.44M
Shared
0.00
None
0.00
MATTHEWS INDIA FUND INSTITUTIONAL
SOLEShares130.63K
TypeSH
Market value$3.4K
1.73%
Sole
130.63K
Shared
0.00
None
0.00
FED EX CORP
SOLEShares20.58K
TypeSH
Market value$3.1K
1.57%
Sole
20.58K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD SHARES ETFSOLE | CLOSED END MUTUAL FUND EQUITY | 85.75K | SH | $13.3K 6.83% | 85.75K | 0.00 | 0.00 |
BLACKROCK ULTRA SHORT TERM BOND ETFSOLE | CLOSED END MUTUAL FUND FIXED | 214.01K | SH | $10.7K 5.51% | 214.01K | 0.00 | 0.00 |
METLIFE INCSOLE | COMMON STOCK | 120.48K | SH | $7.3K 3.77% | 120.48K | 0.00 | 0.00 |
ANTERO RESOURCES CORPSOLE | COMMON STOCK | 114.47K | SH | $6.5K 3.33% | 114.47K | 0.00 | 0.00 |
KINDER MORGAN INCSOLE | COMMON STOCK | 385.37K | SH | $6.4K 3.30% | 385.37K | 0.00 | 0.00 |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 68.13K | SH | $6.2K 3.22% | 68.13K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | COMMON STOCK | 43.19K | SH | $5.9K 3.02% | 43.19K | 0.00 | 0.00 |
PRUDENTIAL FINANCIAL INCSOLE | COMMON STOCK | 67.64K | SH | $5.8K 2.99% | 67.64K | 0.00 | 0.00 |
LOCKHEED MARTIN CORP COMSOLE | COMMON STOCK | 15.02K | SH | $5.8K 2.99% | 15.02K | 0.00 | 0.00 |
ALPHABET INC CL CSOLE | COMMON STOCK | 54.94K | SH | $5.3K 2.72% | 54.94K | 0.00 | 0.00 |
ISHARES MSCI INDONESIA ETFSOLE | CLOSED END MUTUAL FUND EQUITY | 222.61K | SH | $5.2K 2.67% | 222.61K | 0.00 | 0.00 |
GOLAR LNG LTDSOLE | FOREIGN COMMON STOCK | 203.16K | SH | $5.1K 2.61% | 203.16K | 0.00 | 0.00 |
FRANKLIN FTSE BRAZIL ETFSOLE | CLOSED END MUTUAL FUND EQUITY | 278.98K | SH | $5.1K 2.61% | 278.98K | 0.00 | 0.00 |
TYSON FOODS INC CL ASOLE | COMMON STOCK | 74.32K | SH | $4.9K 2.52% | 74.32K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COMMON STOCK | 15.33K | SH | $4.5K 2.31% | 15.33K | 0.00 | 0.00 |
SCORPIO TANKERS INCSOLE | FOREIGN COMMON STOCK | 102.68K | SH | $4.3K 2.22% | 102.68K | 0.00 | 0.00 |
BRIGHTHOUSE FINL INCSOLE | COMMON STOCK | 97.63K | SH | $4.2K 2.18% | 97.63K | 0.00 | 0.00 |
AT T INCSOLE | COMMON STOCK | 270.13K | SH | $4.1K 2.14% | 270.13K | 0.00 | 0.00 |
COVETRUS INC NPVSOLE | COMMON STOCK | 181.81K | SH | $3.8K 1.96% | 181.81K | 0.00 | 0.00 |
CITIGROUP INC 2.07386 8/25/36SOLE | CORPORATE BONDS AND NOTES | 4.43M | SH | $3.6K 1.87% | 4.43M | 0.00 | 0.00 |
FREEPORT MCMORAN INCSOLE | COMMON STOCK | 131.91K | SH | $3.6K 1.86% | 131.91K | 0.00 | 0.00 |
GMS INCSOLE | COMMON STOCK | 86.69K | SH | $3.5K 1.79% | 86.69K | 0.00 | 0.00 |
FIRST CITIZENS 5.800 6/15/70SOLE | CORPORATE BONDS AND NOTES | 3.44M | SH | $3.4K 1.74% | 3.44M | 0.00 | 0.00 |
MATTHEWS INDIA FUND INSTITUTIONALSOLE | MUTUAL FUNDS - EQUITY | 130.63K | SH | $3.4K 1.73% | 130.63K | 0.00 | 0.00 |
FED EX CORPSOLE | COMMON STOCK | 20.58K | SH | $3.1K 1.57% | 20.58K | 0.00 | 0.00 |
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