LPL FINANCIAL LLC

PrivateCIK: 1403438

Location

SAN DIEGO, CA

5773

Positions

$376.56B

Total AUM (reported)

5.40B

Total Shares

Allocation by class

COM$73.41B19.5%

STATE STREET SPD$29.22B7.8%

CORE S&P500 ETF$7.57B2.0%

SHS CREATION UNI$7.30B1.9%

TR UNIT$6.62B1.8%

UNIT SER 1$6.13B1.6%

CL A$4.70B1.2%

Portfolio Concentration

Top 3$20.32B5.4%

4–10$32.09B8.5%

11–25$42.42B11.3%

Rest$281.73B74.8%

Top 3 weight

5.4%

Top 10 weight

13.9%

Voting Authority Distribution

Total shares with voting rights: 5.40B

Sole

Full voting authority

115.18M

% of voting shares2.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.29B

% of voting shares97.9%

Investment Discretion (by position count)

Sole5773

Shared0

Other0

Dominant voting typeNone · 97.9% of voting shares

Institutional Holdings5773

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares11.59M

TypeSH

Market value$7.57B

2.01%

Sole

20.21K

Shared

0.00

None

11.57M

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares10.18M

TypeSH

Market value$6.62B

1.76%

Sole

22.22K

Shared

0.00

None

10.16M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares10.61M

TypeSH

Market value$6.13B

1.63%

Sole

48.70K

Shared

0.00

None

10.57M

APPLE INC

SOLE

COM

Shares23.75M

TypeSH

Market value$6.03B

1.60%

Sole

967.37K

Shared

0.00

None

22.78M

NVIDIA CORPORATION

SOLE

COM

Shares33.53M

TypeSH

Market value$5.85B

1.55%

Sole

1.97M

Shared

0.00

None

31.56M

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares58.66M

TypeSH

Market value$4.49B

1.19%

Sole

71.13K

Shared

0.00

None

58.59M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares46.03M

TypeSH

Market value$4.17B

1.11%

Sole

3.28M

Shared

0.00

None

42.75M

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares39.83M

TypeSH

Market value$3.90B

1.04%

Sole

80.63K

Shared

0.00

None

39.75M

MICROSOFT CORP

SOLE

COM

Shares10.36M

TypeSH

Market value$3.83B

1.02%

Sole

743.50K

Shared

0.00

None

9.61M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares6.41M

TypeSH

Market value$3.83B

1.02%

Sole

73.13K

Shared

0.00

None

6.33M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares52.23M

TypeSH

Market value$3.64B

0.97%

Sole

1.98M

Shared

0.00

None

50.26M

AMAZON COM INC

SOLE

COM

Shares16.81M

TypeSH

Market value$3.50B

0.93%

Sole

990.02K

Shared

0.00

None

15.82M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares10.33M

TypeSH

Market value$3.31B

0.88%

Sole

43.00

Shared

0.00

None

10.33M

ISHARES TR

SOLE

US TREAS BD ETF

Shares140.89M

TypeSH

Market value$3.23B

0.86%

Sole

34.43K

Shared

0.00

None

140.86M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares16.16M

TypeSH

Market value$3.10B

0.82%

Sole

506.41K

Shared

0.00

None

15.65M

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares71.85M

TypeSH

Market value$3.06B

0.81%

Sole

1.20K

Shared

0.00

None

71.85M

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares51.50M

TypeSH

Market value$2.91B

0.77%

Sole

50.03K

Shared

0.00

None

51.45M

ISHARES TR

SOLE

MBS ETF

Shares27.98M

TypeSH

Market value$2.66B

0.71%

Sole

951.97K

Shared

0.00

None

27.03M

ALPHABET INC

SOLE

CAP STK CL A

Shares8.89M

TypeSH

Market value$2.56B

0.68%

Sole

577.15K

Shared

0.00

None

8.32M

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares43.80M

TypeSH

Market value$2.55B

0.68%

Sole

0.00

Shared

0.00

None

43.80M

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares10.53M

TypeSH

Market value$2.50B

0.66%

Sole

4.65K

Shared

0.00

None

10.53M

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000VAL

Shares26.15M

TypeSH

Market value$2.45B

0.65%

Sole

0.00

Shared

0.00

None

26.15M

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares20.89M

TypeSH

Market value$2.36B

0.63%

Sole

11.24K

Shared

0.00

None

20.88M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares5.40M

TypeSH

Market value$2.36B

0.63%

Sole

12.99K

Shared

0.00

None

5.38M

ISHARES TR

SOLE

CORE S&P US GWT

Shares14.38M

TypeSH

Market value$2.23B

0.59%

Sole

20.97K

Shared

0.00

None

14.36M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	11.59M	SH	$7.57B 2.01%	20.21K	11.57M
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	10.18M	SH	$6.62B 1.76%	22.22K	10.16M
INVESCO QQQ TRSOLE	UNIT SER 1	10.61M	SH	$6.13B 1.63%	48.70K	10.57M
APPLE INCSOLE	COM	23.75M	SH	$6.03B 1.60%	967.37K	22.78M
NVIDIA CORPORATIONSOLE	COM	33.53M	SH	$5.85B 1.55%	1.97M	31.56M
SPDR SERIES TRUSTSOLE	STATE STREET SPD	58.66M	SH	$4.49B 1.19%	71.13K	58.59M
ISHARES TRSOLE	CORE MSCI EAFE	46.03M	SH	$4.17B 1.11%	3.28M	42.75M
SPDR SERIES TRUSTSOLE	STATE STREET SPD	39.83M	SH	$3.90B 1.04%	80.63K	39.75M
MICROSOFT CORPSOLE	COM	10.36M	SH	$3.83B 1.02%	743.50K	9.61M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	6.41M	SH	$3.83B 1.02%	73.13K	6.33M
ISHARES INCSOLE	CORE MSCI EMKT	52.23M	SH	$3.64B 0.97%	1.98M	50.26M
AMAZON COM INCSOLE	COM	16.81M	SH	$3.50B 0.93%	990.02K	15.82M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	10.33M	SH	$3.31B 0.88%	43.00	10.33M
ISHARES TRSOLE	US TREAS BD ETF	140.89M	SH	$3.23B 0.86%	34.43K	140.86M
ISHARES TRSOLE	MSCI USA QLT FCT	16.16M	SH	$3.10B 0.82%	506.41K	15.65M
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	71.85M	SH	$3.06B 0.81%	1.20K	71.85M
SPDR SERIES TRUSTSOLE	STATE STREET SPD	51.50M	SH	$2.91B 0.77%	50.03K	51.45M
ISHARES TRSOLE	MBS ETF	27.98M	SH	$2.66B 0.71%	951.97K	27.03M
ALPHABET INCSOLE	CAP STK CL A	8.89M	SH	$2.56B 0.68%	577.15K	8.32M
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	43.80M	SH	$2.55B 0.68%	0.00	43.80M
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	10.53M	SH	$2.50B 0.66%	4.65K	10.53M
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000VAL	26.15M	SH	$2.45B 0.65%	0.00	26.15M
ISHARES TRSOLE	S&P 500 GRWT ETF	20.89M	SH	$2.36B 0.63%	11.24K	20.88M
VANGUARD INDEX FDSSOLE	GROWTH ETF	5.40M	SH	$2.36B 0.63%	12.99K	5.38M
ISHARES TRSOLE	CORE S&P US GWT	14.38M	SH	$2.23B 0.59%	20.97K	14.36M

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