LPL FINANCIAL LLC

PrivateCIK: 1403438
Location

SAN DIEGO, CA

📋 What this filing means

LPL FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 5997 equity positions with a total reported market value of $445.10B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

5997
Positions
$445.10B
Total AUM (reported)
5.95B
Total Shares

Allocation by class

TOTAL AUM$445.10B5997 positions
COM$85.17B19.1%
CORE S&P500 ETF$11.07B2.5%
SHS CREAT UNIT$9.68B2.2%
UNIT SER 1$7.88B1.8%
TR UNIT$7.54B1.7%
ST STR P500ETF$5.57B1.3%
CL A$5.19B1.2%

Portfolio Concentration

Top 36.0%4–108.4%11–2511.3%Rest74.3%TOP 1014.4%0%100%
Top 3$26.49B6.0%
4–10$37.56B8.4%
11–25$50.34B11.3%
Rest$330.71B74.3%

Top 3 weight

6.0%

Top 10 weight

14.4%

Voting Authority Distribution

Total shares with voting rights: 5.95B

Sole

Full voting authority

118.57M

shares

% of voting shares2.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

5.84B

shares

% of voting shares98.0%

Investment Discretion (by position count)

Sole5997
Shared0
Other0
Dominant voting typeNone · 98.0% of voting shares
Institutional Holdings5997
Rows:

ISHARES TR

SOLE
CORE S&P500 ETF
Shares14.78M
TypeSH
Market value$11.07B
2.49%
Sole
19.32K
Shared
0.00
None
14.76M

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares10.69M
TypeSH
Market value$7.88B
1.77%
Sole
49.08K
Shared
0.00
None
10.65M

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares10.10M
TypeSH
Market value$7.54B
1.69%
Sole
17.36K
Shared
0.00
None
10.08M

APPLE INC

SOLE
COM
Shares24.30M
TypeSH
Market value$7.03B
1.58%
Sole
942.65K
Shared
0.00
None
23.36M

NVIDIA CORPORATION

SOLE
COM
Shares34.35M
TypeSH
Market value$6.87B
1.54%
Sole
1.93M
Shared
0.00
None
32.42M

SPDR SERIES TRUST

SOLE
ST STR P500ETF
Shares63.36M
TypeSH
Market value$5.57B
1.25%
Sole
90.28K
Shared
0.00
None
63.27M

SPDR SERIES TRUST

SOLE
ST STR P500GRW
Shares40.63M
TypeSH
Market value$4.83B
1.09%
Sole
83.75K
Shared
0.00
None
40.55M

ISHARES TR

SOLE
CORE MSCI EAFE
Shares47.76M
TypeSH
Market value$4.61B
1.04%
Sole
3.31M
Shared
0.00
None
44.45M

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares6.63M
TypeSH
Market value$4.55B
1.02%
Sole
73.34K
Shared
0.00
None
6.55M

AMAZON COM INC

SOLE
COM
Shares17.17M
TypeSH
Market value$4.09B
0.92%
Sole
904.33K
Shared
0.00
None
16.27M

MICROSOFT CORP

SOLE
COM
Shares10.78M
TypeSH
Market value$4.02B
0.90%
Sole
690.77K
Shared
0.00
None
10.09M

CAPITAL GROUP DIVIDEND VALUE

SOLE
SHS CREAT UNIT
Shares81.07M
TypeSH
Market value$4.00B
0.90%
Sole
0.00
Shared
0.00
None
81.07M

ISHARES INC

SOLE
CORE MSCI EMKT
Shares48.07M
TypeSH
Market value$3.98B
0.89%
Sole
1.88M
Shared
0.00
None
46.19M

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares10.31M
TypeSH
Market value$3.81B
0.86%
Sole
1.00
Shared
0.00
None
10.31M

ISHARES TR

SOLE
US TREAS BD ETF
Shares162.61M
TypeSH
Market value$3.70B
0.83%
Sole
3.40M
Shared
0.00
None
159.22M

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares11.74M
TypeSH
Market value$3.56B
0.80%
Sole
3.66K
Shared
0.00
None
11.74M

BLACKROCK ETF TRUST

SOLE
ISHARES US EQUIT
Shares48.79M
TypeSH
Market value$3.32B
0.75%
Sole
0.00
Shared
0.00
None
48.79M

ALPHABET INC

SOLE
CAP STK CL A
Shares9.11M
TypeSH
Market value$3.26B
0.73%
Sole
575.21K
Shared
0.00
None
8.53M

SPDR SERIES TRUST

SOLE
ST STR P500VAL
Shares52.02M
TypeSH
Market value$3.16B
0.71%
Sole
40.61K
Shared
0.00
None
51.98M

SELECT SECTOR SPDR TR

SOLE
ST STR TECHN ETF
Shares15.81M
TypeSH
Market value$3.01B
0.68%
Sole
58.90K
Shared
0.00
None
15.75M

ISHARES TR

SOLE
S&P 500 GRWT ETF
Shares21.56M
TypeSH
Market value$2.97B
0.67%
Sole
9.93K
Shared
0.00
None
21.55M

ISHARES TR

SOLE
MSCI USA QLT FCT
Shares13.34M
TypeSH
Market value$2.93B
0.66%
Sole
496.46K
Shared
0.00
None
12.84M

VANGUARD SCOTTSDALE FDS

SOLE
VNG RUS1000VAL
Shares27.06M
TypeSH
Market value$2.88B
0.65%
Sole
0.00
Shared
0.00
None
27.06M

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares33.37M
TypeSH
Market value$2.87B
0.65%
Sole
69.45K
Shared
0.00
None
33.30M

ISHARES TR

SOLE
CORE UNIVRSL USD
Shares62.17M
TypeSH
Market value$2.87B
0.64%
Sole
93.00
Shared
0.00
None
62.17M
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