LPL FINANCIAL LLC

Filed: 2/14/2024ACC: 0001403438-24-000001

📋 What this filing means

LPL FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 4726 equity positions with a total reported market value of $165.11B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

4726

Positions

$165.11B

Total AUM (reported)

2.39B

Total Shares

Allocation by class

COM$32.85B19.9%

CORE S&P500 ETF$4.68B2.8%

TR UNIT$3.81B2.3%

UNIT SER 1$3.39B2.1%

TOTAL STK MKT$3.33B2.0%

TOTAL BND MRKT$2.52B1.5%

CORE MSCI EAFE$2.43B1.5%

Portfolio Concentration

Top 3$11.86B7.2%

4–10$17.73B10.7%

11–25$20.59B12.5%

Rest$114.93B69.6%

Top 3 weight

7.2%

Top 10 weight

17.9%

Voting Authority Distribution

Total shares with voting rights: 2.39B

Sole

Full voting authority

104.81M

% of voting shares4.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.29B

% of voting shares95.6%

Investment Discretion (by position count)

Sole4726

Shared0

Other0

Dominant voting typeNone · 95.6% of voting shares

Institutional Holdings4726

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares9.80M

TypeSH

Market value$4.68B

2.84%

Sole

20.59K

Shared

0.00

None

9.78M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares7.96M

TypeSH

Market value$3.78B

2.29%

Sole

58.80K

Shared

0.00

None

7.90M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares8.29M

TypeSH

Market value$3.39B

2.06%

Sole

11.67K

Shared

0.00

None

8.27M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares14.04M

TypeSH

Market value$3.33B

2.02%

Sole

1.16K

Shared

0.00

None

14.04M

APPLE INC

SOLE

COM

Shares15.94M

TypeSH

Market value$3.07B

1.86%

Sole

809.30K

Shared

0.00

None

15.13M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares34.20M

TypeSH

Market value$2.52B

1.52%

Sole

6.71M

Shared

0.00

None

27.49M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares34.50M

TypeSH

Market value$2.43B

1.47%

Sole

3.01M

Shared

0.00

None

31.48M

MICROSOFT CORP

SOLE

COM

Shares6.11M

TypeSH

Market value$2.30B

1.39%

Sole

771.85K

Shared

0.00

None

5.33M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.99M

TypeSH

Market value$2.21B

1.34%

Sole

46.17K

Shared

0.00

None

7.94M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares12.79M

TypeSH

Market value$1.88B

1.14%

Sole

605.27K

Shared

0.00

None

12.19M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares26.47M

TypeSH

Market value$1.72B

1.04%

Sole

91.76K

Shared

0.00

None

26.38M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.94M

TypeSH

Market value$1.72B

1.04%

Sole

73.81K

Shared

0.00

None

3.86M

ISHARES TR

SOLE

MBS ETF

Shares17.21M

TypeSH

Market value$1.62B

0.98%

Sole

411.92K

Shared

0.00

None

16.79M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares27.44M

TypeSH

Market value$1.53B

0.93%

Sole

54.47K

Shared

0.00

None

27.38M

ISHARES TR

SOLE

CORE S&P US GWT

Shares14.22M

TypeSH

Market value$1.48B

0.90%

Sole

40.06K

Shared

0.00

None

14.18M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares31.30M

TypeSH

Market value$1.46B

0.88%

Sole

115.80K

Shared

0.00

None

31.18M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.61M

TypeSH

Market value$1.43B

0.87%

Sole

17.44K

Shared

0.00

None

4.60M

AMAZON COM INC

SOLE

COM

Shares9.14M

TypeSH

Market value$1.39B

0.84%

Sole

980.36K

Shared

0.00

None

8.16M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares8.62M

TypeSH

Market value$1.29B

0.78%

Sole

90.84K

Shared

0.00

None

8.53M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares11.72M

TypeSH

Market value$1.27B

0.77%

Sole

125.84K

Shared

0.00

None

11.60M

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares6.32M

TypeSH

Market value$1.22B

0.74%

Sole

60.62K

Shared

0.00

None

6.26M

NVIDIA CORPORATION

SOLE

COM

Shares2.32M

TypeSH

Market value$1.15B

0.70%

Sole

268.73K

Shared

0.00

None

2.05M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares22.30M

TypeSH

Market value$1.13B

0.68%

Sole

2.44M

Shared

0.00

None

19.86M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares5.57M

TypeSH

Market value$1.12B

0.68%

Sole

312.99K

Shared

0.00

None

5.26M

ISHARES TR

SOLE

CORE TOTAL USD

Shares23.03M

TypeSH

Market value$1.06B

0.64%

Sole

0.00

Shared

0.00

None

23.03M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	9.80M	SH	$4.68B 2.84%	20.59K	9.78M
SPDR S&P 500 ETF TRSOLE	TR UNIT	7.96M	SH	$3.78B 2.29%	58.80K	7.90M
INVESCO QQQ TRSOLE	UNIT SER 1	8.29M	SH	$3.39B 2.06%	11.67K	8.27M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	14.04M	SH	$3.33B 2.02%	1.16K	14.04M
APPLE INCSOLE	COM	15.94M	SH	$3.07B 1.86%	809.30K	15.13M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	34.20M	SH	$2.52B 1.52%	6.71M	27.49M
ISHARES TRSOLE	CORE MSCI EAFE	34.50M	SH	$2.43B 1.47%	3.01M	31.48M
MICROSOFT CORPSOLE	COM	6.11M	SH	$2.30B 1.39%	771.85K	5.33M
ISHARES TRSOLE	CORE S&P MCP ETF	7.99M	SH	$2.21B 1.34%	46.17K	7.94M
ISHARES TRSOLE	MSCI USA QLT FCT	12.79M	SH	$1.88B 1.14%	605.27K	12.19M
SPDR SER TRSOLE	PRTFLO S&P500 GW	26.47M	SH	$1.72B 1.04%	91.76K	26.38M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.94M	SH	$1.72B 1.04%	73.81K	3.86M
ISHARES TRSOLE	MBS ETF	17.21M	SH	$1.62B 0.98%	411.92K	16.79M
SPDR SER TRSOLE	PORTFOLIO S&P500	27.44M	SH	$1.53B 0.93%	54.47K	27.38M
ISHARES TRSOLE	CORE S&P US GWT	14.22M	SH	$1.48B 0.90%	40.06K	14.18M
SPDR SER TRSOLE	PRTFLO S&P500 VL	31.30M	SH	$1.46B 0.88%	115.80K	31.18M
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.61M	SH	$1.43B 0.87%	17.44K	4.60M
AMAZON COM INCSOLE	COM	9.14M	SH	$1.39B 0.84%	980.36K	8.16M
VANGUARD INDEX FDSSOLE	VALUE ETF	8.62M	SH	$1.29B 0.78%	90.84K	8.53M
ISHARES TRSOLE	CORE S&P SCP ETF	11.72M	SH	$1.27B 0.77%	125.84K	11.60M
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	6.32M	SH	$1.22B 0.74%	60.62K	6.26M
NVIDIA CORPORATIONSOLE	COM	2.32M	SH	$1.15B 0.70%	268.73K	2.05M
ISHARES INCSOLE	CORE MSCI EMKT	22.30M	SH	$1.13B 0.68%	2.44M	19.86M
ISHARES TRSOLE	RUSSELL 2000 ETF	5.57M	SH	$1.12B 0.68%	312.99K	5.26M
ISHARES TRSOLE	CORE TOTAL USD	23.03M	SH	$1.06B 0.64%	0.00	23.03M

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