LPL FINANCIAL LLC

Filed: 11/13/2023ACC: 0001403438-23-000006

📋 What this filing means

LPL FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 4626 equity positions with a total reported market value of $142.84B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

4626

Positions

$142.84B

Total AUM (reported)

2.27B

Total Shares

Allocation by class

COM$28.28B19.8%

CORE S&P500 ETF$3.85B2.7%

TR UNIT$3.24B2.3%

TOTAL STK MKT$2.87B2.0%

UNIT SER 1$2.71B1.9%

TOTAL BND MRKT$2.34B1.6%

CORE MSCI EAFE$2.15B1.5%

Portfolio Concentration

Top 3$9.93B7.0%

4–10$15.19B10.6%

11–25$17.45B12.2%

Rest$100.27B70.2%

Top 3 weight

7.0%

Top 10 weight

17.6%

Voting Authority Distribution

Total shares with voting rights: 2.27B

Sole

Full voting authority

103.28M

% of voting shares4.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.16B

% of voting shares95.4%

Investment Discretion (by position count)

Sole4626

Shared0

Other0

Dominant voting typeNone · 95.4% of voting shares

Institutional Holdings4626

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares8.97M

TypeSH

Market value$3.85B

2.70%

Sole

13.23K

Shared

0.00

None

8.95M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares7.52M

TypeSH

Market value$3.21B

2.25%

Sole

29.16K

Shared

0.00

None

7.49M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares13.50M

TypeSH

Market value$2.87B

2.01%

Sole

458.00

Shared

0.00

None

13.50M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares7.56M

TypeSH

Market value$2.71B

1.90%

Sole

11.87K

Shared

0.00

None

7.55M

APPLE INC

SOLE

COM

Shares15.40M

TypeSH

Market value$2.64B

1.85%

Sole

830.10K

Shared

0.00

None

14.57M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares33.54M

TypeSH

Market value$2.34B

1.64%

Sole

6.71M

Shared

0.00

None

26.83M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares33.36M

TypeSH

Market value$2.15B

1.50%

Sole

2.94M

Shared

0.00

None

30.42M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares8.02M

TypeSH

Market value$2.00B

1.40%

Sole

53.61K

Shared

0.00

None

7.96M

MICROSOFT CORP

SOLE

COM

Shares5.70M

TypeSH

Market value$1.80B

1.26%

Sole

759.32K

Shared

0.00

None

4.94M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares11.83M

TypeSH

Market value$1.56B

1.09%

Sole

624.68K

Shared

0.00

None

11.20M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.88M

TypeSH

Market value$1.53B

1.07%

Sole

77.67K

Shared

0.00

None

3.81M

ISHARES TR

SOLE

MBS ETF

Shares16.57M

TypeSH

Market value$1.47B

1.03%

Sole

367.93K

Shared

0.00

None

16.21M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares23.15M

TypeSH

Market value$1.37B

0.96%

Sole

68.29K

Shared

0.00

None

23.08M

ISHARES TR

SOLE

CORE S&P US GWT

Shares13.85M

TypeSH

Market value$1.31B

0.92%

Sole

34.56K

Shared

0.00

None

13.81M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.48M

TypeSH

Market value$1.22B

0.85%

Sole

13.58K

Shared

0.00

None

4.47M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares28.12M

TypeSH

Market value$1.16B

0.81%

Sole

75.84K

Shared

0.00

None

28.05M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares22.82M

TypeSH

Market value$1.15B

0.80%

Sole

2.81K

Shared

0.00

None

22.82M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares8.31M

TypeSH

Market value$1.15B

0.80%

Sole

88.11K

Shared

0.00

None

8.22M

AMAZON COM INC

SOLE

COM

Shares8.67M

TypeSH

Market value$1.10B

0.77%

Sole

992.36K

Shared

0.00

None

7.68M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares11.42M

TypeSH

Market value$1.08B

0.75%

Sole

139.96K

Shared

0.00

None

11.28M

ISHARES TR

SOLE

CORE TOTAL USD

Shares23.86M

TypeSH

Market value$1.04B

0.73%

Sole

0.00

Shared

0.00

None

23.86M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares21.76M

TypeSH

Market value$1.04B

0.72%

Sole

2.42M

Shared

0.00

None

19.33M

NVIDIA CORPORATION

SOLE

COM

Shares2.21M

TypeSH

Market value$962.91M

0.67%

Sole

279.56K

Shared

0.00

None

1.93M

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares5.80M

TypeSH

Market value$951.28M

0.67%

Sole

65.53K

Shared

0.00

None

5.74M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares5.22M

TypeSH

Market value$922.81M

0.65%

Sole

221.29K

Shared

0.00

None

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	8.97M	SH	$3.85B 2.70%	13.23K	8.95M
SPDR S&P 500 ETF TRSOLE	TR UNIT	7.52M	SH	$3.21B 2.25%	29.16K	7.49M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	13.50M	SH	$2.87B 2.01%	458.00	13.50M
INVESCO QQQ TRSOLE	UNIT SER 1	7.56M	SH	$2.71B 1.90%	11.87K	7.55M
APPLE INCSOLE	COM	15.40M	SH	$2.64B 1.85%	830.10K	14.57M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	33.54M	SH	$2.34B 1.64%	6.71M	26.83M
ISHARES TRSOLE	CORE MSCI EAFE	33.36M	SH	$2.15B 1.50%	2.94M	30.42M
ISHARES TRSOLE	CORE S&P MCP ETF	8.02M	SH	$2.00B 1.40%	53.61K	7.96M
MICROSOFT CORPSOLE	COM	5.70M	SH	$1.80B 1.26%	759.32K	4.94M
ISHARES TRSOLE	MSCI USA QLT FCT	11.83M	SH	$1.56B 1.09%	624.68K	11.20M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.88M	SH	$1.53B 1.07%	77.67K	3.81M
ISHARES TRSOLE	MBS ETF	16.57M	SH	$1.47B 1.03%	367.93K	16.21M
SPDR SER TRSOLE	PRTFLO S&P500 GW	23.15M	SH	$1.37B 0.96%	68.29K	23.08M
ISHARES TRSOLE	CORE S&P US GWT	13.85M	SH	$1.31B 0.92%	34.56K	13.81M
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.48M	SH	$1.22B 0.85%	13.58K	4.47M
SPDR SER TRSOLE	PRTFLO S&P500 VL	28.12M	SH	$1.16B 0.81%	75.84K	28.05M
SPDR SER TRSOLE	PORTFOLIO S&P500	22.82M	SH	$1.15B 0.80%	2.81K	22.82M
VANGUARD INDEX FDSSOLE	VALUE ETF	8.31M	SH	$1.15B 0.80%	88.11K	8.22M
AMAZON COM INCSOLE	COM	8.67M	SH	$1.10B 0.77%	992.36K	7.68M
ISHARES TRSOLE	CORE S&P SCP ETF	11.42M	SH	$1.08B 0.75%	139.96K	11.28M
ISHARES TRSOLE	CORE TOTAL USD	23.86M	SH	$1.04B 0.73%	0.00	23.86M
ISHARES INCSOLE	CORE MSCI EMKT	21.76M	SH	$1.04B 0.72%	2.42M	19.33M
NVIDIA CORPORATIONSOLE	COM	2.21M	SH	$962.91M 0.67%	279.56K	1.93M
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	5.80M	SH	$951.28M 0.67%	65.53K	5.74M
ISHARES TRSOLE	RUSSELL 2000 ETF	5.22M	SH	$922.81M 0.65%	221.29K	5M

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