LPL FINANCIAL LLC

Filed: 11/14/2022ACC: 0001403438-22-000005

📋 What this filing means

LPL FINANCIAL LLC filed this quarterly 13F‑HR report disclosing 4381 equity positions with a total reported market value of $103.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

4381

Positions

$103.65M

Total AUM (reported)

1.78B

Total Shares

Allocation by class

COM$20.23M19.5%

CORE S&P500 ETF$2.83M2.7%

TOTAL STK MKT$2.32M2.2%

TOTAL BND MRKT$2.22M2.1%

TR UNIT$2.01M1.9%

UNIT SER 1$1.84M1.8%

CORE S&P MCP ETF$1.63M1.6%

Portfolio Concentration

Top 3$7.37M7.1%

4–10$11.13M10.7%

11–25$12.82M12.4%

Rest$72.33M69.8%

Top 3 weight

7.1%

Top 10 weight

17.8%

Voting Authority Distribution

Total shares with voting rights: 1.78B

Sole

Full voting authority

93.17M

% of voting shares5.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.69B

% of voting shares94.8%

Investment Discretion (by position count)

Sole4381

Shared0

Other0

Dominant voting typeNone · 94.8% of voting shares

Institutional Holdings4381

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares7.90M

TypeSH

Market value$2.83M

2.73%

Sole

12.23K

Shared

0.00

None

7.89M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares12.92M

TypeSH

Market value$2.32M

2.24%

Sole

24.00

Shared

0.00

None

12.92M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares31.07M

TypeSH

Market value$2.22M

2.14%

Sole

5.02M

Shared

0.00

None

26.05M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares5.59M

TypeSH

Market value$1.99M

1.92%

Sole

40.08K

Shared

0.00

None

5.55M

APPLE INC

SOLE

COM

Shares14.33M

TypeSH

Market value$1.98M

1.91%

Sole

903.87K

Shared

0.00

None

13.42M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares6.87M

TypeSH

Market value$1.84M

1.77%

Sole

8.41K

Shared

0.00

None

6.86M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.42M

TypeSH

Market value$1.63M

1.57%

Sole

58.98K

Shared

0.00

None

7.36M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares27.78M

TypeSH

Market value$1.46M

1.41%

Sole

3.30M

Shared

0.00

None

24.48M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.42M

TypeSH

Market value$1.12M

1.08%

Sole

79.07K

Shared

0.00

None

3.34M

MICROSOFT CORP

SOLE

COM

Shares4.74M

TypeSH

Market value$1.10M

1.06%

Sole

711.98K

Shared

0.00

None

4.02M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares12.64M

TypeSH

Market value$1.10M

1.06%

Sole

148.70K

Shared

0.00

None

12.49M

ISHARES TR

SOLE

CORE S&P US GWT

Shares12.86M

TypeSH

Market value$1.03M

0.99%

Sole

4.02K

Shared

0.00

None

12.86M

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares12.62M

TypeSH

Market value$1.00M

0.97%

Sole

0.00

Shared

0.00

None

12.62M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.39M

TypeSH

Market value$939.1K

0.91%

Sole

17.65K

Shared

0.00

None

4.37M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares8.48M

TypeSH

Market value$881.4K

0.85%

Sole

152.75K

Shared

0.00

None

8.33M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares7.11M

TypeSH

Market value$877.9K

0.85%

Sole

88.36K

Shared

0.00

None

7.02M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares5.32M

TypeSH

Market value$877.3K

0.85%

Sole

403.83K

Shared

0.00

None

4.92M

AMAZON COM INC

SOLE

COM

Shares7.66M

TypeSH

Market value$865.5K

0.84%

Sole

932.46K

Shared

0.00

None

6.73M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares15.94M

TypeSH

Market value$798.5K

0.77%

Sole

23.50K

Shared

0.00

None

15.91M

ISHARES TR

SOLE

CORE TOTAL USD

Shares17.13M

TypeSH

Market value$762.2K

0.74%

Sole

0.00

Shared

0.00

None

17.13M

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares21.28M

TypeSH

Market value$761.6K

0.73%

Sole

7.28K

Shared

0.00

None

21.27M

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares9.97M

TypeSH

Market value$754.5K

0.73%

Sole

78.94K

Shared

0.00

None

9.89M

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares6.06M

TypeSH

Market value$734.4K

0.71%

Sole

92.39K

Shared

0.00

None

5.97M

ISHARES TR

SOLE

CORE S&P US VLU

Shares11.48M

TypeSH

Market value$718.5K

0.69%

Sole

83.00

Shared

0.00

None

11.48M

ISHARES TR

SOLE

US TREAS BD ETF

Shares31.41M

TypeSH

Market value$715.0K

0.69%

Sole

560.00

Shared

0.00

None

31.41M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	7.90M	SH	$2.83M 2.73%	12.23K	7.89M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	12.92M	SH	$2.32M 2.24%	24.00	12.92M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	31.07M	SH	$2.22M 2.14%	5.02M	26.05M
SPDR S&P 500 ETF TRSOLE	TR UNIT	5.59M	SH	$1.99M 1.92%	40.08K	5.55M
APPLE INCSOLE	COM	14.33M	SH	$1.98M 1.91%	903.87K	13.42M
INVESCO QQQ TRSOLE	UNIT SER 1	6.87M	SH	$1.84M 1.77%	8.41K	6.86M
ISHARES TRSOLE	CORE S&P MCP ETF	7.42M	SH	$1.63M 1.57%	58.98K	7.36M
ISHARES TRSOLE	CORE MSCI EAFE	27.78M	SH	$1.46M 1.41%	3.30M	24.48M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.42M	SH	$1.12M 1.08%	79.07K	3.34M
MICROSOFT CORPSOLE	COM	4.74M	SH	$1.10M 1.06%	711.98K	4.02M
ISHARES TRSOLE	CORE S&P SCP ETF	12.64M	SH	$1.10M 1.06%	148.70K	12.49M
ISHARES TRSOLE	CORE S&P US GWT	12.86M	SH	$1.03M 0.99%	4.02K	12.86M
ISHARES TRSOLE	ESG AWR MSCI USA	12.62M	SH	$1.00M 0.97%	0.00	12.62M
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.39M	SH	$939.1K 0.91%	17.65K	4.37M
ISHARES TRSOLE	MSCI USA QLT FCT	8.48M	SH	$881.4K 0.85%	152.75K	8.33M
VANGUARD INDEX FDSSOLE	VALUE ETF	7.11M	SH	$877.9K 0.85%	88.36K	7.02M
ISHARES TRSOLE	RUSSELL 2000 ETF	5.32M	SH	$877.3K 0.85%	403.83K	4.92M
AMAZON COM INCSOLE	COM	7.66M	SH	$865.5K 0.84%	932.46K	6.73M
SPDR SER TRSOLE	PRTFLO S&P500 GW	15.94M	SH	$798.5K 0.77%	23.50K	15.91M
ISHARES TRSOLE	CORE TOTAL USD	17.13M	SH	$762.2K 0.74%	0.00	17.13M
FIRST TR VALUE LINE DIVID INSOLE	SHS	21.28M	SH	$761.6K 0.73%	7.28K	21.27M
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	9.97M	SH	$754.5K 0.73%	78.94K	9.89M
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	6.06M	SH	$734.4K 0.71%	92.39K	5.97M
ISHARES TRSOLE	CORE S&P US VLU	11.48M	SH	$718.5K 0.69%	83.00	11.48M
ISHARES TRSOLE	US TREAS BD ETF	31.41M	SH	$715.0K 0.69%	560.00	31.41M

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