LPL FINANCIAL LLC

Filed: 7/31/2023ACC: 0001403438-23-000005

📋 What this filing means

LPL FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 4530 equity positions with a total reported market value of $139.95B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

4530

Positions

$139.95B

Total AUM (reported)

2.13B

Total Shares

Allocation by class

COM$27.78B19.8%

CORE S&P500 ETF$3.59B2.6%

TR UNIT$3.06B2.2%

TOTAL STK MKT$2.91B2.1%

UNIT SER 1$2.70B1.9%

TOTAL BND MRKT$2.26B1.6%

CORE MSCI EAFE$2.16B1.5%

Portfolio Concentration

Top 3$9.53B6.8%

4–10$15.45B11.0%

11–25$17.51B12.5%

Rest$97.46B69.6%

Top 3 weight

6.8%

Top 10 weight

17.9%

Voting Authority Distribution

Total shares with voting rights: 2.13B

Sole

Full voting authority

101.55M

% of voting shares4.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.03B

% of voting shares95.2%

Investment Discretion (by position count)

Sole4530

Shared0

Other0

Dominant voting typeNone · 95.2% of voting shares

Institutional Holdings4530

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares8.05M

TypeSH

Market value$3.59B

2.56%

Sole

16.30K

Shared

0.00

None

8.04M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.85M

TypeSH

Market value$3.03B

2.17%

Sole

28.36K

Shared

0.00

None

6.82M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares13.20M

TypeSH

Market value$2.91B

2.08%

Sole

527.00

Shared

0.00

None

13.20M

APPLE INC

SOLE

COM

Shares14.86M

TypeSH

Market value$2.88B

2.06%

Sole

840.44K

Shared

0.00

None

14.02M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares7.31M

TypeSH

Market value$2.70B

1.93%

Sole

10.53K

Shared

0.00

None

7.30M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares31.06M

TypeSH

Market value$2.26B

1.61%

Sole

5.68M

Shared

0.00

None

25.38M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares32M

TypeSH

Market value$2.16B

1.54%

Sole

2.84M

Shared

0.00

None

29.16M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.48M

TypeSH

Market value$1.96B

1.40%

Sole

47.19K

Shared

0.00

None

7.44M

MICROSOFT CORP

SOLE

COM

Shares5.24M

TypeSH

Market value$1.79B

1.28%

Sole

736.38K

Shared

0.00

None

4.51M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares12.67M

TypeSH

Market value$1.71B

1.22%

Sole

630.45K

Shared

0.00

None

12.04M

ISHARES TR

SOLE

MBS ETF

Shares16.58M

TypeSH

Market value$1.55B

1.10%

Sole

305.98K

Shared

0.00

None

16.27M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.61M

TypeSH

Market value$1.47B

1.05%

Sole

78.92K

Shared

0.00

None

3.53M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares21.83M

TypeSH

Market value$1.33B

0.95%

Sole

54.46K

Shared

0.00

None

21.77M

ISHARES TR

SOLE

CORE S&P US GWT

Shares13.48M

TypeSH

Market value$1.32B

0.94%

Sole

32.24K

Shared

0.00

None

13.45M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.33M

TypeSH

Market value$1.23B

0.88%

Sole

14.10K

Shared

0.00

None

4.32M

ISHARES TR

SOLE

CORE TOTAL USD

Shares25.21M

TypeSH

Market value$1.15B

0.82%

Sole

0.00

Shared

0.00

None

25.21M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares26.44M

TypeSH

Market value$1.14B

0.82%

Sole

68.73K

Shared

0.00

None

26.37M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares22.89M

TypeSH

Market value$1.13B

0.81%

Sole

2.33M

Shared

0.00

None

20.56M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares7.76M

TypeSH

Market value$1.10B

0.79%

Sole

84.32K

Shared

0.00

None

7.67M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares11.05M

TypeSH

Market value$1.10B

0.79%

Sole

127.75K

Shared

0.00

None

10.92M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares20.59M

TypeSH

Market value$1.07B

0.77%

Sole

105.00

Shared

0.00

None

20.59M

AMAZON COM INC

SOLE

COM

Shares8.21M

TypeSH

Market value$1.07B

0.76%

Sole

950.76K

Shared

0.00

None

7.26M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares5.16M

TypeSH

Market value$967.13M

0.69%

Sole

217.55K

Shared

0.00

None

4.95M

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares5.55M

TypeSH

Market value$965.36M

0.69%

Sole

68.09K

Shared

0.00

None

5.48M

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares23.10M

TypeSH

Market value$925.97M

0.66%

Sole

9.09K

Shared

0.00

None

23.09M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	8.05M	SH	$3.59B 2.56%	16.30K	8.04M
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.85M	SH	$3.03B 2.17%	28.36K	6.82M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	13.20M	SH	$2.91B 2.08%	527.00	13.20M
APPLE INCSOLE	COM	14.86M	SH	$2.88B 2.06%	840.44K	14.02M
INVESCO QQQ TRSOLE	UNIT SER 1	7.31M	SH	$2.70B 1.93%	10.53K	7.30M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	31.06M	SH	$2.26B 1.61%	5.68M	25.38M
ISHARES TRSOLE	CORE MSCI EAFE	32M	SH	$2.16B 1.54%	2.84M	29.16M
ISHARES TRSOLE	CORE S&P MCP ETF	7.48M	SH	$1.96B 1.40%	47.19K	7.44M
MICROSOFT CORPSOLE	COM	5.24M	SH	$1.79B 1.28%	736.38K	4.51M
ISHARES TRSOLE	MSCI USA QLT FCT	12.67M	SH	$1.71B 1.22%	630.45K	12.04M
ISHARES TRSOLE	MBS ETF	16.58M	SH	$1.55B 1.10%	305.98K	16.27M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.61M	SH	$1.47B 1.05%	78.92K	3.53M
SPDR SER TRSOLE	PRTFLO S&P500 GW	21.83M	SH	$1.33B 0.95%	54.46K	21.77M
ISHARES TRSOLE	CORE S&P US GWT	13.48M	SH	$1.32B 0.94%	32.24K	13.45M
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.33M	SH	$1.23B 0.88%	14.10K	4.32M
ISHARES TRSOLE	CORE TOTAL USD	25.21M	SH	$1.15B 0.82%	0.00	25.21M
SPDR SER TRSOLE	PRTFLO S&P500 VL	26.44M	SH	$1.14B 0.82%	68.73K	26.37M
ISHARES INCSOLE	CORE MSCI EMKT	22.89M	SH	$1.13B 0.81%	2.33M	20.56M
VANGUARD INDEX FDSSOLE	VALUE ETF	7.76M	SH	$1.10B 0.79%	84.32K	7.67M
ISHARES TRSOLE	CORE S&P SCP ETF	11.05M	SH	$1.10B 0.79%	127.75K	10.92M
SPDR SER TRSOLE	PORTFOLIO S&P500	20.59M	SH	$1.07B 0.77%	105.00	20.59M
AMAZON COM INCSOLE	COM	8.21M	SH	$1.07B 0.76%	950.76K	7.26M
ISHARES TRSOLE	RUSSELL 2000 ETF	5.16M	SH	$967.13M 0.69%	217.55K	4.95M
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	5.55M	SH	$965.36M 0.69%	68.09K	5.48M
FIRST TR VALUE LINE DIVID INSOLE	SHS	23.10M	SH	$925.97M 0.66%	9.09K	23.09M

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