LPL FINANCIAL LLC

Filed: 5/10/2023ACC: 0001403438-23-000004

📋 What this filing means

LPL FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 4451 equity positions with a total reported market value of $128.47B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

4451

Positions

$128.47B

Total AUM (reported)

2.01B

Total Shares

Allocation by class

COM$24.82B19.3%

CORE S&P500 ETF$3.25B2.5%

TOTAL STK MKT$2.66B2.1%

TR UNIT$2.63B2.0%

TOTAL BND MRKT$2.23B1.7%

UNIT SER 1$2.22B1.7%

CORE MSCI EAFE$2.09B1.6%

Portfolio Concentration

Top 3$8.52B6.6%

4–10$13.88B10.8%

11–25$16.12B12.5%

Rest$89.96B70.0%

Top 3 weight

6.6%

Top 10 weight

17.4%

Voting Authority Distribution

Total shares with voting rights: 2.01B

Sole

Full voting authority

97.45M

% of voting shares4.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.91B

% of voting shares95.2%

Investment Discretion (by position count)

Sole4451

Shared0

Other0

Dominant voting typeNone · 95.2% of voting shares

Institutional Holdings4451

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares7.91M

TypeSH

Market value$3.25B

2.53%

Sole

11.54K

Shared

0.00

None

7.89M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares13.03M

TypeSH

Market value$2.66B

2.07%

Sole

17.00

Shared

0.00

None

13.03M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.37M

TypeSH

Market value$2.61B

2.03%

Sole

31.66K

Shared

0.00

None

6.34M

APPLE INC

SOLE

COM

Shares14.71M

TypeSH

Market value$2.43B

1.89%

Sole

826.54K

Shared

0.00

None

13.89M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares30.22M

TypeSH

Market value$2.23B

1.74%

Sole

5.55M

Shared

0.00

None

24.67M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares6.91M

TypeSH

Market value$2.22B

1.73%

Sole

10.02K

Shared

0.00

None

6.90M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares31.31M

TypeSH

Market value$2.09B

1.63%

Sole

2.75M

Shared

0.00

None

28.56M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.37M

TypeSH

Market value$1.84B

1.43%

Sole

50.83K

Shared

0.00

None

7.32M

ISHARES TR

SOLE

MBS ETF

Shares16.20M

TypeSH

Market value$1.53B

1.19%

Sole

414.93K

Shared

0.00

None

15.78M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares12.35M

TypeSH

Market value$1.53B

1.19%

Sole

629.40K

Shared

0.00

None

11.72M

MICROSOFT CORP

SOLE

COM

Shares5.06M

TypeSH

Market value$1.46B

1.14%

Sole

733.84K

Shared

0.00

None

4.33M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.71M

TypeSH

Market value$1.40B

1.09%

Sole

79.67K

Shared

0.00

None

3.63M

ISHARES TR

SOLE

CORE S&P US GWT

Shares13.52M

TypeSH

Market value$1.20B

0.93%

Sole

31.67K

Shared

0.00

None

13.48M

ISHARES TR

SOLE

CORE TOTAL USD

Shares25M

TypeSH

Market value$1.15B

0.90%

Sole

0.00

Shared

0.00

None

25M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares20.65M

TypeSH

Market value$1.14B

0.89%

Sole

48.35K

Shared

0.00

None

20.60M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares22.46M

TypeSH

Market value$1.10B

0.85%

Sole

2.28M

Shared

0.00

None

20.18M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares11.20M

TypeSH

Market value$1.08B

0.84%

Sole

133.15K

Shared

0.00

None

11.07M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares25.54M

TypeSH

Market value$1.04B

0.81%

Sole

70.31K

Shared

0.00

None

25.47M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.15M

TypeSH

Market value$1.04B

0.81%

Sole

14.77K

Shared

0.00

None

4.14M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares7.44M

TypeSH

Market value$1.03B

0.80%

Sole

86.70K

Shared

0.00

None

7.35M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares5.66M

TypeSH

Market value$1.01B

0.79%

Sole

212.61K

Shared

0.00

None

5.44M

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares22.80M

TypeSH

Market value$915.67M

0.71%

Sole

11.84K

Shared

0.00

None

22.79M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares17.93M

TypeSH

Market value$863.13M

0.67%

Sole

1.54K

Shared

0.00

None

17.92M

ISHARES TR

SOLE

CORE S&P US VLU

Shares11.56M

TypeSH

Market value$852.61M

0.66%

Sole

529.00

Shared

0.00

None

11.56M

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares6.53M

TypeSH

Market value$844.78M

0.66%

Sole

89.77K

Shared

0.00

None

6.44M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	7.91M	SH	$3.25B 2.53%	11.54K	7.89M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	13.03M	SH	$2.66B 2.07%	17.00	13.03M
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.37M	SH	$2.61B 2.03%	31.66K	6.34M
APPLE INCSOLE	COM	14.71M	SH	$2.43B 1.89%	826.54K	13.89M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	30.22M	SH	$2.23B 1.74%	5.55M	24.67M
INVESCO QQQ TRSOLE	UNIT SER 1	6.91M	SH	$2.22B 1.73%	10.02K	6.90M
ISHARES TRSOLE	CORE MSCI EAFE	31.31M	SH	$2.09B 1.63%	2.75M	28.56M
ISHARES TRSOLE	CORE S&P MCP ETF	7.37M	SH	$1.84B 1.43%	50.83K	7.32M
ISHARES TRSOLE	MBS ETF	16.20M	SH	$1.53B 1.19%	414.93K	15.78M
ISHARES TRSOLE	MSCI USA QLT FCT	12.35M	SH	$1.53B 1.19%	629.40K	11.72M
MICROSOFT CORPSOLE	COM	5.06M	SH	$1.46B 1.14%	733.84K	4.33M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.71M	SH	$1.40B 1.09%	79.67K	3.63M
ISHARES TRSOLE	CORE S&P US GWT	13.52M	SH	$1.20B 0.93%	31.67K	13.48M
ISHARES TRSOLE	CORE TOTAL USD	25M	SH	$1.15B 0.90%	0.00	25M
SPDR SER TRSOLE	PRTFLO S&P500 GW	20.65M	SH	$1.14B 0.89%	48.35K	20.60M
ISHARES INCSOLE	CORE MSCI EMKT	22.46M	SH	$1.10B 0.85%	2.28M	20.18M
ISHARES TRSOLE	CORE S&P SCP ETF	11.20M	SH	$1.08B 0.84%	133.15K	11.07M
SPDR SER TRSOLE	PRTFLO S&P500 VL	25.54M	SH	$1.04B 0.81%	70.31K	25.47M
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.15M	SH	$1.04B 0.81%	14.77K	4.14M
VANGUARD INDEX FDSSOLE	VALUE ETF	7.44M	SH	$1.03B 0.80%	86.70K	7.35M
ISHARES TRSOLE	RUSSELL 2000 ETF	5.66M	SH	$1.01B 0.79%	212.61K	5.44M
FIRST TR VALUE LINE DIVID INSOLE	SHS	22.80M	SH	$915.67M 0.71%	11.84K	22.79M
SPDR SER TRSOLE	PORTFOLIO S&P500	17.93M	SH	$863.13M 0.67%	1.54K	17.92M
ISHARES TRSOLE	CORE S&P US VLU	11.56M	SH	$852.61M 0.66%	529.00	11.56M
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	6.53M	SH	$844.78M 0.66%	89.77K	6.44M

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