LPL FINANCIAL LLC

Filed: 5/10/2024ACC: 0001403438-24-000002

📋 What this filing means

LPL FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 4832 equity positions with a total reported market value of $186.27B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

4832

Positions

$186.27B

Total AUM (reported)

2.68B

Total Shares

Allocation by class

COM$37.75B20.3%

CORE S&P500 ETF$4.77B2.6%

TR UNIT$4.35B2.3%

UNIT SER 1$3.83B2.1%

TOTAL STK MKT$3.25B1.7%

CORE MSCI EAFE$2.47B1.3%

CORE S&P MCP ETF$2.34B1.3%

Portfolio Concentration

Top 3$12.92B6.9%

4–10$17.94B9.6%

11–25$24.26B13.0%

Rest$131.14B70.4%

Top 3 weight

6.9%

Top 10 weight

16.6%

Voting Authority Distribution

Total shares with voting rights: 2.68B

Sole

Full voting authority

108.55M

% of voting shares4.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.57B

% of voting shares96.0%

Investment Discretion (by position count)

Sole4832

Shared0

Other0

Dominant voting typeNone · 96.0% of voting shares

Institutional Holdings4832

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares9.08M

TypeSH

Market value$4.77B

2.56%

Sole

24.16K

Shared

0.00

None

9.06M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares8.14M

TypeSH

Market value$4.32B

2.32%

Sole

25.44K

Shared

0.00

None

8.11M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares8.49M

TypeSH

Market value$3.83B

2.06%

Sole

12.82K

Shared

0.00

None

8.48M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares12.51M

TypeSH

Market value$3.25B

1.75%

Sole

89.00

Shared

0.00

None

12.51M

APPLE INC

SOLE

COM

Shares16.43M

TypeSH

Market value$2.82B

1.51%

Sole

819.30K

Shared

0.00

None

15.61M

MICROSOFT CORP

SOLE

COM

Shares6.38M

TypeSH

Market value$2.69B

1.44%

Sole

766.87K

Shared

0.00

None

5.61M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares33.24M

TypeSH

Market value$2.47B

1.32%

Sole

2.75M

Shared

0.00

None

30.49M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares38.54M

TypeSH

Market value$2.34B

1.26%

Sole

264.33K

Shared

0.00

None

38.28M

ISHARES TR

SOLE

US TREAS BD ETF

Shares97.79M

TypeSH

Market value$2.23B

1.20%

Sole

2.01K

Shared

0.00

None

97.79M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares13.05M

TypeSH

Market value$2.14B

1.15%

Sole

581.26K

Shared

0.00

None

12.47M

NVIDIA CORPORATION

SOLE

COM

Shares2.34M

TypeSH

Market value$2.13B

1.14%

Sole

239.12K

Shared

0.00

None

2.10M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares28.04M

TypeSH

Market value$2.05B

1.10%

Sole

113.77K

Shared

0.00

None

27.92M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.95M

TypeSH

Market value$1.90B

1.02%

Sole

72.26K

Shared

0.00

None

3.88M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares29.74M

TypeSH

Market value$1.83B

0.98%

Sole

7.39K

Shared

0.00

None

29.73M

AMAZON COM INC

SOLE

COM

Shares9.71M

TypeSH

Market value$1.75B

0.94%

Sole

987.87K

Shared

0.00

None

8.72M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares33.44M

TypeSH

Market value$1.68B

0.90%

Sole

102.54K

Shared

0.00

None

33.34M

ISHARES TR

SOLE

CORE S&P US GWT

Shares14.06M

TypeSH

Market value$1.65B

0.89%

Sole

30.13K

Shared

0.00

None

14.03M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.73M

TypeSH

Market value$1.63B

0.87%

Sole

11.67K

Shared

0.00

None

4.72M

ISHARES TR

SOLE

MBS ETF

Shares16.89M

TypeSH

Market value$1.56B

0.84%

Sole

425.48K

Shared

0.00

None

16.47M

ISHARES TR

SOLE

CORE TOTAL USD

Shares31.99M

TypeSH

Market value$1.46B

0.78%

Sole

0.00

Shared

0.00

None

31.99M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares12.99M

TypeSH

Market value$1.44B

0.77%

Sole

138.49K

Shared

0.00

None

12.85M

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares6.86M

TypeSH

Market value$1.43B

0.77%

Sole

56.66K

Shared

0.00

None

6.81M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares8.64M

TypeSH

Market value$1.41B

0.76%

Sole

86.85K

Shared

0.00

None

8.56M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares5.94M

TypeSH

Market value$1.25B

0.67%

Sole

325.11K

Shared

0.00

None

5.61M

ISHARES TR

SOLE

CORE S&P US VLU

Shares12.30M

TypeSH

Market value$1.11B

0.60%

Sole

272.00

Shared

0.00

None

12.30M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	9.08M	SH	$4.77B 2.56%	24.16K	9.06M
SPDR S&P 500 ETF TRSOLE	TR UNIT	8.14M	SH	$4.32B 2.32%	25.44K	8.11M
INVESCO QQQ TRSOLE	UNIT SER 1	8.49M	SH	$3.83B 2.06%	12.82K	8.48M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	12.51M	SH	$3.25B 1.75%	89.00	12.51M
APPLE INCSOLE	COM	16.43M	SH	$2.82B 1.51%	819.30K	15.61M
MICROSOFT CORPSOLE	COM	6.38M	SH	$2.69B 1.44%	766.87K	5.61M
ISHARES TRSOLE	CORE MSCI EAFE	33.24M	SH	$2.47B 1.32%	2.75M	30.49M
ISHARES TRSOLE	CORE S&P MCP ETF	38.54M	SH	$2.34B 1.26%	264.33K	38.28M
ISHARES TRSOLE	US TREAS BD ETF	97.79M	SH	$2.23B 1.20%	2.01K	97.79M
ISHARES TRSOLE	MSCI USA QLT FCT	13.05M	SH	$2.14B 1.15%	581.26K	12.47M
NVIDIA CORPORATIONSOLE	COM	2.34M	SH	$2.13B 1.14%	239.12K	2.10M
SPDR SER TRSOLE	PRTFLO S&P500 GW	28.04M	SH	$2.05B 1.10%	113.77K	27.92M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.95M	SH	$1.90B 1.02%	72.26K	3.88M
SPDR SER TRSOLE	PORTFOLIO S&P500	29.74M	SH	$1.83B 0.98%	7.39K	29.73M
AMAZON COM INCSOLE	COM	9.71M	SH	$1.75B 0.94%	987.87K	8.72M
SPDR SER TRSOLE	PRTFLO S&P500 VL	33.44M	SH	$1.68B 0.90%	102.54K	33.34M
ISHARES TRSOLE	CORE S&P US GWT	14.06M	SH	$1.65B 0.89%	30.13K	14.03M
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.73M	SH	$1.63B 0.87%	11.67K	4.72M
ISHARES TRSOLE	MBS ETF	16.89M	SH	$1.56B 0.84%	425.48K	16.47M
ISHARES TRSOLE	CORE TOTAL USD	31.99M	SH	$1.46B 0.78%	0.00	31.99M
ISHARES TRSOLE	CORE S&P SCP ETF	12.99M	SH	$1.44B 0.77%	138.49K	12.85M
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	6.86M	SH	$1.43B 0.77%	56.66K	6.81M
VANGUARD INDEX FDSSOLE	VALUE ETF	8.64M	SH	$1.41B 0.76%	86.85K	8.56M
ISHARES TRSOLE	RUSSELL 2000 ETF	5.94M	SH	$1.25B 0.67%	325.11K	5.61M
ISHARES TRSOLE	CORE S&P US VLU	12.30M	SH	$1.11B 0.60%	272.00	12.30M

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